0001127602-23-024309.txt : 20230918 0001127602-23-024309.hdr.sgml : 20230918 20230918162424 ACCESSION NUMBER: 0001127602-23-024309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Machiels Alec CENTRAL INDEX KEY: 0001496687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38276 FILM NUMBER: 231261460 MAIL ADDRESS: STREET 1: 505 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apellis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001492422 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271537290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-977-5700 MAIL ADDRESS: STREET 1: 100 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-09-15 0001492422 Apellis Pharmaceuticals, Inc. APLS 0001496687 Machiels Alec C/O APELLIS PHARMACEUTICALS, INC. 100 FIFTH AVENUE, 3RD FLOOR WALTHAM MA 02451 1 1 Common Stock 2023-09-15 4 M 0 1250 2.67 A 368670 D Common Stock 2023-09-15 4 S 0 1250 45.34 D 367420 D Common Stock 250000 I Indirect Owner (Bauhaus 1 LLC) Common Stock 11950 I Indirect Owner (Owned by Spouse) Common Stock 150000 I Indirect Owner (Spouse Trust) Stock Option (Right to Buy) 2.67 2023-09-15 4 M 0 1250 0 D 2023-12-04 Common Stock 1250 3750 D This is a scheduled exercise and sale from 10B5-1 trading plan. The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust. Owned by spouse. On September 7, 2021, the reporting person's spouse transferred 150,000 shares of Apellis Pharmaceuticals, Inc. common stock to her trust, of which the reporting person is the trustee. This option was granted on December 5, 2013 and fully vested. /s/ David Watson, attorney-in-fact for Alec Machiels 2023-09-18