0001085146-17-002120.txt : 20171026 0001085146-17-002120.hdr.sgml : 20171026 20171026111127 ACCESSION NUMBER: 0001085146-17-002120 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IFC Holdings Incorporated/FL CENTRAL INDEX KEY: 0001492375 IRS NUMBER: 592195688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13972 FILM NUMBER: 171155343 BUSINESS ADDRESS: STREET 1: 12750 CITRUS PARK LANE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33625 BUSINESS PHONE: 800-242-4732 MAIL ADDRESS: STREET 1: 12750 CITRUS PARK LANE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33625 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492375 XXXXXXXX 09-30-2017 09-30-2017 IFC Holdings Incorporated/FL

12750 CITRUS PARK LANE SUITE 300 TAMPA FL 33625

13F HOLDINGS REPORT 028-13972 N Sandra Whited 813 880-5302 /s/ Sandra Whited Tampa FL 10-25-2017 1 514 1434325 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10115597431SHDFND1007431ABBOTT LABSCOM002824100124623362SHDFND10023362ABBVIE INCCOM00287Y109223525115SHDFND10025115ACTIVISION BLIZZARD INCCOM00507V109146322817SHDFND10022817ADOBE SYS INCCOM00724F1012941987SHDFND1001987AETNA INC NEWCOM00817Y1084222650SHDFND1002650AFLAC INCCOM001055102114714109SHDFND10014109ALEXION PHARMACEUTICALS INCCOM0153511098616144SHDFND1006144ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1024362527SHDFND1002527ALLIANZGI CONV & INCOME FDCOM01882810340957693SHDFND10057693ALPHABET INCCAP STK CL C02079K10717081774SHDFND1001774ALPHABET INCCAP STK CL A02079K30538163885SHDFND1003885ALPS ETF TRALERIAN MLP00162Q86624121671SHDFND10021671ALTRIA GROUP INCCOM02209S103286145029SHDFND10045029AMAZON COM INCCOM02313510624052501SHDFND1002501AMERICAN ELEC PWR INCCOM0255371015087221SHDFND1007221AMERICAN EXPRESS COCOM0258161096387066SHDFND1007066AMERICAN FINL GROUP INC OHIOCOM025932104255324684SHDFND10024684AMERICAN INTL GROUP INCCOM NEW0268747843415569SHDFND1005569AMERICAN TOWER CORP NEWCOM03027X10011788631SHDFND1008631AMERICAN VANGUARD CORPCOM0303711082229975SHDFND1009975AMERICAN WTR WKS CO INC NEWCOM0304201032733387SHDFND1003387AMERIS BANCORPCOM03076K1082525268SHDFND1005268AMGEN INCCOM031162100242313012SHDFND10013012ANADARKO PETE CORPUNIT 99/99/999903251140440610140SHDFND10010140ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1084523786SHDFND1003786ANNALY CAP MGMT INCCOM03571040979965922SHDFND10065922ANWORTH MORTGAGE ASSET CPCOM0373471017412326SHDFND10012326APOLLO INVT CORPCOM03761U1067512244SHDFND10012244APPLE INCCOM03783310015448100178SHDFND100100178ARCONIC INC5.375% PFD B 103965L3082215700SHDFND1005700ARES CAP CORPCOM04010L10367741458SHDFND10041458ARISTA NETWORKS INCCOM040413106204510789SHDFND10010789AT&T INCCOM00206R1027116181279SHDFND100181279AUTODESK INCCOM0527691062922605SHDFND1002605AUTOMATIC DATA PROCESSING INCOM0530151039238433SHDFND1008433BANK AMER CORPCOM0605051043130123576SHDFND100123576BANK NEW YORK MELLON CORPCOM0640581002254232SHDFND1004232BARCLAYS BANK PLCADR PFD SR 506739H36232612241SHDFND10012241BARD C R INCCOM0673831094441385SHDFND1001385BAXTER INTL INCCOM0718131094296827SHDFND1006827BB&T CORPCOM05493710764213701SHDFND10013701BERKSHIRE HATHAWAY INC DELCL A08467010810984SHDFND1004BERKSHIRE HATHAWAY INC DELCL B NEW084670702412222523SHDFND10022523BIOGEN INCCOM09062X10312173890SHDFND1003890BLACKROCK CAPITAL INVESTMENTCOM09253310819025434SHDFND10025434BLACKROCK