0001567619-21-006121.txt : 20210311 0001567619-21-006121.hdr.sgml : 20210311 20210311170147 ACCESSION NUMBER: 0001567619-21-006121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braunstein Douglas L CENTRAL INDEX KEY: 0001495110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37820 FILM NUMBER: 21734060 MAIL ADDRESS: STREET 1: HUDSON EXECUTIVE CAPITAL LP STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEC Management GP LLC CENTRAL INDEX KEY: 0001700567 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37820 FILM NUMBER: 21734061 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 521-8495 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hudson Executive Capital LP CENTRAL INDEX KEY: 0001652522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37820 FILM NUMBER: 21734062 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 521-8495 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardtronics plc CENTRAL INDEX KEY: 0001671013 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BUILDING 4, 1ST FLOOR TRIDENT PLACE STREET 2: MOSQUITO WAY CITY: HATFIELD STATE: X0 ZIP: AL10 9UL BUSINESS PHONE: 44 01707 248781 MAIL ADDRESS: STREET 1: BUILDING 4, 1ST FLOOR TRIDENT PLACE STREET 2: MOSQUITO WAY CITY: HATFIELD STATE: X0 ZIP: AL10 9UL FORMER COMPANY: FORMER CONFORMED NAME: Cardtronics Group Ltd DATE OF NAME CHANGE: 20160331 4 1 doc1.xml FORM 4 X0306 4 2021-03-09 0 0001671013 Cardtronics plc CATM 0001652522 Hudson Executive Capital LP C/O CADWALADER, WICKERSHAM & TAFT 200 LIBERTY STREET NEW YORK NY 10281 1 0 1 0 0001700567 HEC Management GP LLC C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 0 0 1 0 0001495110 Braunstein Douglas L C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 0 0 1 0 Ordinary Shares 2021-03-09 4 M 0 5952 A 14040 I See footnote Ordinary Shares 8644880 I See footnotes Restricted Stock Units 2021-03-09 4 M 0 5952 D Ordinary Shares 5952 0 I See footnote Restricted Stock Units 2021-03-10 4 A 0 3491 A Ordinary Shares 3491 3491 I See footnote Restricted Stock Units awarded on March 31, 2020. Restricted Stock Units converted into ordinary shares upon vesting in accordance with the Restricted Stock Unit Award Agreement. These securities are directly owned by Mr. Braunstein in his capacity as a director of the Issuer. The other Reporting Persons included in this Form 4 do not have any pecuniary interest therein. In addition to Hudson Executive Capital LP, a Delaware limited liability company ("Hudson Executive"), this Form 4 is being filed jointly by HEC Management GP LLC, a Delaware limited liability company ("Management GP"), and Douglas L. Braunstein, a citizen of the United States of America (together with Hudson Executive and Management GP, the "Reporting Persons"), each of whom has the same business address as Hudson Executive and may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Subject Securities"). Hudson Executive, as the investment adviser to certain affiliated investment funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Management GP, as the general partner of Hudson Executive, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Braunstein's position as Managing Partner of Hudson Executive and Managing Member of Management GP, Mr. Braunstein may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. Mr. Braunstein, a member of the board of directors of the Company, was appointed to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Restricted Stock Units awarded to Mr. Braunstein in connection with his anticipated service as a director for the Company for the next 12 months. The forfeiture restrictions on the units shall lapse on March 9, 2022, and each Restricted Stock Unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Braunstein's service as a director ends prior to such date, the units will be forfeited back to the Company. HUDSON EXECUTIVE CAPITAL LP, By: HEC Management GP LLC, its general partner, By: /s/ Douglas L. Braunstein, Name: Douglas L. Braunstein, Title: Managing Member 2021-03-11 HEC MANAGEMENT GP LLC, By: /s/ Douglas L. Braunstein, Name: Douglas L. Braunstein, Title: Managing Member 2021-03-11 DOUGLAS L. BRAUNSTEIN, /s/ Douglas L. Braunstein 2021-03-11