0001181431-13-050852.txt : 20130927 0001181431-13-050852.hdr.sgml : 20130927 20130927154830 ACCESSION NUMBER: 0001181431-13-050852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130925 FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nielsen Holdings N.V. CENTRAL INDEX KEY: 0001492633 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 980662038 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 654-5000 MAIL ADDRESS: STREET 1: 770 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Nielsen Holdings B.V. DATE OF NAME CHANGE: 20100524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUMINALE JAMES W CENTRAL INDEX KEY: 0001039833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35042 FILM NUMBER: 131119844 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd391396.xml JAMES W CUMINALE - SEPT 25, 2013 GRANT X0306 4 2013-09-25 0 0001492633 Nielsen Holdings N.V. NLSN 0001039833 CUMINALE JAMES W 770 BROADWAY NEW YORK NY 10003 0 1 0 0 Chief Legal Officer Common Stock 2013-09-25 4 A 0 9000 0 A 176562.72 D Common Stock 16497 I By GRATs Common Stock 12340 I By Trust Options to Purchase Common Stock (right to buy) 36.56 2013-09-25 4 A 0 44000 0 A 2020-09-25 Common Stock 44000 44000 D Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013). These securities are held by grantor retained annuity trusts for which the Reporting Person is the sole trustee and sole annuitant. The Reporting Person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest. These securities are held by a trust for which the Reporting Person's wife is the sole trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest. Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013). /s/ Harris Black, authorized signatory 2013-09-27