CORPOR HI YLD FD ICOM09255P10718916772SHDFND10016772BLACKROCK ENHANCED GBL DIV TCOM09250110519214142SHDFND10014142BLACKROCK INCCOM09247X101200448SHDFND100448BLACKROCK TAX MUNICPAL BD TRSHS09248X10066928430SHDFND10028430BLACKSTONE GROUP L PCOM UNIT LTD09253U10868420501SHDFND10020501BLOCK H & R INCCOM09367110553220121SHDFND10020121BOEING COCOM09702310515826218SHDFND1006218BOISE CASCADE CO DELCOM09739D10035910364SHDFND10010364BP PLCSPONSORED ADR055622104145037751SHDFND10037751BRISTOL MYERS SQUIBB COCOM1101221085769073SHDFND1009073BRITISH AMERN TOB PLCSPONSORED ADR1104481072564103SHDFND1004103BROWN FORMAN CORPCL B1156372092254145SHDFND1004145CALAMOS CONV & HIGH INCOME FCOM SHS12811P10823419543SHDFND10019543CAPSTEAD MTG CORPCOM NO PAR14067E50614815267SHDFND10015267CATERPILLAR INC DELCOM1491231014213387SHDFND1003387CELANESE CORP DELCOM SER A1508701032352261SHDFND1002261CELGENE CORPCOM151020104270218540SHDFND10018540CENTURYLINK INCCOM15670010620110637SHDFND10010637CHESAPEAKE ENERGY CORPCOM1651671078018898SHDFND10018898CHEVRON CORP NEWCOM166764100155413190SHDFND10013190CHIMERA INVT CORPCOM NEW16934Q20838220179SHDFND10020179CISCO SYS INCCOM17275R102137440835SHDFND10040835CITIGROUP INCCOM NEW17296742474910244SHDFND10010244CLEVELAND CLIFFS INCCOM18589910117825015SHDFND10025015CLOROX CO DELCOM1890541095233953SHDFND1003953COCA COLA COCOM191216100114125272SHDFND10025272COGNEX CORPCOM1924221036535911SHDFND1005911COLGATE PALMOLIVE COCOM1941621033735159SHDFND1005159COMCAST CORP NEWCL A20030N101257366992SHDFND10066992COMMERCEHUB INCCOM SER C20084V30682838900SHDFND10038900COMMUNITY BK SYS INCCOM20360710688215970SHDFND10015970COMPANHIA SIDERURGICA NACIONSPONSORED ADR20440W1055920316SHDFND10020316CONOCOPHILLIPSCOM20825C1045009946SHDFND1009946CONSOLIDATED EDISON INCCOM209115104114714236SHDFND10014236CONSTELLATION BRANDS INCCL A21036P1088734379SHDFND1004379CORNING INCCOM21935010584928356SHDFND10028356COSTCO WHSL CORP NEWCOM22160K1054552771SHDFND1002771CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F103462158440SHDFND100158440CSX CORPCOM12640810357910691SHDFND10010691CUMMINS INCCOM231021106187211146SHDFND10011146CVS HEALTH CORPCOM1266501007399144SHDFND1009144DBX ETF TRXTRAK MSCI EAFE2330512002728789SHDFND1008789DBX ETF TRINFRSTR REV FD233051705147555057SHDFND10055057DEERE & COCOM2441991052271801SHDFND1001801DELAWARE INVT NAT MUNI INC FSH BEN INT24610T10818413614SHDFND10013614DELTA AIR LINES INC DELCOM NEW2473617022795801SHDFND1005801DIAGEO P L CSPON ADR NEW25243Q2057645779SHDFND1005779DISNEY WALT COCOM DISNEY254687106168517052SHDFND10017052DNP SELECT INCOME FDCOM23325P10490878917SHDFND10078917DOLLAR TREE INCCOM2567461084094745SHDFND1004745DOMINION ENERGY INCCOM25746U1095527185SHDFND1007185DOWDUPONT INCCOM26078J100147421231SHDFND10021231DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1017421210SHDFND10021210DUFF & PHELPS SLCT ENGY MLPCOM26433F10822635359SHDFND10035359DUKE ENERGY CORP NEWCOM NEW26441C204136516287SHDFND10016287EATON CORP PLCSHSG2918310384611007SHDFND10011007EATON VANCE NY MUNI INCOME TSH BEN INT27826W10419214567SHDFND10014567EATON VANCE RISK MNGD DIV EQCOM27829G10610911501SHDFND10011501EATON VANCE TAX MNGD GBL DVCOM27829F10881687205SHDFND10087205EATON VANCE TX ADV GLBL DIVCOM27828S10141224010SHDFND10024010EATON VANCE TX MNG BY WRT OPCOM27828Y10845729870SHDFND10029870EMERSON