0001144204-13-059024.txt : 20131105 0001144204-13-059024.hdr.sgml : 20131105 20131105214937 ACCESSION NUMBER: 0001144204-13-059024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Growth Properties, Inc. CENTRAL INDEX KEY: 0001496048 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 272963337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-960-5000 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: New GGP, Inc. DATE OF NAME CHANGE: 20100706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Retail Holdings IV-D Sub II LLC CENTRAL INDEX KEY: 0001590910 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 131194506 BUSINESS ADDRESS: STREET 1: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212 417 2546 MAIL ADDRESS: STREET 1: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 FORMER NAME: FORMER CONFORMED NAME: Brookfield BPY Retail Holdings IV-D Sub II LLC DATE OF NAME CHANGE: 20131104 4 1 v359384_form4.xml OWNERSHIP DOCUMENT X0306 4 2013-11-01 0 0001496048 General Growth Properties, Inc. GGP 0001590910 Brookfield Retail Holdings IV-D Sub II LLC 4 BROOKFIELD PLACE, 250 VESEY STREET NEW YORK NY 10281 1 0 1 1 Director by deputization *** Common Stock, Par Value $0.01 per share 2013-11-01 4 J 0 817551 0 D 1351700 D See Exhibit 99.1; Note 1. *** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Person. The Reporting Person is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. Exhibit List: Exhibit 99.1 - Explanation of Responses. /s/ David Stalter, Director 2013-11-05 EX-99.1 2 v359384_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

Explanation of Responses:

(1) The Reporting Person made in-kind distributions of Common Stock and Warrants to certain of its members.

(2) Each Warrant entitled the holder to purchase 1.143 shares of Common Stock at an initial exercise price of $10.75 per share, subject to adjustments as provided in the warrant agreement, dated as of November 9, 2010, by and among Mellon Investor Services LLC, as warrant agent, and the Issuer.