0001127602-11-026548.txt : 20111004 0001127602-11-026548.hdr.sgml : 20111004 20111004121726 ACCESSION NUMBER: 0001127602-11-026548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ardila Jaime CENTRAL INDEX KEY: 0001495757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34960 FILM NUMBER: 111122458 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: M/C: 482-C25-A36 CITY: DETROIT STATE: MI ZIP: 48265-3000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Motors Co CENTRAL INDEX KEY: 0001467858 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 270756180 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 313.556.5000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-09-30 0001467858 General Motors Co GM 0001495757 Ardila Jaime 300 RENAISSANCE CENTER M/C: 482-C25-A36 DETROIT MI 48265-3000 1 Vice President Common Stock 2011-09-30 4 M 0 1548 0 A 11218 D Common Stock 2011-09-30 4 F 0 449 20.30 D 10769 D Common Stock 2011-09-30 4 M 0 4233 0 A 15002 D Common Stock 2011-09-30 4 F 0 1228 20.30 D 13774 D Common Stock 2011-09-30 4 M 0 9853 0 A 23627 D Salary Stock Units 0 2011-09-30 4 M 0 1548 D Common Stock 1548 1548 D Salary Stock Units 0 2011-09-30 4 M 0 4233 D Common Stock 4233 8460 D The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs) deemed to have been issued, nunc pro tunc, on September 30, 2009 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled onSeptember 30, 2011 in shares of Common Stock, less a portion withheld for taxes. On September 30, 2009 the employee received a grant of 1,548 SSUs, of which 516 SSUs were scheduled to be payable on September 30, 2011. On November 1, 2010 the Company amended its certificate of incorporation to effect a stock split in which each issued and outstanding share of Common Stock was converted into three shares of Common Stock (the "Stock Split"). Pursuant to the terms of the GMSSP, each issued and outstanding SSUs was automatically converted upon the effectiveness of the Stock Split into three SSUs, so that the employee was credited with a total of 4,644 SSUs granted on September 30, 2009, of which 1,548 SSUs became payable on September 30, 2011. The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Each SSU is the economic equivalent of one share of the Company's common stock. Under the GMSSP, the Fair Market Value of the Company's common stock is defined as the average of the high and low trading prices for the Company's common stock as reported on the New York Stock Exchange, on which the Company's common stock is listed, on the date of the transaction, which was $20.30. The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs issued on September 30, 2010 pursuant to the GMSSP and vested upon grant. The portion of this award currently payable was settled on September 30, 2011 in shares of Common Stock, less a portion withheld for taxes. On September 30, 2010 the employee received a grant of 4,231 SSUs, of which 1,411 SSUs were scheduled to be payable on September 30, 2011. Pursuant to the terms of the GMSSP, each issued and outstanding SSUs was automatically converted upon the effectiveness of the Stock Split into three SSUs, so that the employee was credited with a total of 12,693 SSUs granted on September 30, 2010, of which 4,233 SSUs became payable on September 30, 2011. The SSUs reported in this item were granted on September 30, 2011 pursuant to the GMSSP and were fully vested upon grant. The SSUs will be delivered in the form of shares of Common Stock in three equal, annual installments beginning on September 30, 2012. /s/ Anne T. Larin, attorney-in-fact for Mr. Ardila 2011-10-04