ELEC COCOM2910111042123385SHDFND1003385ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10328115371SHDFND10015371ENTERPRISE PRODS PARTNERS LCOM29379210736113792SHDFND10013792EQUINIX INCCOM PAR $0.00129444U7005221171SHDFND1001171ESSENT GROUP LTDCOMG3198U10295823688SHDFND10023688EVERSOURCE ENERGYCOM30040W1083936492SHDFND1006492EXACT SCIENCES CORPCOM30063P105163234575SHDFND10034575EXELON CORPCOM30161N1013258661SHDFND1008661EXXON MOBIL CORPCOM30231G102429452378SHDFND10052378FACEBOOK INCCL A30303M102605335413SHDFND10035413FEDEX CORPCOM31428X106496922097SHDFND10022097FINANCIAL INSTNS INCCOM3175854042739474SHDFND1009474FIRST TR ENERGY INCOME & GRWCOM33738G10436014590SHDFND10014590FIRST TR ENHANCED EQTY INC FCOM33731810915510353SHDFND10010353FIRST TR EXCH TRADED FD IIILNG/SHT EQUITY33739P103359596930SHDFND10096930FIRST TR EXCH TRADED FD IIIEME MRK BD ETF33739P20255012718SHDFND10012718FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J117336189095SHDFND10089095FIRST TR EXCH TRD ALPHA FD IJAPAN ALPHADEX33737J158181432903SHDFND10032903FIRST TR EXCH TRD ALPHA FD IDEV MRK EX US33737J1743235455SHDFND1005455FIRST TR EXCH TRD ALPHA FD IEMERG MKT ALPH33737J1822408784SHDFND1008784FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N108411377280SHDFND10077280FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF336920103264941454SHDFND10041454FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104376579563SHDFND10079563FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E302169516602SHDFND10016602FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11946910283SHDFND10010283FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X135221074408SHDFND10074408FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X143151222508SHDFND10022508FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X150128934839SHDFND10034839FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X176432590192SHDFND10090192FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X18469325648SHDFND10025648FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20030011645SHDFND10011645FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10187735359SHDFND10035359FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D309362775410SHDFND10075410FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408140128524SHDFND10028524FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R100114860029SHDFND10060029FIRST TR EXCHANGE TRADED FDLOW BETA INCOME33738R40777434941SHDFND10034941FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6058310317546SHDFND100317546FIRST TR EXCHANGE TRADED FDRBA INDL ETF33738R70447418234SHDFND10018234FIRST TR EXCHANGE TRADED FDNASDAQ BK ETF33738R860166059917SHDFND10059917FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R878227193185SHDFND10093185FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q200371971590SHDFND10071590FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q30956811080SHDFND10011080FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q408103517218SHDFND10017218FIRST TR EXCHANGE TRADED FDSSI STRG ETF33739Q507264092106SHDFND10092106FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10821910931SHDFND10010931FIRST TR EXCHNG TRADED FD VICEF INCM OPPTY33740F409136161834SHDFND10061834FIRST TR INTER DUR PFD & INCOM33718W1032922118272SHDFND100118272FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K108468081466SHDFND10081466FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101354369312SHDFND10069312FIRST TR LRGE CP CORE ALPHACOM SHS33734K1095722104251SHDFND100104251FIRST TR MID CAP CORE ALPHADCOM SHS33735B108247039953SHDFND10039953FIRST TR MLP & ENERGY INCOMECOM33739B10496163107SHDFND10063107FIRST TR MORNINGSTAR DIV LEASHS336917109215874445SHDFND10074445FIRST TR MULTI CAP VALUE ALPCOM SHS33733F10177012459SHDFND10012459FIRST TR MULTI CP VAL ALPHACOM SHS33733C10890216783SHDFND10016783FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q104116622103SHDFND10022103FIRST TR NASDAQ100 TECH INDESHS33734510277411388SHDFND10011388FIRST TR S&P REIT INDEX FDCOM33734G10855623858SHDFND10023858FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109282848041SHDFND10048041FIRST TR STOXX EURO DIV FDCOMMON SHS33735T10936626790SHDFND10026790FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330441530445SHDFND10030445FIRST TR VALUE LINE DIVID INSHS33734H1064156139586SHDFND100139586FIRST TRUST SPECIALTY FINANCCOM BEN INTR33733G1091200175047SHDFND100175047FITBIT INCCL A33812L1027610855SHDFND10010855FLAHERTY & CRUMRINE TOTAL RECOM33847910837817665SHDFND10017665FLAHERTY&CRMN PFD SEC INCOMCOM3384781003766175826SHDFND100175826FORD MTR CO DELCOM PAR $0.01345370860105888202SHDFND10088202FS INVT CORPCOM3026351072397284084SHDFND100284084FST TR NEW OPPORT MLP & ENECOM33739M10098077675SHDFND10077675GABELLI EQUITY TR INCCOM3623971014199645434SHDFND100645434GENERAL DYNAMICS CORPCOM3695501086253057SHDFND1003057GENERAL ELECTRIC COCOM369604103228494590SHDFND10094590GENERAL MLS INCCOM37033410472814075SHDFND10014075GENERAL MTRS COCOM37045V100133633222SHDFND10033222GENWORTH FINL INCCOM CL A37247D1063910000SHDFND10010000GILEAD SCIENCES INCCOM375558103103112758SHDFND10012758GLAXOSMITHKLINE PLCSPONSORED ADR37733W10554713665SHDFND10013665GLOBAL X FDSGLOBX SUPDV US37950E2912078132SHDFND1008132GOLDMAN SACHS GROUP INCCOM38141G1043301385SHDFND1001385HALLIBURTON COCOM4062161012475379SHDFND1005379HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10826812114SHDFND10012114HANCOCK JOHN PFD INCOME FD ICOM41013X10685138886SHDFND10038886HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T105150289124SHDFND10089124HDFC BANK LTDADR REPS 3 SHS40415F101174418103SHDFND10018103HERCULES CAPITAL INCCOM42709650866551650SHDFND10051650HERSHEY COCOM4278661085655161SHDFND1005161HOME DEPOT INCCOM437076102712143584SHDFND10043584HONEYWELL INTL INCCOM4385161062922051SHDFND1002051HORMEL FOODS CORPCOM44045210035911163SHDFND10011163HUDBAY MINERALS INCCOM44362810234446135SHDFND10046135HUNTINGTON INGALLS INDS INCCOM44641310614016211SHDFND1006211ILLINOIS TOOL WKS INCCOM4523081093082082SHDFND1002082IMMUNOMEDICS INCCOM45290710856240150SHDFND10040150INGERSOLL-RAND PLCSHSG477911014094578SHDFND1004578INTEL CORPCOM458140100194751262SHDFND10051262INTERNATIONAL BUSINESS MACHSCOM4592001017004834SHDFND1004834INTL PAPER COCOM4601461033436054SHDFND1006054INTUITCOM4612021034533210SHDFND1003210INVESCO LTDSHSG491BT10843712472SHDFND10012472INVESCO MUN OPPORTUNITY TRCOM46132C10755442623SHDFND10042623INVESCO MUN TRCOM46131J10395174531SHDFND10074531INVESCO TR INVT GRADE MUNSCOM46131M10613910369SHDFND10010369ISHARES10+ YR CR BD ETF4642895112323732SHDFND1003732ISHARES GOLD TRUSTISHARES46428510524819745SHDFND10019745ISHARES INCEM HGHYL