0001235802-12-000039.txt : 20120228
0001235802-12-000039.hdr.sgml : 20120228
20120228162948
ACCESSION NUMBER: 0001235802-12-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120227
FILED AS OF DATE: 20120228
DATE AS OF CHANGE: 20120228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMMITT RICHARD B
CENTRAL INDEX KEY: 0001083927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35065
FILM NUMBER: 12647641
MAIL ADDRESS:
STREET 1: 18 BANK STREET
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tornier N.V.
CENTRAL INDEX KEY: 0001492658
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 980509600
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: FRED ROESKESTRAAT 123
CITY: AMSTERDAM
STATE: P7
ZIP: 1076EE
BUSINESS PHONE: 952-426-7600
MAIL ADDRESS:
STREET 1: 7701 FRANCE AVENUE SOUTH
STREET 2: SUITE 600
CITY: EDINA
STATE: MN
ZIP: 55435
FORMER COMPANY:
FORMER CONFORMED NAME: Tornier B.V.
DATE OF NAME CHANGE: 20100524
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-02-27
0
0001492658
Tornier N.V.
TRNX
0001083927
EMMITT RICHARD B
C/O THE VERTICAL GROUP, L.P.
25 DEFOREST AVENUE
SUMMIT
NJ
07901
1
0
0
0
Ordinary Shares, par value EUR 0.03 per share
2012-02-27
4
J
0
55376
24.54
D
1461892
I
See footnote
Ordinary Shares, par value EUR 0.03 per share
24084
D
Ordinary Shares, par value EUR 0.03 per share
19333
I
See footnote
Distribution of an aggregate of 55,376 ordinary shares to partners of Vertical Fund II, L.P., or VFII.
Represents the closing market price of the ordinary shares on the NASDAQ Global Select Market on the trading day immediately preceding the distribution of ordinary shares to partners of VFII.
See Exhibit 99.1.
Includes 3,866 ordinary shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Tornier N.V. 2010 Incentive Plan.
Held by an IRA account of Mr. Emmitt.
/s/ Kevin M. Klemz, attorney-in-fact
2012-02-28
EX-99.1
2
emmittexhibit.txt
Explanation of Responses
(3) Includes 1,185,099 shares held by Vertical
Fund I, L.P., or VFI, a Delaware limited partnership,
and 276,793 shares held by Vertical Fund II, L.P.,
or VFII, a Delaware limited partnership. The Vertical
Group, L.P., a Delaware limited partnership, is the
sole general partner of each of VFI and VFII, and
The Vertical Group GP, LLC controls The Vertical Group
L.P. Mr. Emmitt is a Member and Manager of The Vertical
Group GP, LLC, which controls The Vertical Group, L.P.
All ordinary shares indicated as owned by Mr. Emmitt
are included because of his affiliation with The Vertical
Group, L.P. Mr. Emmitt disclaims beneficial ownership
of all securities that may be deemed to be beneficially
owned by the Vertical Group, L.P., except to the extent
of any indirect pecuniary interest therein. This Form 4
shall not be deemed an admission that Mr. Emmitt or
any other person referred to herein is a beneficial
owner of any securities for purposes of Section 16 of
the Securities Exchange Act of 1934 or for any other
purpose.