10-12B 1 d1012b.htm FORM 10 Form 10

As filed with the Securities and Exchange Commission on July 1, 2010

Registration No. []

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10

GENERAL FORM FOR REGISTRATION OF SECURITIES

Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934

 

 

MOTOROLA SPINCO HOLDINGS CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware  

27-2780868

(State or Other Jurisdiction

of Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

600 North US Highway 45
Libertyville, Illinois
  60048
(Address of Principal Executive Offices)   (Zip Code)

847-523-5000

(Registrant’s telephone number, including area code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of each exchange on which

each class is to be registered

Common Stock, par value $0.01 per share   New York Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act

None

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

¨ Large accelerated filer

  ¨ Accelerated filer

þ Non-accelerated filer

  ¨ Smaller reporting company
(Do not check if a smaller reporting company)

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

CROSS-REFERENCE SHEET BETWEEN INFORMATION STATEMENT AND

ITEMS OF FORM 10

Our Information Statement is filed as Exhibit 99.1 to this Form 10 (“Information Statement”). For your convenience, we have provided below a cross-reference sheet identifying where the items required by Form 10 can be found in our Information Statement. None of the information contained in the Information Statement shall be incorporated by reference herein or deemed to be a part hereof unless such information is specifically incorporated by reference.

 

Item No.

  

Caption

  

Location in Information Statement

Item 1.    Business    The following sections of our Information Statement are hereby incorporated by reference: “Summary,” “Risk Factors,” “Forward-Looking Statements,” “The Separation,” “Capitalization,” “Business,” “Certain Relationships and Related Party Transactions,” “Where You Can Find More Information” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”
Item 1A.    Risk Factors    The following sections of our Information Statement are hereby incorporated by reference: “Risk Factors” and “Forward-Looking Statements”
Item 2.    Financial Information    The following sections of our Information Statement are hereby incorporated by reference: “Summary—Selected Financial Data of Motorola SpinCo Holdings Corporation,” “Risk Factors,” “Capitalization,” “Unaudited Pro Forma Condensed Combined Financial Statements,” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”
Item 3.    Properties    The following section of our Information Statement is hereby incorporated by reference: “Business—Other Information—Properties/Manufacturing,”
Item 4.   

Security Ownership of Certain Beneficial

Owners and Management

   The following section of our Information Statement is hereby incorporated by reference: “Security Ownership of Management, Directors and Principal Stockholders”
Item 5.    Directors and Executive Officers    The following section of our Information Statement is hereby incorporated by reference: “Management”
Item 6.    Executive Compensation   

The following sections of our Information Statement are hereby incorporated by reference: “Management,” “Compensation Discussion and Analysis” and “Certain Relationships

and Related Party Transactions”

Item 7.    Certain Relationships and Related Transactions and Director Independence    The following sections of our Information Statement are hereby incorporated by reference: “Certain Relationships and Related Party Transactions,” “Management” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”


Item No.

  

Caption

  

Location in Information Statement

Item 8.    Legal Proceedings    The following section of our Information Statement is hereby incorporated by reference: “Business—Legal Proceedings”
Item 9.    Market Price of and Dividends on the Registrant’s Common Equity and Related Stockholder Matters    The following sections of our Information Statement are hereby incorporated by reference: “Summary,” “The Separation,” “Dividend Policy,” “Capitalization” and “Description of Capital Stock”
Item 10.    Recent Sales of Unregistered Securities    Not applicable
Item 11.   

Description of Registrant’s Securities to be

Registered

   The following sections of our Information Statement are hereby incorporated by reference: “Dividend Policy” and “Description of Capital Stock”
Item 12.    Indemnification of Directors and Officers    The following section of our Information Statement is hereby incorporated by reference: “Description of Capital Stock—Limitation on Liability of Directors and Indemnification of Directors and Officers”
Item 13.    Financial Statements and Supplementary Data    The following sections of our Information Statement are hereby incorporated by reference: “Index to Financial Statements” and the statements referenced therein
Item 14.    Changes in and Disagreements with Accountants on Accounting and Financial Disclosure    Not Applicable
Item 15.    Financial Statements and Exhibits    The following sections of our Information Statement are hereby incorporated by reference: “Unaudited Pro Forma Condensed Combined Financial Statements” and “Index to Financial Statements” and the statements referenced therein

 

  (a) List of Financial Statements and Schedules.

The following financial statements are included in the Information Statement and filed as part of this Registration Statement on Form 10:

 

  (1) Unaudited Pro Forma Condensed Combined Financial Statements of Motorola SpinCo Holdings Corporation; and

 

  (2) Financial Statements, including Report of Independent Registered Public Accounting Firm

 

  (b) Exhibits.

The following documents are filed as exhibits hereto:

 

Exhibit No.

  

Exhibit Description

2.1    Master Separation and Distribution Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
3.1    Motorola SpinCo Holdings Corporation Certificate of Incorporation.*
3.2    Motorola SpinCo Holdings Corporation Bylaws.*
10.1    Intellectual Property Assignment Agreement between Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*


Exhibit No.

  

Exhibit Description

10.2    Intellectual Property License Agreement between Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.3    Trademark License Agreement between Motorola Trademark Holdings, LLC and Motorola, Inc. dated as of [].*
10.4    Tax Sharing Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.5    Transition Services Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.6    Transition Services Agreement among Motorola, Inc., Motorola SpinCo Holdings Corporation and Motorola Mobility, Inc. dated as of [].*
10.7    Employee Matters Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.8    Employment Agreement between Motorola SpinCo Holdings Corporation and Dr. Sanjay K. Jha dated [] and effective as of [].*
21    List of subsidiaries of Motorola SpinCo Holdings Corporation.*
99.1    Preliminary Information Statement of Motorola SpinCo Holdings Corporation, subject to completion, dated July 1, 2010.

 

* To be filed by amendment.


SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

MOTOROLA SPINCO HOLDINGS CORPORATION

By:

 

/s/ Sanjay K. Jha

Name:

  Dr. Sanjay K. Jha

Title:

  Chief Executive Officer

Dated: July 1, 2010


EXHIBIT INDEX

 

Exhibit No.

  

Exhibit Description

  2.1    Master Separation and Distribution Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
  3.1    Motorola SpinCo Holdings Corporation Certificate of Incorporation.*
  3.2    Motorola SpinCo Holdings Corporation Bylaws.*
10.1    Intellectual Property Assignment Agreement between Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.2    Intellectual Property License Agreement between Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.3    Trademark License Agreement between Motorola Trademark Holdings, LLC and Motorola, Inc. dated as of [].*
10.4    Tax Sharing Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.5    Transition Services Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.6    Transition Services Agreement among Motorola, Inc., Motorola SpinCo Holdings Corporation and Motorola Mobility, Inc. dated as of [].*
10.7    Employee Matters Agreement among Motorola SpinCo Holdings Corporation, Motorola Mobility, Inc. and Motorola, Inc. dated as of [].*
10.8    Employment Agreement between Motorola SpinCo Holdings Corporation and Dr. Sanjay K. Jha dated [] and effective as of [].*
21    List of subsidiaries of Motorola SpinCo Holdings Corporation.*
99.1    Preliminary Information Statement of Motorola SpinCo Holdings Corporation, subject to completion, dated July 1, 2010.

 

* To be filed by amendment.