SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001213900-16-016540
Filing Date
2016-09-02
Accepted
2016-09-02 08:45:41
Documents
11
Period of Report
2016-09-01
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT f8k090116_enercore.htm 8-K 64078
2 FORM OF CONVERTIBLE UNSECURED PROMISSORY NOTE f8k090116ex4i_enercore.htm EX-4.1 147848
3 FORM OF WARRANT f8k090116ex4ii_enercore.htm EX-4.2 140809
4 FIFTH AMENDMENT TO SENIOR SECURED NOTES ISSUED IN APRIL 2015, EFFECTIVE AS OF SE f8k090116ex4iii_enercore.htm EX-4.3 17327
5 FIFTH AMENDMENT TO SENIOR SECURED NOTES ISSUED IN MAY 2015, EFFECTIVE AS OF SEPT f8k090116ex4iv_enercore.htm EX-4.4 18022
6 SECURITIES PURCHASE AGREEMENT, DATED SEPTEMBER 1, 2016, BY AND AMONG ENER-CORE, f8k090116ex10i_enercore.htm EX-10.1 594724
7 SUBORDINATION AND INTERCREDITOR AGREEMENT, SEPTEMBER 1, 2016, BY AND AMONG ENER- f8k090116ex10ii_enercore.htm EX-10.2 126671
8 SIXTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT DATED APRIL 22, 2015, EFFECTIVE f8k090116ex10iii_enercore.htm EX-10.3 32759
9 FIFTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT DATED MAY 7, 2015, EFFECTIVE AS f8k090116ex10iv_enercore.htm EX-10.4 34018
10 PRESS RELEASE DATED SEPTEMBER 2, 2016 f8k090116ex99i_enercore.htm EX-99.1 12852
11 GRAPHIC image_001.jpg GRAPHIC 4122
  Complete submission text file 0001213900-16-016540.txt   1196271
Mailing Address 9400 TOLEDO WAY IRVINE CA 92618
Business Address 9400 TOLEDO WAY IRVINE CA 92618 (949) 616-3300
Ener-Core, Inc. (Filer) CIK: 0001495536 (see all company filings)

IRS No.: 460525350 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-37642 | Film No.: 161867170
SIC: 2890 Miscellaneous Chemical Products