0000903423-16-001368.txt : 20161114
0000903423-16-001368.hdr.sgml : 20161111
20161114172922
ACCESSION NUMBER: 0000903423-16-001368
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPG Group Holdings (SBS) Advisors, Inc.
CENTRAL INDEX KEY: 0001495741
IRS NUMBER: 271650453
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14859
FILM NUMBER: 161996144
BUSINESS ADDRESS:
STREET 1: C/O TPG GLOBAL, LLC
STREET 2: 301 COMMERCE STREET, SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-871-4000
MAIL ADDRESS:
STREET 1: C/O TPG GLOBAL, LLC
STREET 2: 301 COMMERCE STREET, SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001495741
XXXXXXXX
09-30-2016
09-30-2016
false
TPG Group Holdings (SBS) Advisors, Inc.
c/o TPG Global, LLC
301 Commerce Street, Suite 3300
Fort Worth
TX
76102
13F HOLDINGS REPORT
028-14859
Y
* The securities in the indicated rows represent proprietary positions of TPG Public Equity Partners, L.P. and TPG Public Equity Partners Master Fund, L.P. (collectively, "TPEP") and are not held for the benefit of the investors in any of the private equity funds or other alternative investment vehicles managed directly or indirectly by TPG Group Holdings (SBS) Advisors, Inc. (the "Reporting Manager") or affiliated persons. An indirect subsidiary of the Reporting Manager has investment discretion with respect to the securities held by TPEP. ** The Reporting Manager does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities reported herein, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities.
Michael LaGatta
Vice President
817-871-4000
/s/ Michael LaGatta
Fort Worth
TX
11-14-2016
0
54
9909131
INFORMATION TABLE
2
infotable.xml
Aerie Pharmaceuticals Inc.
Com
00771V108
46702
1237466
SH
DFND
1237466
0
0
Agria Corp.
Sponsored ADR
00850H103
1438
1732425
SH
DFND
1732425
0
0
Alder Biopharmaceuticals Inc.
Com
14339105
40587
1238533
SH
DFND
1238533
0
0
Amyris Inc.
Com
03236M101
2308
3978660
SH
DFND
3978660
0
0
AV Homes Inc.
Com
00234P102
153338
9215017
SH
DFND
9215017
0
0
CareDx Inc.
Com
14167L103
3817
1075090
SH
DFND
1075090
0
0
Collegium Pharmaceutical Inc.
Com
19459J104
26769
1389863
SH
DFND
1389863
0
0
e l f Beauty Inc.
Com
26856L103
542844
19304548
SH
DFND
19304548
0
0
Endo Intl PLC
Shs
G30401106
446366
22152136
SH
DFND
22152136
0
0
EPIRUS Biopharmaceuticals In
Com
29428P107
44
2223922
SH
DFND
2223922
0
0
Everbank Finl Corp.
Com
29977G102
169150
8737103
SH
DFND
8737103
0
0
Evolent Health Inc.
Cl A
30050B101
43235
1756089
SH
DFND
1756089
0
0
Flexion Therapeutics Inc.
Com
33938J106
13957
714285
SH
DFND
714285
0
0
IMS Health Hldgs Inc.
Com
44970B109
3470336
110731840
SH
DFND
110731840
0
0
LinkedIn Corp.
Com Cl A
53578A108
114
596
SH
DFND
596
0
0
LPL Finl Hldgs Inc.
Com
50212V100
256256
8567572
SH
DFND
8567572
0
0
Nexeo Solutions Inc.
Com Shs
65342H102
256493
31127844
SH
DFND
31127844
0
0
Norwegian Cruise Line Hldgs
Shs
G66721104
200935
5329834
SH
DFND
5329834
0
0
Otonomy Inc.
Com
68906L105
39278
2159335
SH
DFND
2159335
0
0
Parkway Pptys Inc.
Com
70159Q104
402514
23663397
SH
DFND
23663397
0
0
PDVWireless Inc.
Com
69290R104
30306
1323415
SH
DFND
1323415
0
0
Quintiles Transnatio Hldgs I
Com
74876Y101
578001
7130534
SH
DFND
7130534
0
0
Roka Bioscience Inc.
Com
775431109
2092
2989282
SH
DFND
2989282
0
0
Sabre Corp.
Com
78573M104
1292240
45856647
SH
OTR
39647307
6209340
0
Sanofi
Right 12/31/2020
80105N113
5465
20240462
SH
DFND
20240462
0
0
Surgical Care Affiliates Inc.
Com
86881L106
592750
12156480
SH
DFND
12156480
0
0
Tandem Diabetes Care Inc.
Com
875372104
19121
2496194
SH
DFND
2496194
0
0
Taylor Morrison Home Corp.
Cl A
87724P106
26395
1499732
SH
DFND
1499732
0
0
TICC Capital Corp.
Com
87244T109
9508
1633719
SH
DFND
1633719
0
0
TPG Specialty Lending, Inc.
Com
87265K102
49483
2732373
SH
DFND
2732373
0
0
Veracyte Inc.
Com
92337F107
27030
3551929
SH
DFND
3551929
0
0
Xerium Technologies Inc.
Com New
98416J118
9404
1182878
SH
DFND
1182878
0
0
Xinyuan Real Estate Co Ltd
Spons ADR
98417P105
37920
6000000
SH
DFND
6000000
0
0
Advisory Brd Co *
Com
00762W107
81305
1817268
SH
DFND
1817268
0
0
Air Prods & Chems Inc. *
Com
9158106
57797
384443
SH
DFND
384443
0
0
Allergan PLC *
Shs
G0177J108
76313
331347
SH
DFND
331347
0
0
Autodesk Inc. *
Com
52769106
92184
1274493
SH
DFND
1274493
0
0
B/E Aerospace Inc. *
Com
73302101
22749
440365
SH
DFND
440365
0
0
Broadcom Ltd *
Shs
Y09827109
76369
442670
SH
DFND
442670
0
0
Constellation Brands Inc. *
Cl A
21036P108
40933
245856
SH
DFND
245856
0
0
Continental Bldg Prods Inc. *
Com
211171103
15083
718592
SH
DFND
718592
0
0
Fidelity National Financial *
FNF Group Com
31620R303
62258
1686739
SH
DFND
1686739
0
0
Grupo Televisa SA *
Spon ADR Rep Ord
40049J206
37243
1449713
SH
DFND
1449713
0
0
IHS Markit Ltd. *
Shs
G47567105
97944
2608372
SH
DFND
2608372
0
0
Ingevity Corp. *
Com
45688C107
33260
721469
SH
DFND
721469
0
0
Interactive Brokers Group Inc. *
Com
45841N107
66830
1894823
SH
DFND
1894823
0
0
Jones Lang LaSalle Inc. *
Com
48020Q107
51342
451198
SH
DFND
451198
0
0
Marathon Pete Corp. *
Com
56585A102
75758
1866420
SH
DFND
1866420
0
0
Pegasystems Inc. *
Com
705573103
29089
986395
SH
DFND
986395
0
0
Twenty First Centy Fox Inc. *
Cl B
90130A200
41178
1664436
SH
DFND
1664436
0
0
Unifirst Corp Mass *
Com
904708104
76245
578227
SH
DFND
578227
0
0
Universal Hlth Svcs Inc. *
Cl B
913903100
48334
392254
SH
DFND
392254
0
0
Verint Sys Inc. *
Com
92343X100
19669
522702
SH
DFND
522702
0
0
Westrock Co *
Com
96145D105
11052
227977
SH
DFND
227977
0
0