FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/14/2010 |
3. Issuer Name and Ticker or Trading Symbol
CARLISLE COMPANIES INC [ CSL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 31,557(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Options(2) | (3) | 07/31/2011 | Common Stock | 6,000 | $17.88 | D | |
Common Stock Options(2) | (4) | 02/19/2012 | Common Stock | 2,000 | $18.29 | D | |
Common Stock Options(2) | (5) | 07/31/2012 | Common Stock | 9,000 | $21.7 | D | |
Common Stock Options(2) | (6) | 02/04/2013 | Common Stock | 10,000 | $20.03 | D | |
Common Stock Options(2) | (7) | 02/03/2014 | Common Stock | 8,000 | $28.54 | D | |
Common Stock Options(2) | (8) | 02/01/2015 | Common Stock | 8,000 | $32.09 | D | |
Common Stock Options(2) | (9) | 02/07/2016 | Common Stock | 8,000 | $34.43 | D | |
Common Stock Options(2) | (10) | 02/06/2017 | Common Stock | 9,000 | $41.87 | D | |
Common Stock Options(2) | (11) | 02/04/2018 | Common Stock | 8,925 | $33.25 | D | |
Common Stock Options(2) | (12) | 02/03/2019 | Common Stock | 12,750 | $18.57 | D | |
Common Stock Options(2) | (13) | 02/01/2020 | Common Stock | 6,130 | $34.21 | D |
Explanation of Responses: |
1. Includes 9,230 restricted shares. |
2. Right to buy. |
3. 2,000 options exercisable each of August 1, 2001, August 1, 2002 and August 1, 2003, cumulatively. |
4. 667 options exercisable each of February 20, 2002 and February 20, 2003 and 666 options exercisable February 20, 2004, cumulatively. |
5. 3,000 options exercisable on each of August 1, 2002, August 1, 2003 and August 1, 2004, cumulatively. |
6. 3,333 options exercisable each of February 5, 2003 and February 5, 2004 and 3,334 options exercisable February 5, 2005, cumulatively. |
7. 2,667 options exercisable each of February 4, 2004 and February 4, 2005 and 2,666 options exercisable February 4, 2006, cumulatively. |
8. 2,667 options exercisable each of February 2, 2005 and February 2, 2006 and 2,666 options exercisable February 2, 2007, cumulatively |
9. 2,667 options exercisable each of February 8, 2006 and February 8, 2007 and 2,666 options exercisable February 8, 2008, cumulatively |
10. 3,000 options exercisable each of February 7, 2007, February 7, 2008 and February 7, 2009, cumulatively |
11. 2,975 options exercisable each of February 5, 2009, February 5, 2010 and February 5, 2011, cumulatively |
12. 4,250 options exercisable each of February 4, 2010, February 4, 2011 and February 4, 2012, cumulatively |
13. 2,043 options exercisable each of February 2, 2011 and February 2, 2012 and 2,044 options exercisable February 2, 2013, cumulatively |
David M. Shannon by Steven J. Ford, Attorney-in-Fact | 05/24/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |