0001209191-13-002083.txt : 20130104 0001209191-13-002083.hdr.sgml : 20130104 20130104163330 ACCESSION NUMBER: 0001209191-13-002083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deighton Anthony CENTRAL INDEX KEY: 0001496286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 13512192 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC. STREET 2: 275 GROVE ST., SUITE 2-400 CITY: AUBURNDALE STATE: MA ZIP: 02466 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-01-02 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001496286 Deighton Anthony C/O QLIK TECHNOLOGIES INC. 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 0 1 0 0 CTO and Senior VP of Products Common Stock 2013-01-02 4 M 0 12500 1.65 A 54934 D Common Stock 2013-01-02 4 M 0 3125 6.91 A 58059 D Common Stock 2013-01-02 4 S 0 15625 22.13 D 42434 D Employee Stock Option (Right to Buy) 1.65 2013-01-02 4 M 0 12500 0.00 D 2019-03-30 Common Stock 12500 37500 D Employee Stock Option (Right to Buy) 6.91 2013-01-02 4 M 0 3125 0.00 D 2020-05-20 Common Stock 3125 31250 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011. Exercisable with respect to 1/4 of the shares of stock which are subject to this option on March 30, 2010 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. Exercisable with respect to 1/16 of the shares of stock which are subject to this option in equal increments quarterly over four (4) years beginning March 31, 2011, provided Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. /s/ Deborah C. Lofton, Attorney-in-Fact for Anthony Deighton 2013-01-03