FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/07/2013 |
3. Issuer Name and Ticker or Trading Symbol
SWIFT TRANSPORTATION Co [ SWFT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 10/17/2013 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class B Common Stock | 758,800(1) | I(1) | As Trustee |
Class B Common Stock | 758,800(2) | I(2) | By Trust |
Class B Common Stock | 17,958,799(3) | I(3) | Member(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Shares held by the Michael J. Moyes Trust, over which the reporting person is the trustee. The number of shares reported amends the number of shares previously reported on the reporting person's Form 3, filed with the Securities and Exchange Commission ("SEC") on October 17, 2013, to reflect the transfer of 68,509 shares from M Capital Group Investors, LLC ("M Capital") to the Michael J. Moyes Trust on October 4, 2013. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose. |
2. Shares held by the Lyndee Moyes Nester Trust, of which the reporting person is the beneficiary. The number of shares reported amends the number of shares previously reported on the reporting person's Form 3, filed with the SEC on October 17, 2013, to reflect the transfer of 68,509 shares from M Capital to the Lyndee Moyes Nester Trust on October 4, 2013. |
3. Shares held directly by M Capital, of which the Michael J. Moyes Trust, the Lyndee Moyes Nester Trust, the Moyes Children Four Equalization Trust, the Todd Moyes Irrevocable Trust, and the Chris Moyes Irrevocable Trust (collectively, the "Trusts") are certain of the members. The reporting person is the trustee of each of the Trusts with the exception of the Lyndee Moyes Nester Trust, of which the reporting person is the beneficiary. The number of shares reported amends the number of shares previously reported on the reporting person's Form 3, filed with the SEC on October 17, 2013, to reflect the disposition of 2,366,685 shares by M Capital on October 4, 2013. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose. |
Remarks: |
/s/ Lyndee Moyes Nester, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed | 10/31/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |