0001137439-13-000019.txt : 20130130 0001137439-13-000019.hdr.sgml : 20130130 20130130152536 ACCESSION NUMBER: 0001137439-13-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Tofias Michael D CENTRAL INDEX KEY: 0001495611 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 325 NORTH END AVENUE, APT. 25B CITY: NEW YORK STATE: NY ZIP: 10282 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SURGE COMPONENTS INC CENTRAL INDEX KEY: 0000747540 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 112602030 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49953 FILM NUMBER: 13558859 BUSINESS ADDRESS: STREET 1: 1016 GRAND BLVD CITY: DEER PARK STATE: NY ZIP: 11729 BUSINESS PHONE: 5165951818 MAIL ADDRESS: STREET 1: SURGE COMPONENTS INC STREET 2: 1016 GRAND BLVD CITY: DEER PARK STATE: NY ZIP: 11729 SC 13G/A 1 tofias13ga2013.htm tofias13ga2013.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 2)

Surge Components, Inc.
(Name of Issuer)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
868908104
(CUSIP Number)
 
December 31, 2012
(Date of Event Which Required Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[  ] Rule 13d-1(b)
 
[  ] Rule 13d-1(c)
 
[X] Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 

CUSIP No. – 868908104

1  NAME OF REPORTING PERSON:

Michael D. Tofias

2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)           /_/
(b)           /_/

3  SEC USE ONLY
 
4  CITIZENSHIP OR PLACE OF ORGANIZATION:

United States of America

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5  SOLE VOTING POWER
1,753,576
   
6  SHARED VOTING POWER
0
   
   
7  SOLE DISPOSITIVE POWER
1,753,576
   
8  SHARED DISPOSITIVE POWER
0

 
9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,753,576

10  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /_/

11  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
19.36%
 
12  TYPE OF REPORTING PERSON

IN
 

 

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Item 1.

(a) Name of Issuer:  Surge Components, Inc.
 
(b) Address of Issuer’s Principal Executive Office:  95 East Jefryn Boulevard, Deer Park, NY  11729
 
Item 2.

(a) Name of Person Filing:  Michael D. Tofias

(b) Address of Principal Business Office or, if none, Residence:
 
325 North End Avenue, Apt. 25B
New York, NY  10282

(c) Citizenship:  United States of America
 
(d) Title of the Class of Securities: Common Stock, par value $0.001 per share
 
(e) CUSIP number: 868908104
 
Item 3.  If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
 
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
(e) [] An investment adviser in accordance with § 240.13d- 1(b)(1)(ii)(E);
 
(f) [ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
(h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j) [ ] Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
 

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Item 4.                      Ownership

 
a.  Amount beneficially owned:
1,753,576
 
b.  Percent of class
19.36%
 
c.  Number of shares as to which such person has:
 
i.  Sole power to vote or to direct the vote:
1,753,576
 
ii.  Shared power to vote or to direct the vote:
0
 
iii.  Sole power to dispose or to direct the disposition of:
1,753,576
 
iv.  Shared power to dispose or to direct the disposition of:
0

 
Item 5.  Ownership of Five Percent or Less of a Class
 
N/A
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
 
N/A
 
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
N/A
 
Item 8.  Identification and Classification of Members of the Group
 
N/A

Item 9.  Notice of Dissolution of Group
 
N/A
 
Item 10.  Certification
 
N/A
 

 

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SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 


 
Dated: January 30, 2013
 

 
 
Signature:  /s/ Michael D. Tofias
                      Michael D. Tofias  
 

 
 
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