0001178913-14-002732.txt : 20140820
0001178913-14-002732.hdr.sgml : 20140820
20140820060338
ACCESSION NUMBER: 0001178913-14-002732
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140820
DATE AS OF CHANGE: 20140820
EFFECTIVENESS DATE: 20140820
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPHERA FUNDS MANAGEMENT LTD.
CENTRAL INDEX KEY: 0001496201
IRS NUMBER: 000000000
STATE OF INCORPORATION: L3
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15863
FILM NUMBER: 141053743
BUSINESS ADDRESS:
STREET 1: PLATINUM HOUSE, 21 HA'ARBA'AH STREET
CITY: TEL AVIV
STATE: L3
ZIP: 64739
BUSINESS PHONE: 972-3-6845535
MAIL ADDRESS:
STREET 1: PLATINUM HOUSE, 21 HA'ARBA'AH STREET
CITY: TEL AVIV
STATE: L3
ZIP: 64739
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001496201
XXXXXXXX
06-30-2014
06-30-2014
true
1
RESTATEMENT
false
SPHERA FUNDS MANAGEMENT LTD.
Platinum House, 21 Ha'arba'ah Street
Tel Aviv
L3
64739
13F HOLDINGS REPORT
028-15863
Y
Investment discretion with regard to a portion of the securities reported herein is exercised by Sphera Global Healthcare Management L.P. (the "Management Company"). The Management Company is managed, controlled, and operated by its general partner, Sphera Global Healthcare GP Ltd. (the "General Partner"), the shares of which are owned 50% by Sphera Funds Management Ltd. ("SFML"). SFML is entitled to appoint 50% of the members of the board of directors of the General Partner (the "Board of Directors") and 50% of the members to the investment committee of the Management Company (the "Investment Committee"), and therefore may be deemed to share control of the General Partner and Management Company. This Form 13F shall not be construed as an admission by SFML, the General Partner, or the Management Company that it is the beneficial owner of any of the securities covered by this Form 13F, and each of SFML, the General Partner, and the Management Company disclaim beneficial ownership of any such securities. Per informal guidance received f the Division of Investment Management, section 13(f) securities that are dual listed on a U.S. stock exchange and the Tel Aviv Stock Exchange were included in this Form 13F only if they were purchased in the U.S. This amended Form 13F for the quarter ended June 30, 2014 is being filed to correct a clerical error in the original Form 13F filing on August 11, 2014 (the "Original Form 13F Filing") and replaces the Original Form 13F Filling in its entirety.
Israel Mor
Partner
972-3-6845520
/s/ Israel Mor
Tel Aviv
L3
08-19-2014
2
104
405770
1
0001599855
028-15864
Sphera Global Healthcare GP Ltd.
2
0001599854
028-15865
Sphera Global Healthcare Management LP
INFORMATION TABLE
2
infotable.xml
Achillion Pharmaceuticals Inc
COM
00448Q201
1136
150000
SH
DFND
1,2
150000
0
0
Acorda Therapeutics Inc
COM
00484M106
5057
150000
SH
DFND
1,2
150000
0
0
Actinium Pharmaceuticals Inc
COM
00507W107
2166
300000
SH
DFND
1,2
300000
0
0
Aerie Pharmaceuticals Inc
COM
00771V108
2725
110000
SH
DFND
1,2
110000
0
0
Agios Pharmaceuticals Inc
COM
00847X104
1146
25000
SH
DFND
1,2
25000
0
0
Akebia Therapeutics Inc
COM
00972D105
2015
72500
SH
DFND
1,2
72500
0
0
Allergan Inc/United States
COM
18490102
6769
40000
SH
DFND
1,2
40000
0
0
Ambit Biosciences Corp
COM
02318X100
1918
277568
