0001235802-13-000037.txt : 20130402
0001235802-13-000037.hdr.sgml : 20130402
20130402165807
ACCESSION NUMBER: 0001235802-13-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130402
DATE AS OF CHANGE: 20130402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMMITT RICHARD B
CENTRAL INDEX KEY: 0001083927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35065
FILM NUMBER: 13736255
MAIL ADDRESS:
STREET 1: 18 BANK STREET
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tornier N.V.
CENTRAL INDEX KEY: 0001492658
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 980509600
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: FRED ROESKESTRAAT 123
CITY: AMSTERDAM
STATE: P7
ZIP: 1076EE
BUSINESS PHONE: 952-426-7600
MAIL ADDRESS:
STREET 1: 7701 FRANCE AVENUE SOUTH
STREET 2: SUITE 600
CITY: EDINA
STATE: MN
ZIP: 55435
FORMER COMPANY:
FORMER CONFORMED NAME: Tornier B.V.
DATE OF NAME CHANGE: 20100524
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-31
0
0001492658
Tornier N.V.
TRNX
0001083927
EMMITT RICHARD B
C/O THE VERTICAL GROUP, L.P.
25 DEFOREST AVENUE
SUMMIT
NJ
07901
1
0
0
0
Ordinary Shares, par value EUR 0.03 per share
2013-03-31
4
F
0
28
18.85
D
46306
D
Ordinary Shares, par value EUR 0.03 per share
883269
I
See footnote
Ordinary Shares, par value EUR 0.03 per share
26933
I
See footnote
Ordinary Shares, par value EUR 0.03 per share
262
I
By Spouse
Ordinary Shares, par value EUR 0.03 per share
206
I
See footnote
Includes 5,517 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan, as amended.
See Exhibit 99.1.
Held by an IRA account of Mr. Emmitt.
Held by Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Held by an IRA account of Mr. Emmitt's spouse. Mr. Emmitt disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that Mr. Emmitt or any other person referred to herein is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
/s/ David Mowry, attorney-in-fact
2013-04-02
EX-99.1
2
emmittexhibit.txt
Explanation of Responses
(3) Includes 720,911 shares held by VFI, a Delaware
limited partnership, and 162,358 shares held by VFII,
a Delaware limited partnership. The Vertical Group,
L.P., a Delaware limited partnership, is the sole
general partner of each of VFI and VFII, and The Vertical
Group GP, LLC controls The Vertical Group, L.P. Mr. Emmitt
is a Member and Manager of The Vertical Group GP, LLC,
which controls The Vertical Group, L.P. All ordinary
shares indicated as owned by Mr. Emmitt are included
because of his affiliation with The Vertical Group, L.P.
Mr. Emmitt disclaims beneficial ownership of all
securities that may be deemed to be beneficially owned
by The Vertical Group, L.P., except to the extent of
any indirect pecuniary interest therein. This Form 4
shall not be deemed an admission that Mr. Emmitt or
any other person referred to herein is a beneficial
owner of any securities for purposes of Section 16 of
the Securities Exchange Act of 1934 or for any other
purpose.
EX-99.2
3
poa-emmitt.txt
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints
David Mowry, Shawn McCormick and Kevin Klemz,
and each of them signing singly, and with full
power of substituion, to be the undersigned's
true and lawful attorney-in-fact to:
(1) Prepare, execute in the undersigned's name
and on the undersigned's behalf, and to submit to
the U.S. Securities and Exchange Commission
(the SEC) a Form ID, including amendments thereto,
and any other documents necessary or appropriate
to obtain codes and passwords enabling the
undersigned to make electronic filings with the
SEC of reports required by Section 16(a) of the
Securities Exchange Act of 1934, Rule 144 under the
Securities Act of 1933, or any rule or regulation
of the SEC; and
(2) Execute for and on behalf of the undersigned,
in the undersigned's capacity as a director of
Tornier N.V., any Form 144 in accordance with Rule
144 under the Securities Act of 1933, as amended,
and any Form 3, Form 4 or Form 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934,
as amended, and the rules and regulations adopted
thereunder; and
(3) Do and perform any and all acts for and on
behalf of the undersigned which may be necessary
or desirable to complete and execute any such
Form 144, Form 3, Form 4 or Form 5, complete and
execute any amendment or amendments thereto, and
timely file such form with the SEC and any stock
exchange or similar authority; and
(4) Take any other action of any type
whatsoever in connection with the foregoing which,
in the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact
on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain
such terms and conditions as such attorney-in-fact
may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to
do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the
exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as
the undersigned might or could do if personally
present, with full power of substitution or
revocation, hereby ratifying and confirming all
that such attorney-in-fact, or such attorney-in-
fact's substitute or substitutes, shall lawfully
do or cause to be done by virtue of this Power
of Attorney and the rights and powers herein
granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such
capacity at the request of the undersigned, are not
assuming, nor is Tornier N.V. assuming, any of the
undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934,
as amended, or Form 144 of the Securities Act of
1933, as amended.
This Power of Attorney shall remain in full
force and effect until the undersigned is no longer
required to file Form 144s, Form 3s, Form 4s or
Form 5s with respect to the undersigned's holdings
of and transactions in securities issued by Tornier
N.V., unless earlier revoked by the undersigned in
a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed effective as
of this 12th day of February, 2013.
/s/ Richard B. Emmitt
Signature
Richard Emmitt
Print Name