0001181431-14-030143.txt : 20140826
0001181431-14-030143.hdr.sgml : 20140826
20140826145914
ACCESSION NUMBER: 0001181431-14-030143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140825
FILED AS OF DATE: 20140826
DATE AS OF CHANGE: 20140826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nielsen N.V.
CENTRAL INDEX KEY: 0001492633
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 980662038
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (646) 654-5000
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings N.V.
DATE OF NAME CHANGE: 20110124
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUMINALE JAMES W
CENTRAL INDEX KEY: 0001039833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35042
FILM NUMBER: 141065043
MAIL ADDRESS:
STREET 1: ONE PICKWICK PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd415158.xml
JAMES W CUMINALE - AUGST 25, 2014 SALE
X0306
4
2014-08-25
0
0001492633
Nielsen N.V.
NLSN
0001039833
CUMINALE JAMES W
C/O NIELSEN N.V.
85 BROAD STREET
NEW YORK
NY
10004
0
1
0
0
Chief Legal Officer
Common Stock
2014-08-25
4
M
0
500
16.00
A
81218.68
D
Common Stock
2014-08-25
4
M
0
100
32.00
A
81318.68
D
Common Stock
2014-08-25
4
M
0
1185
18.40
A
82503.68
D
Common Stock
2014-08-25
4
M
0
100
30.19
A
82603.68
D
Common Stock
2014-08-25
4
S
0
1885
47.509
D
80718.68
D
Common Stock
16497
I
By GRATs
Common Stock
12340
I
By Trust
Options to Purchase common stock
16.00
2014-08-25
4
M
0
500
0
D
2017-02-02
Common Stock
500
12038
D
Options to Purchase common stock
32.00
2014-08-25
4
M
0
100
0
D
2017-02-02
Common Stock
100
1800
D
Options to Purchase common stock
18.40
2014-08-25
4
M
0
1185
0
D
2020-03-18
Common Stock
1185
16363
D
Options to Purchase common stock
30.19
2014-08-25
4
M
0
100
0
D
2018-05-11
Common Stock
100
101208
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $47.50 to $47.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These securities are held by grantor retained annuity trusts for which the Reporting Person is the sole trustee and sole annuitant. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest.
These securities are held by a trust for which the Reporting Person's wife is the sole trustee and beneficiary. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest.
Represents options to purchase shares of common stock of the Issuer, all of which are fully vested.
Represents options to purchase shares of common stock of the Issuer, which ratably vest in four installments over 4 years beginning one year after the grant date (May 11, 2011).
/s/ Harris Black, authorized signatory
2014-08-26