0001181431-13-057229.txt : 20131106
0001181431-13-057229.hdr.sgml : 20131106
20131106161133
ACCESSION NUMBER: 0001181431-13-057229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131104
FILED AS OF DATE: 20131106
DATE AS OF CHANGE: 20131106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nielsen Holdings N.V.
CENTRAL INDEX KEY: 0001492633
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 980662038
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (646) 654-5000
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: Nielsen Holdings B.V.
DATE OF NAME CHANGE: 20100524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KASH ARVIN
CENTRAL INDEX KEY: 0001538738
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35042
FILM NUMBER: 131196576
MAIL ADDRESS:
STREET 1: 770 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10003
FORMER NAME:
FORMER CONFORMED NAME: KASH ARWIN
DATE OF NAME CHANGE: 20120105
4
1
rrd394413.xml
FORM 4 - NOVEMBER 4 2013 SALE
X0306
4
2013-11-04
0
0001492633
Nielsen Holdings N.V.
NLSN
0001538738
KASH ARVIN
770 BROADWAY
NEW YORK
NY
10003
0
1
0
0
Vice Chairman
Common Stock
2013-11-04
4
S
0
10000
39.9178
D
66321.72
D
Common Stock
2013-11-04
4
M
0
26778
16.00
A
93099.72
D
Common Stock
2013-11-04
4
S
0
26778
39.88
D
66321.72
D
Common Stock
2013-11-05
4
M
0
14237
16.00
A
80558.72
D
Common Stock
37104
I
By Trust
Options to Purchase Common Stock (right to buy)
16.00
2013-11-04
4
M
0
26778
0
A
2019-05-26
Common Stock
26778
38846
D
Options to Purchase Common Stock (right to buy)
16.00
2013-11-05
4
M
0
14237
0
A
2019-05-26
Common Stock
14237
24609
D
The price reported in this Form 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.80 to $40.03, inclusive. The reporting person undertakes to provide to the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in this Form 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.71 to $40.02, inclusive. The reporting person undertakes to provide to the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest.
Represents options to purchase shares of common stock of the Issuer, of which 49,218 are vested. An additional 8,203 will vest on December 31, 2013. The remaining 8,203 will vest on December 31, 2014.
/s/ Harris Black, authorized signatory
2013-11-06