SH
DFND
1,2
277568
0
0
Amgen Inc
COM
31162100
4735
40000
SH
DFND
1,2
40000
0
0
Amgen Inc
CALL
31162900
1120
1238
SH
Call
DFND
1,2
1238
0
0
Ampio Pharmaceuticals Inc
COM
03209T109
2605
312000
SH
DFND
1,2
312000
0
0
Aquinox Pharmaceuticals Inc
COM
03842B101
1780
190000
SH
DFND
1,2
190000
0
0
Array BioPharma Inc
COM
04269X105
1300
285000
SH
DFND
1,2
285000
0
0
Arrowhead Research Corp
COM NEW
42797209
1431
100000
SH
DFND
1,2
100000
0
0
Auxilium Pharmaceuticals Inc
CALL
05334D907
40
935
SH
Call
DFND
1,2
935
0
0
AVANIR Pharmaceuticals Inc
CL A NEW
05348P401
5640
1000000
SH
DFND
1,2
1000000
0
0
Biogen Idec Inc
COM
09062X103
6937
22000
SH
DFND
1,2
22000
0
0
BioLine RX Ltd
SPONSORED ADR
09071M106
1248
600000
SH
DFND
1,2
600000
0
0
BioMarin Pharmaceutical Inc
COM
09061G101
7465
120000
SH
DFND
1,2
120000
0
0
Celladon Corp
COM
15117E107
2403
150000
SH
DFND
1,2
150000
0
0
Clovis Oncology Inc
COM
189464100
4348
105000
SH
DFND
1,2
105000
0
0
Corium International Inc
COM
21887L107
537
69100
SH
DFND
1,2
69100
0
0
Cytokinetics Inc
COM NEW
23282W605
311
65100
SH
DFND
1,2
65100
0
0
CytRx Corp
COM PAR $.001
232828509
1672
400000
SH
DFND
1,2
400000
0
0
Dipexium Pharmaceuticals Inc
COM
25456J104
916
94400
SH
DFND
1,2
94400
0
0
Discovery Laboratories Inc
COM NEW
254668403
890
500000
SH
DFND
1,2
500000
0
0
Dyax Corp
COM
26746E103
6240
650000
SH
DFND
1,2
650000
0
0
Eli Lilly & Co
COM
532457108
6217
100000
SH
DFND
1,2
100000
0
0
Epizyme Inc
COM
29428V104
3522
113188
SH
DFND
1,2
113188
0
0
Galmed Pharmaceuticals Ltd
SHS
M47238106
1656
170000
SH
DFND
1,2
170000
0
0
GenVec Inc
COM NEW
37246C307
1478
575000
SH
DFND
1,2
575000
0
0
Gilead Sciences Inc
COM
375558103
4146
50000
SH
DFND
1,2
50000
0
0
Gilead Sciences Inc
CALL
375558903
1158
1000
SH
Call
DFND
1,2
1000
0
0
Gilead Sciences Inc
CALL
375558903
850
1000
SH
Call
DFND
1,2
1000
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
16044
300000
SH
DFND
1,2
300000
0
0
GlaxoSmithKline PLC
CALL
37733W905
698
3000
SH
Call
DFND
1,2
3000
0
0
Ignyta Inc
COM
451731103
1863
205000
SH
DFND
1,2
205000
0
0
Immunomedics Inc
COM
452907108
2008
550000
SH
DFND
1,2
550000
0
0
Impax Laboratories Inc
CALL
45256B901
550
1000
SH
Call
DFND
1,2
1000
0
0
Incyte Corp Ltd
COM
45337C102
4120
73000
SH
DFND
1,2
73000
0
0
Insmed Inc
COM PAR $.01
457669307
1586
79400
SH
DFND
1,2
79400
0
0
Insmed Inc
CALL
457669907
293
1000
SH
Call
DFND
1,2
1000
0
0
Intra-Cellular Therapies Inc
COM
46116X101
1590
94300
SH
DFND
1,2
94300
0
0
Johnson & Johnson
COM
478160104
22347
213600
SH
DFND
1,2
213600
0
0
KaloBios Pharmaceuticals Inc
COM
48344T100
821
360000
SH
DFND
1,2
360000
0
0
MacroGenics Inc
COM
556099109
2412
111000
SH
DFND
1,2
111000
0
0
Medivation Inc
COM
58501N101
5396
70000
SH
DFND
1,2
70000
0
0
Merck & Co Inc
COM
58933Y105
24876
430000
SH
DFND
1,2
430000
0
0
Novartis AG
SPONSORED ADR
66987V109
46271
511000
SH
DFND
1,2
511000
0
0
NPS Pharmaceuticals Inc
COM
62936P103
1619
49000
SH
DFND
1,2
49000
0
0
Ocera Therapeutics Inc
COM
67552A108
971
127048
SH
DFND
1,2
127048
0
0
OncoMed Pharmaceuticals Inc
COM
68234X102
1748
75000
SH
DFND
1,2
75000
0
0
Oncothyreon Inc
COM
682324108
2392
738336
SH
DFND
1,2
738336
0
0
Pfizer Inc
COM
717081103
19428
654596
SH
DFND
1,2
654596
0
0
Pharmacyclics Inc
COM
716933106
4486
50000
SH
DFND
1,2
50000
0
