0001493152-20-009119.txt : 20200515 0001493152-20-009119.hdr.sgml : 20200515 20200515161956 ACCESSION NUMBER: 0001493152-20-009119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RTW INVESTMENTS, LP CENTRAL INDEX KEY: 0001493215 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16670 FILM NUMBER: 20885585 BUSINESS ADDRESS: STREET 1: 412 WEST 15TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 646-597-6980 MAIL ADDRESS: STREET 1: 412 WEST 15TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 FORMER COMPANY: FORMER CONFORMED NAME: RTW INVESTMENTS, LLC DATE OF NAME CHANGE: 20100602 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001493215 XXXXXXXX 03-31-2020 03-31-2020 false RTW INVESTMENTS, LP
412 West 15th Street 9th Floor New York NY 10011
13F HOLDINGS REPORT 028-16670 N
Roderick Wong Managing Partner 646-597-6980 /s/ Roderick Wong New York NY 05-15-2020 4 65 2323153 1 0001493219 028-16671 RTW MASTER FUND, LTD. 2 0001776733 028-19525 RTW Innovation Master Fund Ltd. 3 0001785169 028-19571 RTW Venture Fund Ltd 4 0001794051 028-19631 RTW Special Purpose Fund II, LLC
INFORMATION TABLE 2 infotable.xml 10x Genomics Inc CL A COM 88025U109 11848 190109 SH SOLE 1,2,3 190109 0 0 Adverum Biotechnologies Inc COM 00773U108 64791 6631627 SH SOLE 1,2,3 6631627 0 0 Agenus Inc COM NEW 00847G705 32087 13096625 SH SOLE 1,2,3 13096625 0 0 Alnylam Pharmaceuticals Inc COM 02043Q107 183047 1681645 SH SOLE 1,2,3 1681645 0 0 Apyx Med Corp COM 03837C106 12175 3391279 SH SOLE 1,2,3 3391279 0 0 Arbutus Biopharma Corp COM 03879J100 6938 6869281 SH SOLE 1,2,3 6869281 0 0 argenx SE SPONSORED ADR 04016X101 4183 31752 SH SOLE 1,2 31752 0 0 Arvinas Inc COM 04335A105 13901 344937 SH SOLE 1,2,3 344937 0 0 Avadel Pharmaceuticals plc SPONSORED ADR 05337M104 36253 4616570 SH SOLE 1,2,3 4616570 0 0 Axonics Modulation Technolog COM 05465P101 43426 1709000 SH SOLE 1,2,3 1709000 0 0 Axsome Therapeutics Inc COM 05464T104 61946 1052969 SH SOLE 1,2,3 1052969 0 0 Bellus Health Inc New COM NEW 07987C204 54732 5490992 SH SOLE 1,2,3 5490992 0 0 BiomX Inc *W EXP 10/16/202 09090D111 360 600000 SH SOLE 1,2 600000 0 0 Biomx Inc COM 09090D103 4200 600000 SH SOLE 1,2 600000 0 0 Brainsway Ltd SPONSORED ADS 10501L106 8793 1107420 SH SOLE 1,2,3 1107420 0 0 Bristol-Myers Squibb Co COM 110122108 93974 1685934 SH SOLE 1,2,3 1685934 0 0 Castle Biosciences Inc COM 14843C105 20811 698118 SH SOLE 1,2,3 698118 0 0 Clearside Biomedical Inc COM 185063104 6602 3883490 SH SOLE 1,2,3 3883490 0 0 Cytomx Therapeutics Inc COM 23284F105 8182 1066791 SH SOLE 1,2,3 1066791 0 0 DermTech Inc COM 24984K105 29087 2600729 SH SOLE 1,2,3 2600729 0 0 Dicerna Pharmaceuticals Inc COM 253031108 127913 6963135 SH SOLE 1,2,3 6963135 0 0 Establishment Labs Hldgs Inc COM G31249108 33512 2319138 SH SOLE 1,2,3 2319138 0 0 Exagen Inc COM 30068X103 20015 1255640 SH SOLE 1,2,3 1255640 0 0 Frequency Therapeutics Inc COM 35803L108 36888 2071199 SH SOLE 1,2,3 2071199 0 0 Fulgent Genetics Inc COM 359664109 807 75000 