0001140361-16-086714.txt : 20161115 0001140361-16-086714.hdr.sgml : 20161115 20161115121518 ACCESSION NUMBER: 0001140361-16-086714 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRB Corp CENTRAL INDEX KEY: 0001496228 IRS NUMBER: 042968130 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15030 FILM NUMBER: 161998663 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-457-7527 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001496228 XXXXXXXX 09-30-2016 09-30-2016 SRB Corp

125 HIGH STREET BOSTON MA 02110

13F HOLDINGS REPORT 028-15030 N Frederick C. Childs 617-457-7527 Frederick C. Childs Boston MA 11-15-2016 2 186 684459 false 1 0001556246 028-15035 Plymouth Rock Co Inc 2 0001576841 028-15488 Palisades Safety & Insurance Association INFORMATION TABLE 2 form13fInfoTable.xml ACCENTURE PLC SHS CLASS A G1151C101 167 1371 SH DFND 1 1371 0 0 AETNA INC COM 00817Y108 151 1311 SH DFND 1 1311 0 0 AFFILIATED MANAGER GROUP COM 008252108 161 1111 SH DFND 1 1111 0 0 AFLAC COM 001055102 155 2153 SH DFND 1 2153 0 0 ALASKA AIR GROUP INC COM 011659109 152 2301 SH DFND 1 2301 0 0 ALLIANT ENERGY CORP COM 018802108 163 4257 SH DFND 1 4257 0 0 ALLSTATE CORP COM 020002101 159 2297 SH DFND 1 2297 0 0 AMEREN CORPORATION COM 023608102 150 3053 SH DFND 1 3053 0 0 AMERICAN EXPRESS CO COM 025816109 154 2397 SH DFND 1 2397 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 160 1606 SH DFND 1 1606 0 0 AMERISOURCEBERGEN CORP COM 03073E105 142 1758 SH DFND 1 1758 0 0 AMETEK INC COM 031100100 151 3157 SH DFND 1 3157 0 0 ANTHEM INC COM 036752103 153 1220 SH DFND 1 1220 0 0 AON PLC SHS CL A G0408V102 161 1433 SH DFND 1 1433 0 0 APPLE INC COM 037833100 163 1446 SH DFND 1 1446 0 0 APPLIED MATERIALS INC COM 038222105 158 5232 SH DFND 1 5232 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 152 3605 SH DFND 1 3605 0 0 ARTHUR J GALLAGHER & CO COM 363576109 172 3389 SH DFND 1 3389 0 0 ASSURANT INC COM 04621X108 167 1815 SH DFND 1 1815 0 0 AT&T INC COM 00206R102 154 3792 SH DFND 1 3792 0 0 AVERY DENNISON CORP COM 053611109 165 2116 SH DFND 1 2116 0 0 BANK OF AMERICA CORP COM 060505104 159 10146 SH DFND 1 10146 0 0 BANK OF NEW YORK MELLON CORP/T COM 064058100 156 3903 SH DFND 1 3903 0 0 BAXTER INTERNATIONAL INC COM 071813109 156 3270 SH DFND 1 3270 0 0 BB&T CORPORATION COM 054937107 153 4054 SH DFND 1 4054 0 0 BED BATH & BEYOND INC COM 075896100 143 3317 SH DFND 1 3317 0 0 BERKSHIRE HATHAWAY INC CL B NEW 084670702 153 1057 SH DFND 1 1057 0 0 BEST BUY CO INC COM 086516101 149 3912 SH DFND 1 3912 0 0 BIOGEN IDEC INC COM 09062X103 157 502 SH DFND 1 502 0 0 BLACKROCK INC COM 09247X101 153 423 SH DFND 1 423 0 0 BORGWARNER INC COM 099724106 161 4587 SH DFND 1 4587 0 0 CA INC COM 12673P105 150 4529 SH DFND 1 4529 0 0 CAPITAL ONE FINANCIAL CO COM 14040H105 164 2285 SH DFND 1 2285 0 0 CARDINAL HEALTH INC COM 14149Y108 149 1914 SH DFND 1 1914 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 162 3325 SH DFND 1 3325 0 0 CH ROBINSON WORLDWIDE INC COM NEW 12541W209 160 2268 SH DFND 1 2268 0 0 CHUBB LTD COM H1467J104 158 1254 SH DFND 1 1254 0 0 CIGNA CORP COM 125509109 154 1181 SH DFND 1 1181 0 0 CINCINNATI FINANCIAL CORP COM 172062101 158 2092 SH DFND 1 2092 0 0 CISCO SYSTEMS INC COM 17275R102 159 5008 SH DFND 1 5008 0 0 CITIGROUP INC COM NEW 172967424 159 3358 SH DFND 1 3358 0 0 CITIZENS FINANCIAL GROUP COM 174610105 164 6656 SH DFND 1 6656 0 0 COACH INC COM 189754104 7998 218753 SH DFND 1 218753 0 0 COACH INC COM 189754104 11001 300908 SH DFND 1,2 300908 0 0 COGNIZANT TEC SOLUTIONS A CL A 192446102 136 2849 SH DFND 1 2849 0 0 COMCAST CORP CL A 20030N101 158 2383 SH DFND 1 2383 0 0 Comerica Inc. COM 200340107 161 3412 SH DFND 1 3412 0 0 CONSOLIDATED EDISON INC COM 209115104 155 2059 SH DFND 1 2059 0 0 CORNING INC COM 219350105 170 7197 SH DFND 1 7197 0 0 CSX CORP COM 126408103 167 5468 SH DFND 1 5468 0 0 CUMMINS INC COM 231021106 160 1245 SH DFND 1 1245 0 0 CVS CAREMARK CORP COM 126650100 144 1614 SH DFND 1 1614 0 0 DANAHER CORP COM 235851102 159 2029 SH DFND 1 2029 0 0 DARDEN RESTAURANTS COM 237194105 160 2602 SH DFND 1 2602 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 171 2396 SH DFND 1 2396 0 0 DELTA AIR LINES COM NEW 247361702 168 4276 SH DFND 1 4276 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 153 2699 SH DFND 1 2699 0 0 DOLLAR GENERAL CORP COM 256677105 121 1726 SH DFND 1 1726 0 0 DOVER CORP COM 260003108 156 2115 SH DFND 1 2115 0 0 DOW CHEMICAL CO COM 260543103 151 2921 SH DFND 1 2921 0 0 DR HORTON INC COM 23331A109 144 4782 SH DFND 1 4782 0 0 DTE ENERGY COMPANY COM 233331107 163 1737 SH DFND 1 1737 0 0 EATON CORP PLC SHS G29183103 155 2356 SH DFND 1 2356 0 0 ELECTRONIC ARTS INC COM 285512109 162 1896 SH DFND 1 1896 0 0 EMERSON ELECTRIC CO COM 291011104 158 2899 SH DFND 1 2899 0 0 ENERGY TRANSFER PARTNERS UNIT LTD PARTN 29273R109 6416 173408 SH DFND 1 173408 0 0 ENERGY TRANSFER PARTNERS UNIT LTD PARTN 29273R109 7054 190651 SH DFND 1,2 190651 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 7995 289342 SH DFND 1 289342 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 6341 229488 SH DFND 1,2 229488 0 0 EVERSOURCE ENERGY COM 30040W108 154 2851 SH DFND 1 2851 0 0 EXELON CORP COM 30161N101 151 4534 SH DFND 1 4534 0 0 EXPRESS SCRIPTS HOLDING COM 30219G108 144 2038 SH DFND 1 2038 0 0 EXXON MOBIL CORP COM 30231G102 36062 413177 SH DFND 1 413177 0 0 EXXON MOBIL CORP COM 30231G102 44597 510967 SH DFND 1,2 510967 0 0 FIFTH THIRD BANCORP COM 316773100 160 7824 SH DFND 1 7824 0 0 FIRST SOLAR INC COM 336433107 167 4236 SH DFND 1 4236 0 0 FLIR SYSTEMS INC COM 302445101 158 5017 SH DFND 1 5017 0 0 FLUOR CORP COM 343412102 151 2945 SH DFND 1 2945 0 0 FOOT LOCKER INC COM 344849104 155 2287 SH DFND 1 2287 0 0 FRANKLIN RESOURCES INC COM 354613101 153 4302 SH DFND 1 4302 0 0 GAP INC COM 364760108 130 5826 SH DFND 1 5826 0 0 GENERAL DYNAMICS COM 369550108 156 1004 SH DFND 1 1004 0 0 GENUINE PARTS CO COM 372460105 152 1517 SH DFND 1 1517 0 0 HARMAN INTERNATIONAL COM 413086109 156 1850 SH DFND 1 1850 0 0 HARTFORD FINL SV HIG COM 416515104 169 3941 SH DFND 1 3941 0 0 HEWLETT-PACKARD CO COM 40434L105 166 10703 SH DFND 1 10703 0 0 HONEYWELL INTERNATIONAL COM 438516106 156 1342 SH DFND 1 1342 0 0 HOST HOTELS & RESORTS INC COM 