0
Prosensa Holding BV
SHS USD
N71546100
1578
125000
SH
DFND
1,2
125000
0
0
PTC Therapeutics Inc
COM
69366J200
3921
150000
SH
DFND
1,2
150000
0
0
Puma Biotechnology Inc
COM
74587V107
1650
25000
SH
DFND
1,2
25000
0
0
Receptos Inc
COM
756207106
2556
60000
SH
DFND
1,2
60000
0
0
RXi Pharmaceuticals Corp
COM NEW
74979C303
531
175815
SH
DFND
1,2
175815
0
0
SALIX PHARMACEUTICALS LT
CALL
795435906
915
500
SH
Call
DFND
1,2
500
0
0
Sanofi
SPONSORED ADR
80105N105
12746
120000
SH
DFND
1,2
120000
0
0
Seattle Genetics Inc
COM
812578102
11391
297800
SH
DFND
1,2
297800
0
0
Shire PLC
SPONSORED ADR
82481R106
14065
180000
SH
DFND
1,2
180000
0
0
StemCells Inc
COM NEW
85857R204
1015
500000
SH
DFND
1,2
500000
0
0
Summit Corp PLC
COM
86606G101
455
777
SH
DFND
1,2
313583
0
0
TetraLogic Pharmaceuticals Cor
COM
88165U109
1178
200000
SH
DFND
1,2
200000
0
0
Tetraphase Pharmaceuticals Inc
COM
88165N105
2671
198000
SH
DFND
1,2
198000
0
0
Teva Pharmaceutical Industries
ADR
881624209
18347
350000
SH
DFND
1,2
350000
0
0
Teva Pharmaceutical Industries
CALL
881624909
970
2000
SH
Call
DFND
1,2
2000
0
0
TG Therapeutics Inc
COM
88322Q108
563
60000
SH
DFND
1,2
60000
0
0
Trevena Inc
COM
89532E109
1927
341000
SH
DFND
1,2
341000
0
0
Vanda Pharmaceuticals Inc
COM
921659108
2265
140000
SH
DFND
1,2
140000
0
0
Vertex Pharmaceuticals Inc
CALL
92532F900
1905
1000
SH
Call
DFND
1,2
1000
0
0
Vertex Pharmaceuticals Inc
PUT
92532F950
13
1500
SH
Put
DFND
1,2
1500
0
0
AutoNation Inc
COM
05329W102
3139
52600
SH
DFND
52600
0
0
B Communications Ltd
SHS
M15629104
4708
241705
SH
DFND
241705
0
0
Broadcom Corp
CL A
111320107
2937
79120
SH
DFND
79120
0
0
Caesarstone Sdot-Yam Ltd
ORD SHS
M20598104
2925
59600
SH
DFND
59600
0
0
Colgate-Palmolive Co
COM
194162103
3259
47799
SH
DFND
47799
0
0
CSX Corp
COM
126408103
4570
148325
SH
DFND
148325
0
0
CVS Caremark Corp
COM
126650100
1454
19295
SH
DFND
19295
0
0
Ellomay Capital Ltd
SHS
M39927120
192
20564
SH
DFND
20564
0
0
Google Inc
CL A
38259P508
2212
3784
SH
DFND
3784
0
0
Google Inc
CL C
38259P706
2612
4540
SH
DFND
4540
0
0
Health Care Select Sector SPDR
SBI HEALTHCARE
81369Y209
1786
29353
SH
DFND
29353
0
0
Lumenis Ltd
SHS CL B
M6778Q121
0
245
SH
DFND
245
0
0
Novartis AG
SPONSORED ADR
66987V109
2001
22100
SH
DFND
22100
0
0
Orbotech Ltd
ORD
M75253100
5216
343602
SH
DFND
343602
0
0
Ormat Technologies Inc
COM
686688102
677
23472
SH
DFND
23472
0
0
Penske Automotive Group Inc
COM
70959W103
1452
29327
SH
DFND
29327
0
0
priceline.com Inc
COM NEW
741503403
2324
1932
SH
DFND
1932
0
0
Sonic Automotive Inc
CL A
83545G102
1334
50000
SH
DFND
50000
0
0
SPDR S&P 500 ETF Trust
CALL
78462F903
338
1500
SH
Call
DFND
1500
0
0
Teva Pharmaceutical Industries
PUT
881624959
80
1000
SH
Put
DFND
1000
0
0
Teva Pharmaceutical Industries
CALL
881624909
270
1210
SH
Call
DFND
1210
0
0
Teva Pharmaceutical Industries
ADR
881624209
4954
94500
SH
DFND
94500
0
0
TJX Cos Inc
CALL
872540909
69
500
SH
Call
DFND
500
0
0
TJX Cos Inc
COM
872540109
1377
25916
SH
DFND
25916
0
0
TOP Image Systems Ltd
ORD
M87896102
79
20000
SH
DFND
20000
0
0
Towers Watson & Co
CL A
891894107
4351
41740
SH
DFND
41740
0
0
Verint Systems Inc
COM
92343X100
6600
134550
SH
DFND
134550
0
0
Walgreen Co
COM
931422109
4521
60993
SH
DFND
60993
0
0
Yum! Brands Inc
COM
988498101
4582
56433
SH
DFND
56433
0
0