BD ETF464286285123224271SHDFND10024271ISHARES INCMIN VOL GBL ETF464286525113913995SHDFND10013995ISHARES INCMSCI EURZONE ETF46428660879818417SHDFND10018417ISHARES INCCORE MSCI EMKT46434G10314228263608SHDFND100263608ISHARES TRMRNGSTR LG-CP GR4642871197094840SHDFND1004840ISHARES TRCORE S&P TTL STK464287150151126258SHDFND10026258ISHARES TRSELECT DIVID ETF464287168152016274SHDFND10016274ISHARES TRTIPS BD ETF46428717616336143807SHDFND100143807ISHARES TRCHINA LG-CAP ETF4642871843066970SHDFND1006970ISHARES TRTRANS AVG ETF4642871923271831SHDFND1001831ISHARES TRCORE S&P500 ETF4642872001834672503SHDFND10072503ISHARES TRCORE US AGGBD ET46428722638883354824SHDFND100354824ISHARES TRMSCI EMG MKT ETF46428723489520018SHDFND10020018ISHARES TRIBOXX INV CP ETF464287242575047437SHDFND10047437ISHARES TRS&P 500 GRWT ETF46428730944344309116SHDFND100309116ISHARES TRS&P 500 VAL ETF46428740838974361264SHDFND100361264ISHARES TR20 YR TR BD ETF464287432306924525SHDFND10024525ISHARES TRBARCLAYS 7 10 YR464287440388936422SHDFND10036422ISHARES TRMSCI EAFE ETF464287465435363602SHDFND10063602ISHARES TRRUS MDCP VAL ETF46428747399811772SHDFND10011772ISHARES TRRUS MD CP GR ETF4642874812552268SHDFND1002268ISHARES TRRUS MID CAP ETF464287499498725297SHDFND10025297ISHARES TRCORE S&P MCP ETF46428750732859183454SHDFND100183454ISHARES TRNASDAQ BIOTECH46428755617245169SHDFND1005169ISHARES TRRUS 1000 VAL ETF4642875981090092007SHDFND10092007ISHARES TRS&P MC 400GR ETF4642876063631797SHDFND1001797ISHARES TRRUS 1000 GRW ETF4642876141244399507SHDFND10099507ISHARES TRRUS 1000 ETF4642876228466051SHDFND1006051ISHARES TRRUS 2000 VAL ETF4642876303452778SHDFND1002778ISHARES TRRUSSELL 2000 ETF464287655416928186SHDFND10028186ISHARES TRU.S. TECH ETF4642877215553686SHDFND1003686ISHARES TRU.S. FINLS ETF4642877887696853SHDFND1006853ISHARES TRCORE S&P SCP ETF46428780419710265867SHDFND100265867ISHARES TRSP SMCP600VL ETF4642878793412307SHDFND1002307ISHARES TRJPMORGAN USD EMG464288281879275283SHDFND10075283ISHARES TRNATIONAL MUN ETF464288414263023721SHDFND10023721ISHARES TRINTL SEL DIV ETF46428844871421274SHDFND10021274ISHARES TRIBOXX HI YD ETF46428851320396229752SHDFND100229752ISHARES TRMBS ETF464288588252423568SHDFND10023568ISHARES TRINTRMD CR BD ETF464288638504745732SHDFND10045732ISHARES TR1 3 YR CR BD ETF4642886467627242SHDFND1007242ISHARES TR3 7 YR TREAS BD4642886616194977SHDFND1004977ISHARES TRS&P US PFD STK464288687255865780SHDFND10065780ISHARES TRUS AER DEF ETF46428876010976115SHDFND1006115ISHARES TRUS REGNL BKS ETF46428877857112149SHDFND10012149ISHARES TRFLTG RATE NT ETF46429B6554538883SHDFND1008883ISHARES TRCORE HIGH DV ETF46429B6635115963SHDFND1005963ISHARES TRMIN VOL EAFE ETF46429B6898229115690SHDFND100115690ISHARES TRMIN VOL USA ETF46429B697199039623SHDFND10039623ISHARES TRUSA MOMENTUM FCT46432F396181319058SHDFND10019058ISHARES TRCORE MSCI TOTAL46432F8343766161SHDFND1006161ISHARES TRCORE MSCI EAFE46432F84230424474104SHDFND100474104ISHARES TR0-5YR INVT GR CP46434V1003186316SHDFND1006316ISHARES TRCORE MSCI PAC46434V696234341423SHDFND10041423ISHARES TRHDG MSCI EAFE46434V8034214145901SHDFND100145901ISHARES TRMTG REL ETF NEW46435G3422815941SHDFND1005941ISHARES TRCORE INTL AGGR46435G6723226186SHDFND1006186ISHARES U S ETF TRSHT MAT BD ETF46431W507164732617SHDFND10032617J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q2093035198SHDFND1005198JOHN