44107P104 133 8514 SH DFND 1 8514 0 0 HUNT JB TRANSPRT SVCS INC COM 445658107 155 1912 SH DFND 1 1912 0 0 HUNTINGTON BANCSHARES INC/OH COM 446150104 161 16346 SH DFND 1 16346 0 0 INGERSOLL- RAND PLC SHS G47791101 157 2313 SH DFND 1 2313 0 0 INTEL CORP CAP COM 458140100 51465 1363678 SH DFND 1 1363678 0 0 INTEL CORP CAP COM 458140100 67329 1784026 SH DFND 1,2 1784026 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 159 591 SH DFND 1 591 0 0 INTERPUBLIC GROUP OF COS INC COM 460690100 153 6851 SH DFND 1 6851 0 0 INVESCO LTD SHS G491BT108 160 5105 SH DFND 1 5105 0 0 JOHNSON & JOHNSON COM 478160104 155 1315 SH DFND 1 1315 0 0 JP MORGAN CHASE & CO COM 46625H100 158 2374 SH DFND 1 2374 0 0 JUNIPER NETWORKS INC COM 48203R104 161 6681 SH DFND 1 6681 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 145 1549 SH DFND 1 1549 0 0 KEYCORP COM 493267108 158 12942 SH DFND 1 12942 0 0 LINCOLN NATIONAL CORP COM 534187109 159 3389 SH DFND 1 3389 0 0 LOCKHEED MARTIN CORP COM 539830109 152 633 SH DFND 1 633 0 0 M&T BANK CORP COM 55261F104 155 1334 SH DFND 1 1334 0 0 MARATHON PETROLEUM CORP COM 56585A102 151 3731 SH DFND 1 3731 0 0 MARSH & MCLENNAN COS INC COM 571748102 157 2340 SH DFND 1 2340 0 0 MCKESSON CORP COM 58155Q103 136 814 SH DFND 1 814 0 0 MERCK & CO. INC. COM 58933Y105 34384 550934 SH DFND 1 550934 0 0 MERCK & CO. INC. COM 58933Y105 49384 791280 SH DFND 1,2 791280 0 0 METLIFE INC COM 59156R108 171 3849 SH DFND 1 3849 0 0 MICHAEL KORS HOLDINGS LTD SHS G60754101 145 3105 SH DFND 1 3105 0 0 MICROSOFT CORP COM 594918104 40772 707964 SH DFND 1 707964 0 0 MICROSOFT CORP COM 594918104 60277 1046657 SH DFND 1,2 1046657 0 0 MOHAWK INDUSTRIES INC COM 608190104 149 743 SH DFND 1 743 0 0 MONDELEZ INTERNATIONAL INC CL A 609207105 160 3651 SH DFND 1 3651 0 0 MORGAN STANLEY COM NEW 617446448 161 5036 SH DFND 1 5036 0 0 MOSAIC CO COM 61945C103 130 5311 SH DFND 1 5311 0 0 NORFOLK SOUTHERN CORP COM 655844108 161 1658 SH DFND 1 1658 0 0 NORTHEAST BANCORP COM NEW 663904209 4135 357041 SH DFND 1 357041 0 0 NORTHERN TRUST CORP COM 665859104 156 2296 SH DFND 1 2296 0 0 NORTHROP GRUMMAN CORP COM 666807102 157 733 SH DFND 1 733 0 0 OMNICOM GROUP INC COM 681919106 158 1856 SH DFND 1 1856 0 0 PARKER HANNIFIN CORP COM 701094104 162 1290 SH DFND 1 1290 0 0 PEOPLE'S UNITED FINANCIAL INC COM 712704105 158 9993 SH DFND 1 9993 0 0 PHILLIPS 66 COM 718546104 163 2029 SH DFND 1 2029 0 0 PINNACLE WEST CAPITAL CORP COM 723484101 153 2009 SH DFND 1 2009 0 0 PLAINS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 3886 123718 SH DFND 1 123718 0 0 PLAINS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 6509 207217 SH DFND 1,2 207217 0 0 PNC FINANCIAL SERVICES COM 693475105 165 1835 SH DFND 1 1835 0 0 PPG INDUSTRIES INC COM 693506107 152 1471 SH DFND 1 1471 0 0 PRINCIPAL FINANCIAL GROUP COM 74251V102 169 3289 SH DFND 1 3289 0 0 PROCTER & GAMBLE CO COM 742718109 10149 113079 SH DFND 1 113079 0 0 PROCTER & GAMBLE CO COM 742718109 6291 70100 SH DFND 1,2 70100 0 0 PROGRESSIVE CORP COM 743315103 154 4881 SH DFND 1 4881 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 167 2044 SH DFND 1 2044 