0001181431-14-017418.txt : 20140501
0001181431-14-017418.hdr.sgml : 20140501
20140501135826
ACCESSION NUMBER: 0001181431-14-017418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140429
FILED AS OF DATE: 20140501
DATE AS OF CHANGE: 20140501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nielsen Holdings N.V.
CENTRAL INDEX KEY: 0001492633
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 980662038
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (646) 654-5000
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALHOUN DAVID L
CENTRAL INDEX KEY: 0001233152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35042
FILM NUMBER: 14803953
4
1
rrd408297.xml
DAVID L. CALHOUN - FORM 4 - APRIL 29, 2014 SALES
X0306
4
2014-04-29
0
0001492633
Nielsen Holdings N.V.
NLSN
0001233152
CALHOUN DAVID L
C/O NIELSEN HOLDINGS N.V.
85 BROAD STREET
NEW YORK
NY
10004
1
0
0
0
Common Stock
2014-04-29
4
M
0
565625
32.00
A
1328694
D
Common Stock
2014-04-29
4
S
0
565625
47.00
D
763069
D
Common Stock
484090
I
By Trusts
Options to purchase Common Stock
32.00
2014-04-29
4
M
0
312500
0
D
2017-02-02
Common Stock
312500
0
D
Options to purchase common stock
32.00
2014-04-29
4
M
0
253125
0
D
2017-02-02
Common Stock
253125
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan.
The securities are held by various trusts for the benefit of the reporting person and his family members as to which the reporting person or his wife is the trustee. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest.
Represents options to purchase shares of common stock of the Issuer, 81% of which vested at the time of the Issuers' initial public offering and 19% of which vested on December 31, 2011.
Represents options to purchase shares of common stock of the Issuer, of which 15,625 vested on the grant date (December 31, 2006), 59,375 vested on December 31, 2007 and 59,375 vested on December 31, 2009. An additional 59,375 vested if the Issuer met or exceeded a pre-established EBITDA target for 2010 or, otherwise, on December 31, 2012. The remaining 59,375 vested if the Issuer met or exceeded a pre-established EBITDA target for 2011 or, otherwise, on December 31, 2013.
/s/ Harris Black, authorized signatory
2014-05-01