HANCOCK EXCHANGE TRADEDMLTFCTR LRG CAP47804J1073209776SHDFND1009776JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI47804J20637211437SHDFND10011437JOHNSON & JOHNSONCOM478160104320824618SHDFND10024618JOHNSON CTLS INTL PLCSHSG515021052576414SHDFND1006414JPMORGAN CHASE & COCOM46625H100236024627SHDFND10024627KEMET CORPCOM NEW48836020732815500SHDFND10015500KIMBERLY CLARK CORPCOM4943681034543858SHDFND1003858KINDER MORGAN INC DELCOM49456B10154728328SHDFND10028328KINDER MORGAN INC DELPFD SER A49456B20057513300SHDFND10013300KKR & CO L P DELCOM UNITS48248M10251525398SHDFND10025398KOHLS CORPCOM500255104126127642SHDFND10027642KRAFT HEINZ COCOM5007541065086524SHDFND1006524LAM RESEARCH CORPCOM51280710817949695SHDFND1009695LEIDOS HLDGS INCCOM525327102284748067SHDFND10048067LEXINGTON REALTY TRUSTCOM5290431011852181396SHDFND100181396LILLY ELI & COCOM5324571083033546SHDFND1003546LOCKHEED MARTIN CORPCOM53983010916235204SHDFND1005204LOWES COS INCCOM5486611075857343SHDFND1007343LTC PPTYS INCCOM5021751022735839SHDFND1005839MACQUARIE FT TR GB INF UT DICOM55607W10061545286SHDFND10045286MAIN STREET CAPITAL CORPCOM56035L1043147981SHDFND1007981MANITOWOC INCCOM563571108997110800SHDFND100110800MARATHON OIL CORPCOM56584910623317429SHDFND10017429MARCUS CORPCOM56633010627710000SHDFND10010000MASTERCARD INCORPORATEDCL A57636Q104244917339SHDFND10017339MCDONALDS CORPCOM58013510114929519SHDFND1009519MEDLEY CAP CORPCOM58503F10623439515SHDFND10039515MEDTRONIC PLCSHSG5960L1033724805SHDFND1004805MERCK & CO INCCOM58933Y105113717747SHDFND10017747METLIFE INCCOM59156R10885616507SHDFND10016507MFS INTERMEDIATE HIGH INC FDSH BEN INT59318T10913044476SHDFND10044476MGIC INVT CORP WISCOM5528481032780221900SHDFND100221900MICROSOFT CORPCOM594918104330044343SHDFND10044343MOHAWK INDS INCCOM6081901046312556SHDFND1002556MONDELEZ INTL INCCL A6092071053328176SHDFND1008176MOODYS CORPCOM6153691052031452SHDFND1001452MORGAN STANLEYCOM NEW61744644871214863SHDFND10014863MYRIAD GENETICS INCCOM62855J10443812145SHDFND10012145NATIONAL FUEL GAS CO N JCOM6361801012063644SHDFND1003644NATIONAL PRESTO INDS INCCOM6372151042702530SHDFND1002530NAVIOS MARITIME PARTNERS L PUNIT LPIY622671023617039SHDFND10017039NETFLIX INCCOM64110L1067253994SHDFND1003994NEXTERA ENERGY INCCOM65339F10111027529SHDFND1007529NICE LTDSPONSORED ADR6536561083093804SHDFND1003804NIKE INCCL B6541061032274385SHDFND1004385NORTHROP GRUMMAN CORPCOM6668071028182832SHDFND1002832NRG ENERGY INCCOM NEW62937750875929658SHDFND10029658NUSTAR ENERGY LPUNIT COM67058H10267416674SHDFND10016674NUVEEN ALL CAP ENE MLP OPPOCOM67075E10820322780SHDFND10022780NUVEEN AMT FREE MUN CR INC FCOM67071L10633421696SHDFND10021696NUVEEN AMT FREE QLTY MUN INCCOM67065710525018015SHDFND10018015NUVEEN CORE EQUITY ALPHA FUNCOM67090X10738825015SHDFND10025015NUVEEN DIVERSIFIED DIV INCMCOM6706EP10555843340SHDFND10043340NUVEEN ENERGY MLP TOTL RTRNFCOM67074U10317614593SHDFND10014593NUVEEN MUN HIGH INCOME OPP FCOM67068210322016106SHDFND10016106NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X10122114564SHDFND10014564NUVEEN NEW YORK AMT QLT MUNICOM67065610731223376SHDFND10023376NUVEEN PFD & INCM OPPORTNYSCOM67073B1061282121262SHDFND100121262NUVEEN PFD & INCM SECURTIESCOM67072C1052815269662SHDFND100269662NUVEEN PFD & INCOME TERM FDCOM67075A10663425210SHDFND10025210NVIDIA CORPCOM67066G10414107865SHDFND1007865NXP SEMICONDUCTORS