0001181431-15-007670.txt : 20150601
0001181431-15-007670.hdr.sgml : 20150601
20150601130917
ACCESSION NUMBER: 0001181431-15-007670
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150601
DATE AS OF CHANGE: 20150601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nielsen N.V.
CENTRAL INDEX KEY: 0001492633
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 980662038
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (646) 654-5000
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings N.V.
DATE OF NAME CHANGE: 20110124
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUMINALE JAMES W
CENTRAL INDEX KEY: 0001039833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35042
FILM NUMBER: 15902414
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd425361.xml
JAMES W CUMINALE - SALE- MAY 29, 2015
X0306
4
2015-05-28
0
0001492633
Nielsen N.V.
NLSN
0001039833
CUMINALE JAMES W
C/O NIELSEN N.V.
85 BROAD STREET
NEW YORK
NY
10004
0
1
0
0
Chief Legal Officer
Common Stock
2015-05-28
4
M
0
11000
36.56
A
104321.29
D
Common Stock
2015-05-28
4
M
0
100000
30.19
A
204321.29
D
Common Stock
2015-05-28
4
M
0
57500
27.98
A
261821.29
D
Common Stock
2015-05-28
4
S
0
168500
44.99
D
93321.29
D
Common Stock
16497
I
By GRATs
Common Stock
12340
I
By Trust
Options to Purchase Common Stock
36.56
2015-05-28
4
M
0
11000
0
D
2020-09-25
Common Stock
11000
33000
D
Options to Purchase Common Stock
30.19
2015-05-28
4
M
0
100000
0
D
2018-05-11
Common Stock
100000
0
D
Options to Purchasse Common Stock
27.98
2015-05-28
4
M
0
57500
0
D
2019-07-26
Common Stock
57500
57500
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.84 to $45.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These securities are held by grantor retained annuity trusts for which the Reporting Person is the sole trustee and sole annuitant. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.
These securities are held by a trust for which the Reporting Person's wife is the sole trustee and beneficiary. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).
Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (July 26, 2012).
/s/ Harris Black, authorized signatory
2015-06-01