FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/17/2015 |
3. Issuer Name and Ticker or Trading Symbol
Univar Inc. [ UNVR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 50,391 | I | By Cypress Forest Capital LLC(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | (2) | 02/01/2024 | Common Stock | 251,953 | $18.54 | D |
Explanation of Responses: |
1. Mr. Byrne (the "Reporting Person") is a manager of Cypress Forest Capital LLC, a California limited liability company ("CFC"), which is majority owned by The Mark and Barbara Byrne Revocable Living Trust created UTA dated September 24, 2002, as amended (the "BRT"). BRT is a trust established by the Reporting Person and his wife. Reporting Person is both a trustee and a beneficiary. The remaining equity interest in CFC is owned by The Byrne Family Irrevocable Children's Trust fbo Katherine L. Walker created UTA dated March 8, 2004, The Byrne Family Irrevocable Children's Trust fbo Elizabeth F. Byrne created UTA dated March 8, 2004, and The Byrne Family Irrevocable Children's Trust fbo Christine A. Byrne created UTA dated March 8, 2004 ("BFTs") for the benefit of the Reporting Person's children. Reporting Person is neither a trustee nor a beneficiary of BFT and disclaims beneficial ownership in the proportional interest of Univar shares owned indirectly by the BFTs. |
2. These options were granted on February 1, 2014. All of these options are exercisable, having vested in 12 installments beginning on the grant date of February 1, 2014 and ending on December 28, 2014. |
Remarks: |
/s/ Filomena Y. Trombino, Attorney-in-Fact for Mark J. Byrne | 06/17/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |