0000909012-15-000277.txt : 20150814 0000909012-15-000277.hdr.sgml : 20150814 20150814100653 ACCESSION NUMBER: 0000909012-15-000277 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RTW INVESTMENTS, LLC CENTRAL INDEX KEY: 0001493215 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16670 FILM NUMBER: 151053125 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 16TH FLOOR, SUITE A CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-597-6980 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 16TH FLOOR, SUITE A CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001493215 XXXXXXXX 06-30-2015 06-30-2015 RTW INVESTMENTS, LLC
250 WEST 55TH STREET 16TH FLOOR, SUITE A NEW YORK NY 10019
13F HOLDINGS REPORT 028-16670 N
Roderick Wong Managing Member 646 597 6980 /s/ RODERICK WONG New York NY 08-10-2015 1 35 343536 false 1 0001493219 RTW MASTER FUND, LTD.
INFORMATION TABLE 2 aci_13f.xml La Jolla Pharmaceutical Company Cmn Di COM 0 19131 780547 SH SOLE 0 780547 0 0 Achillion Pharmaceuticals Inc COM 00448Q201 22287 2515433 SH SOLE 0 2515433 0 0 Agenus Inc COM 00847G705 17717 2052915 SH SOLE 0 2052915 0 0 Berkshire Hathaway Inc COM 084670702 7 50 SH SOLE 0 50 0 0 bluebird bio Inc COM 09609G100 17679 105000 SH SOLE 0 105000 0 0 Celldex Therapeutics Inc COM 15117B103 11893 471554 SH SOLE 0 471554 0 0 CytRx Corp COM 232828509 1662 446714 SH SOLE 0 446714 0 0 Dicerna Pharmaceuticals Inc COM 253031108 17854 1279886 SH SOLE 0 1279886 0 0 Five Prime Therapeutics Inc COM 33830X104 13921 560437 SH SOLE 0 560437 0 0 Fortress Biotech Inc COM 34960Q109 40 11917 SH SOLE 0 11917 0 0 Incyte Corp COM 45337C102 20321 195000 SH SOLE 0 195000 0 0 Kite Pharma Inc COM 49803L109 24388 400000 SH SOLE 0 400000 0 0 NewLink Genetics Corp COM 651511107 4427 100000 SH SOLE 0 100000 0 0 Targacept Inc COM 87611R306 7437 2665643 SH SOLE 0 2665643 0 0 Meridian Bioscience Inc. VIVO 10/16/2015 CALL 20 LONG OPTION CALLS 589584901 260 3756 PRN Call SOLE 0 3756 0 0 Alnylam Pharmaceuticals Inc COM 02043Q107 49268 411016 SH SOLE 0 411016 0 0 Arrowhead Research Corp COM 042797209 18304 2560000 SH SOLE 0 2560000 0 0 BioCryst Pharmaceuticals Inc COM 09058V103 33762 2261361 SH SOLE 0 2261361 0 0 Bristol Myers Squibb Co 01/15/2016 CALL 60 LONG OPTION CALLS 110122908 6113 7500 PRN Call SOLE 0 7500 0 0 Bristol-Myers Squibb Co COM 110122108 6485 97454 SH SOLE 0 97454 0 0 Corium International Inc COM 21887L107 4860 355007 SH SOLE 0 355007 0 0 Dyax Corp COM 26746E103 14817 559141 SH SOLE 0 559141 0 0 iShares 20+ Year Treasury Bond ETF COM 464287432 3876 33000 SH SOLE 0 33000 0 0 La Jolla Pharmaceutical Co COM 503459604 6953 283700 SH SOLE 0 283700 0 0 Lipocine Inc COM 53630X104 1796 209333 SH SOLE 0 209333 0 0 Repros Therapeutics Inc COM 76028H209 1640 229364 SH SOLE 0 229364 0 0 Symmetry Surgical Inc COM 87159G100 6111 700851 SH SOLE 0 700851 0 0 United States Oil ETF COM 91232N108 3280 165000 SH SOLE 0 165000 0 0 Valeant Pharmaceuticals Intl VRX 10/16/2015 CALL 260 LONG OPTION CALLS 91911K902 78 150 PRN Call SOLE 0 150 0 0 Zogenix Inc COM 98978L204 192 114128 SH SOLE 0 114128 0 0 Adaptimmune Therapeutics-adr COM 00653A107 367 20000 SH SOLE 0 20000 0 0 Biopharmx Corp COM 09072X101 949 370636 SH SOLE 0 370636 0 0 Invuity Inc COM 46187J205 2330 165000 SH SOLE 0 165000 0 0 Nivalis Therapeutics Inc COM 65481J109 455 30000 SH SOLE 0 30000 0 0 Presbia Plc COM G7234P100 2877 350000 SH SOLE 0 350000 0 0