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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001213900-16-018942
Filing Date
2016-11-25
Accepted
2016-11-25 08:45:25
Documents
13
Period of Report
2016-11-23
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT f8k112316_enercoreinc.htm 8-K 78115
2 FORM OF CONVERTIBLE SENIOR SECURED PROMISSORY NOTE f8k112316ex4i_enercoreinc.htm EX-4.1 225684
3 FORM OF WARRANT f8k112316ex4ii_enercoreinc.htm EX-4.2 135292
4 FORM OF AMENDMENT AGREEMENT, DATED NOVEMBER 23, 2016 f8k112316ex4iii_enercoreinc.htm EX-4.3 307039
5 FORM OF FIRST AMENDMENT TO CONVERTIBLE UNSECURED PROMISSORY NOTES ISSUED IN SEPT f8k112316ex4iv_enercoreinc.htm EX-4.4 26232
6 FORM OF SECURITIES PURCHASE AGREEMENT, DATED NOVEMBER 23, 2016, BY AND AMONG ENE f8k112316ex10i_enercoreinc.htm EX-10.1 703314
7 FORM OF REGISTRATION RIGHTS AGREEMENT, DATED NOVEMBER 2, 2016, BY AND AMONG ENER f8k112316ex10ii_enercoreinc.htm EX-10.2 217900
8 FORM OF FIRST AMENDMENT TO SUBORDINATION AND INTERCREDITOR AGREEMENT, DATED SEPT f8k112316ex10iii_enercoreinc.htm EX-10.3 39361
9 FORM OF FIRST AMENDMENT TO SUBORDINATION AND INTERCREDITOR AGREEMENT, NOVEMBER 2 f8k112316ex10iv_enercoreinc.htm EX-10.4 30225
10 FORM OF SECOND AMENDMENT TO PLEDGE AND SECURITY AGREEMENT, DATED APRIL 23, 2015, f8k112316ex10v_enercoreinc.htm EX-10.5 56848
11 FORM OF FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT, DATED SEPTEMBER 1, 201 f8k112316ex10vi_enercoreinc.htm EX-10.6 24119
12 PRESS RELEASE DATED NOVEMBER 25, 2016 f8k112316ex99i_enercoreinc.htm EX-99.1 13417
13 GRAPHIC ex99i_001.jpg GRAPHIC 8359
  Complete submission text file 0001213900-16-018942.txt   1870546
Mailing Address 9400 TOLEDO WAY IRVINE CA 92618
Business Address 9400 TOLEDO WAY IRVINE CA 92618 (949) 616-3300
Ener-Core, Inc. (Filer) CIK: 0001495536 (see all company filings)

IRS No.: 460525350 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-37642 | Film No.: 162017778
SIC: 2890 Miscellaneous Chemical Products