0000903423-14-000609.txt : 20141114
0000903423-14-000609.hdr.sgml : 20141114
20141114152009
ACCESSION NUMBER: 0000903423-14-000609
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPG Group Holdings (SBS) Advisors, Inc.
CENTRAL INDEX KEY: 0001495741
IRS NUMBER: 271650453
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14859
FILM NUMBER: 141223442
BUSINESS ADDRESS:
STREET 1: C/O TPG GLOBAL, LLC
STREET 2: 301 COMMERCE STREET, SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-871-4000
MAIL ADDRESS:
STREET 1: C/O TPG GLOBAL, LLC
STREET 2: 301 COMMERCE STREET, SUITE 3300
CITY: FORT WORTH
STATE: TX
ZIP: 76102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001495741
XXXXXXXX
09-30-2014
09-30-2014
false
TPG Group Holdings (SBS) Advisors, Inc.
c/o TPG Global, LLC
301 Commerce Street, Suite 3300
Fort Worth
TX
76102
13F HOLDINGS REPORT
028-14859
Y
* The securities in the indicated rows represent proprietary positions of TPG Public Equity Partners, L.P. and TPG Public Equity Partners Master Fund, L.P. (collectively, "TPEP") and are not held for the benefit of the investors in any of the private equity funds or other alternative investment vehicles managed directly or indirectly by TPG Group Holdings (SBS) Advisors, Inc. (the "Reporting Manager") or affiliated persons. An indirect subsidiary of the Reporting Manager has investment discretion with respect to the securities held by TPEP. ** The Reporting Manager does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities reported herein, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities.
Ronald Cami
General Counsel
817-871-4000
/s/ Ronald Cami
Fort Worth
TX
11-14-2014
0
41
14906340
INFORMATION TABLE
2
infotable.xml
Aerie Pharmaceuticals Inc.
Com
00771V108
70087
3387466
SH
DFND
3387466
0
0
Advent Software Inc.
Com
7974108
119684
3792279
SH
DFND
3792279
0
0
Agria Corp.
Sponsored ADR
00850H103
4801
4325000
SH
DFND
4325000
0
0
Alder Biopharmaceuticals Inc.
Com
14339105
31555
2488533
SH
DFND
2488533
0
0
Amyris Inc.
Com
03236M101
15079
3978660
SH
DFND
3978660
0
0
AV Homes Inc.
Com
00234P102
135000
9215017
SH
DFND
9215017
0
0
CareDx Inc.
Com
14167L103
7526
1075090
SH
DFND
1075090
0
0
EPIRUS Biopharmaceuticals In
Com
29428P107
15990
2223922
SH
DFND
2223922
0
0
Everbank Finl Corp
Com
29977G102
154297
8737103
SH
DFND
8737103
0
0
Five Prime Therapeutics Inc.
Com
33830X104
12360
1053692
SH
DFND
1053692
0
0
Freescale Semiconductor Ltd
Shs
G3727Q101
3830554
196136895
SH
OTR
0
196136895
0
Genomic Health Inc.
Com
37244C101
25770
910273
SH
DFND
910273
0
0
IMS Health Hldgs Inc.
Com
44970B109
4182789
159709384
SH
DFND
159709384
0
0
LPL Finl Hldgs Inc.
Com
50212V100
593451
12887109
SH
DFND
12887109
0
0
MacroGenics Inc.
Com
556099109
18399
880332
SH
DFND
880332
0
0
Norwegian Cruise Line Hldgs
Shs
G66721104
579196
16079834
SH
DFND
16079834
0
0
Otonomy Inc.
Com
68906L105
51824
2159335
SH
DFND
2159335
0
0
Parkway Pptys Inc.
Com
70159Q104
444399
23663397
SH
DFND
23663397
0
0
Quintiles Transnatio Hldgs I
Com
74876Y101
782963
14036629
SH
DFND
14036629
0
0
Roka Bioscience Inc.
Com
775431109
30042
2989282
SH
DFND
2989282
0
0
Sabre Corp
Com
78573M104
2708909
151209008
SH
OTR
99715530
51493478
0
Surgical Care Affiliates Inc.
Com
86881L106
639941
23940916
SH
DFND
23940916
0
0
Tandem Diabetes Care Inc.
Com
875372104
33499
2496194
SH
DFND
2496194
0
0
TPG Specialty Lending, Inc.
Com
87265K102
51791
3234929
SH
DFND
3234929
0
0
Ultragenyx Pharmaceutical In
Com
90400D108
146957
2596420
SH
DFND
2596420
0
0
Veracyte Inc.
Com
92337F107
34631
3551929
SH
DFND
3551929
0
0
Xerium Technologies Inc.
Com New
98416J118
634
43369
SH
DFND
43369
0
0
Actavis PLC *
Shs
G0083B108
15770
65359
SH
DFND
65359
0
0
Adobe Sys Inc. *
Com
00724F101
11414
164966
SH
DFND
164966
0
0
Air Prods & Chems Inc.
Com
9158106
11572
88895
SH
DFND
88895
0
0
Constellation Brands Inc. *
Cl A Com
21036P108
15131
173600
SH
DFND
173600
0
0
Continental Bldg Prods Inc. *
Com
211171103
10160
695923
SH
DFND
695923
0
0
Grupo Televisa SA *
Spon ADR Rep Ord
40049J206
12374
365224
SH
DFND
365224
0
0
Interactive Brokers Group Inc. *
Com
45841N107
18278
732587
SH
DFND
732587
0
0
Kar Auction Svcs Inc. *
Com
48238T109
10374
362351
SH
DFND
362351
0
0
Marathon Pete Corp. *
Com
56585A102
14985
176982
SH
DFND
176982
0
0
Potbelly Corp *
Com
73754Y100
8445
724288
SH
DFND
724288
0
0
Ross Stores Inc.
Com
778296103
11799
156108
SH
DFND
156108
0
0
Thermo Fisher Scientific Inc. *
Com
883556102
11447
94063
SH
DFND
94063
0
0
Twenty First Centy Fox Inc.
Cl B
90130A200
12289
368938
SH
DFND
368938
0
0
Verint Sys Inc. *
Com
92343X100
20174
362779
SH
DFND
362779
0
0