SH SOLE 1,2,3 75000 0 0 Global Blood Therapeutics In COM 37890U108 36759 719489 SH SOLE 1,2,3 719489 0 0 Homology Medicines Inc COM 438083107 68364 4399250 SH SOLE 1,2,3 4399250 0 0 Immunovant Inc COM 45258J102 65876 4426106 SH SOLE 1,2,3 4426106 0 0 Inmode Ltd SHS M5425M103 5375 250000 SH SOLE 1,2 250000 0 0 Itamar Med Ltd SPONSORED ADS 465437101 5386 457218 SH SOLE 1,2,3 457218 0 0 Johnson & Johnson COM 478160104 15324 116858 SH SOLE 1,2 116858 0 0 La Jolla Pharmaceutical Co COM PAR $.0001 2 503459604 9890 2354734 SH SOLE 1,2,3 2354734 0 0 Lifesci Acquisition Corp UNIT 03/31/2025 53228P208 4999 500000 SH SOLE 1,2,3 500000 0 0 Masimo Corp COM 574795100 67822 382915 SH SOLE 1,2,3 382915 0 0 Milestone Pharmaceuticals In COM 59935V107 7940 4315102 SH SOLE 1,2,3 4315102 0 0 MiMedx Group Inc COM 602496101 9424 2700320 SH SOLE 1,2,3 2700320 0 0 Mirati Therapeutics Inc COM 60468T105 75730 985166 SH SOLE 1,2,3 985166 0 0 Motus Gi Hldgs Inc COM 62014P108 523 775640 SH SOLE 1,2 775640 0 0 Myokardia Inc COM 62857M105 36608 780898 SH SOLE 1,2,3 780898 0 0 NanoString Technologies Inc COM 63009R109 25484 1059621 SH SOLE 1,2,3 1059621 0 0 Natera Inc COM 632307104 37806 1266125 SH SOLE 1,2,3 1266125 0 0 Odonate Therapeutics Inc COM 676079106 10108 366085 SH SOLE 1,2,3 366085 0 0 Oyster Pt Pharma Inc COM 69242L106 33932 969478 SH SOLE 1,2,3 969478 0 0 Personalis Inc COM 71535D106 2058 255000 SH SOLE 1,2 255000 0 0 Profound Med Corp COM NEW 74319B502 1697 174193 SH SOLE 1,2,3 174193 0 0 ProQR Thrapeutics N V SHS EURO N71542109 26237 4779135 SH SOLE 1,2,3 4779135 0 0 Protagonist Therapeutics Inc COM 74366E102 18782 2660392 SH SOLE 1,2,3 2660392 0 0 PTC Therapeutics Inc COM 69366J200 175440 3932746 SH SOLE 1,2,3 3932746 0 0 Regenxbio Inc COM 75901B107 10155 313606 SH SOLE 1,2,3 313606 0 0 Relmada Therapeutics Inc COM 75955J402 33583 984542 SH SOLE 1,2,3 984542 0 0 Rocket Pharmaceuticals Inc COM 77313F106 234534 16812491 SH SOLE 1,2,3,4 16812491 0 0 Sarepta Therapeutics Inc COM 803607100 51772 529261 SH SOLE 1,2,3 529261 0 0 STAAR Surgical Co COM PAR $0.01 852312305 21796 675650 SH SOLE 1,2,3 675650 0 0 Stoke Therapeutics Inc COM 86150R107 81163 3544248 SH SOLE 1,2,3 3544248 0 0 Tandem Diabetes Care Inc COM NEW 875372203 28554 443725 SH SOLE 1,2,3 443725 0 0 Tela Bio Inc COM 872381108 8910 1139358 SH SOLE 1,2,3 1139358 0 0 Translate Bio Inc COM 89374L104 36813 3692424 SH SOLE 1,2,3 3692424 0 0 Transmedics Group Inc COM 89377M109 6079 503266 SH SOLE 1,2 503266 0 0 Twist Bioscience Corp COM 90184D100 469 15324 SH SOLE 1,2,3 15324 0 0 Uniqure NV SHS N90064101 7406 156076 SH SOLE 1,2,3 156076 0 0 Vericel Corp COM 92346J108 40905 4460755 SH SOLE 1,2,3 4460755 0 0 Viewray Inc COM 92672L107 375 150000 SH SOLE 1,2,3 150000 0 0 Vivus Inc 4.5 05/01/2020 NOTE4.500% 5/0 928551AA8 2973 4000000 SH SOLE 1 4000000 0 0 WAVE Life Sciences Ltd SHS Y95308105 31764 3389933 SH SOLE 1,2,3 3389933 0 0 Zimmer Biomet Holdings Inc COM 98956P102 67871 671457 SH SOLE 1,2,3 671457 0 0