0 0 PUBLIC SERVICE ENTERPRISE GROU COM 744573106 152 3620 SH DFND 1 3620 0 0 PULTEGROUP INC COM 745867101 144 7204 SH DFND 1 7204 0 0 PVH CORP COM 693656100 159 1440 SH DFND 1 1440 0 0 QUALCOMM INC COM 747525103 171 2493 SH DFND 1 2493 0 0 QUANTA SERVICES INC COM 74762E102 165 5912 SH DFND 1 5912 0 0 RAYTHEON CO COM NEW 755111507 149 1092 SH DFND 1 1092 0 0 REGIONS FINANCIAL CORP COM 7591EP100 160 16241 SH DFND 1 16241 0 0 REYNOLDS AMERICAN INC COM 761713106 146 3104 SH DFND 1 3104 0 0 ROBERT HALF INTL INC COM 770323103 155 4087 SH DFND 1 4087 0 0 ROCKWELL AUTOMATION INC COM 773903109 162 1327 SH DFND 1 1327 0 0 ROCKWELL COLLINS INC COM 774341101 156 1850 SH DFND 1 1850 0 0 SAFETY INSURANCE GROUP INC COM 78648T100 32848 488668 SH DFND 1 488668 0 0 SAFETY INSURANCE GROUP INC COM 78648T100 64269 956097 SH DFND 1,2 956097 0 0 SAFEWAY INC #N/A 786CVR308 0 4247 SH DFND 1 4247 0 0 SAFEWAY INC #N/A 786CVR209 4 4247 SH DFND 1 4247 0 0 SIGNET JEWELERS LTD SHS G81276100 123 1654 SH DFND 1 1654 0 0 SNAP-ON INC COM 833034101 155 1017 SH DFND 1 1017 0 0 SOUTHWEST AIRLINES CO COM 844741108 167 4296 SH DFND 1 4296 0 0 STANLEY BLACK & DECKER I COM 854502101 154 1255 SH DFND 1 1255 0 0 STATE STREET CORP COM 857477103 161 2307 SH DFND 1 2307 0 0 SUNTRUST BANKS INC COM 867914103 161 3673 SH DFND 1 3673 0 0 SYNCHRONY FINANCIAL COM 87165B103 162 5786 SH DFND 1 5786 0 0 TARGET CORP COM 87612E106 35409 515559 SH DFND 1 515559 0 0 TARGET CORP COM 87612E106 46912 683050 SH DFND 1,2 683050 0 0 TE CONNECTIVITY LTD REG SHS H84989104 160 2483 SH DFND 1 2483 0 0 TESORO CORP COM 881609101 166 2087 SH DFND 1 2087 0 0 TEXAS INSTRUMENT COM 882508104 157 2235 SH DFND 1 2235 0 0 TEXTRON INC COM 883203101 149 3751 SH DFND 1 3751 0 0 TIFFANY & CO COM 886547108 164 2263 SH DFND 1 2263 0 0 TJX COS INC/THE COM 872540109 149 1999 SH DFND 1 1999 0 0 TORCHMARK CORP COM 891027104 158 2470 SH DFND 1 2470 0 0 TRANSOCEAN LTD REG SHS H8817H100 167 15677 SH DFND 1 15677 0 0 TRAVELERS COS INC COM 89417E109 154 1341 SH DFND 1 1341 0 0 TYSON FOODS CL A 902494103 156 2084 SH DFND 1 2084 0 0 UNION PACIFIC CORP COM 907818108 159 1633 SH DFND 1 1633 0 0 UNITED CONTINENTAL HOLDINGS COM 910047109 172 3275 SH DFND 1 3275 0 0 UNITED HEALTH GROUP INC COM 91324P102 151 1077 SH DFND 1 1077 0 0 UNUM GROUP COM 91529Y106 161 4568 SH DFND 1 4568 0 0 URBAN OUTFITTERS INC COM 917047102 146 4217 SH DFND 1 4217 0 0 US BANCORP COM NEW 902973304 155 3608 SH DFND 1 3608 0 0 VALERO ENERGY CORP COM 91913Y100 151 2847 SH DFND 1 2847 0 0 VERISK ANALYTICS INC COM 92345Y106 18046 222025 SH DFND 1 222025 0 0 VF CORP COM 918204108 136 2428 SH DFND 1 2428 0 0 WAL-MART STORES INC COM 931142103 156 2160 SH DFND 1 2160 0 0 WALT DISNEY CO THE COM DISNEY 254687106 152 1642 SH DFND 1 1642 0 0 WEC ENERGY GROUP INC COM 92939U106 161 2694 SH DFND 1 2694 0 0 WELLS FARGO & COMPANY COM 949746101 143 3231 SH DFND 1 3231 0 0 WHIRLPOOL CORP COM 963320106 137 842 SH DFND 1 842 0 0 WHOLE FOODS MARKET INC COM 966837106 143 5033 SH DFND 1 5033 0 0 XL GROUP LTD COM G98294104 158 4689 SH DFND 1 4689 0 0 ZIONS BANCORP COM 989701107 173 5587 SH DFND 1 5587 0 0