N VCOMN6596X1093122752SHDFND1002752OCCIDENTAL PETE CORP DELCOM6745991053515486SHDFND1005486OPKO HEALTH INCCOM68375N10312117597SHDFND10017597ORACLE CORPCOM68389X10566613795SHDFND10013795ORION ENERGY SYSTEMS INCCOM686275108112100000SHDFND100100000PACCAR INCCOM69371810892812846SHDFND10012846PAYCHEX INCCOM7043261073185307SHDFND1005307PAYMENT DATA SYS INCCOM NEW70438S20211470866SHDFND10070866PAYPAL HLDGS INCCOM70450Y103150923636SHDFND10023636PEPSICO INCCOM713448108128111521SHDFND10011521PFIZER INCCOM717081103244068386SHDFND10068386PHILIP MORRIS INTL INCCOM7181721096005401SHDFND1005401PHILLIPS 66COM718546104116012698SHDFND10012698PIMCO CORPORATE & INCOME OPPCOM72201B10145627146SHDFND10027146PIMCO CORPORATE INCOME STRATCOM72200U10031618209SHDFND10018209PIMCO ETF TRENHAN SHRT MA AC72201R833114611251SHDFND10011251PIMCO ETF TRSHTRM MUN BD ACT72201R8742064086SHDFND1004086PIMCO HIGH INCOME FDCOM SHS72201410724329496SHDFND10029496PIMCO INCOME STRATEGY FUND ICOM72201J10415514406SHDFND10014406PIMCO MUN INCOME FD IICOM72200W10617413289SHDFND10013289PIONEER HIGH INCOME TRCOM72369H10622522597SHDFND10022597PLUG POWER INCCOM NEW72919P202349134100SHDFND100134100PNC FINL SVCS GROUP INCCOM6934751053042242SHDFND1002242POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10518011658SHDFND10011658POWERSHARES ETF TR IIFDM HG YLD RAFI73936T557121163261SHDFND10063261POWERSHARES ETF TR IIPFD PORTFOLIO73936T565100466798SHDFND10066798POWERSHARES ETF TR IISOVEREIGN DEBT73936T57352917638SHDFND10017638POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654141734627SHDFND10034627POWERSHARES ETF TR IIS&P500 LOW VOL73937B77974616335SHDFND10016335POWERSHARES ETF TR IIS&P SMCP UTI P73937B8372825277SHDFND1005277POWERSHARES ETF TRUSTFINL PFD PTFL73935X22936019028SHDFND10019028POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30289151975SHDFND10051975POWERSHARES ETF TRUSTFTSE US1500 SM73935X5672532034SHDFND1002034POWERSHARES ETF TRUSTFTSE RAFI 100073935X5832642464SHDFND1002464POWERSHARES ETF TRUSTRUSSELL MID GRW73935X80766017155SHDFND10017155POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76968829687SHDFND10029687POWERSHARES QQQ TRUSTUNIT SER 173935A10419230132245SHDFND100132245PPG INDS INCCOM6935061072942720SHDFND1002720PPL CORPCOM69351T1062957764SHDFND1007764PRAXAIR INCCOM74005P1045243752SHDFND1003752PROCTER AND GAMBLE COCOM742718109202422296SHDFND10022296PROSHARES TRS&P 500 DV ARIST74348A4673816389SHDFND1006389PROSPECT CAPITAL CORPORATIONCOM74348T10223134684SHDFND10034684PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL69594000PRNDFND10094000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM42625000PRNDFND10025000PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ57070000PRNDFND10070000PRUDENTIAL FINL INCCOM7443201022812647SHDFND1002647PTC INCCOM69370C1002404242SHDFND1004242PUBLIC STORAGECOM74460D109210980SHDFND100980PUBLIC SVC ENTERPRISE GROUPCOM74457310675016256SHDFND10016256QUALCOMM INCCOM74752510373214214SHDFND10014214QUANTA SVCS INCCOM74762E1022266039SHDFND1006039QUINTILES IMS HOLDINGS INCCOM74876Y1012963124SHDFND1003124RAYTHEON COCOM NEW7551115074722539SHDFND1002539REALTY INCOME CORPCOM7561091044457742SHDFND1007742REGENERON PHARMACEUTICALSCOM75886F107227510SHDFND100510REGIONS FINL CORP NEWCOM7591EP10029119029SHDFND10019029ROCKWELL AUTOMATION INCCOM7739031095132876SHDFND1002876ROCKWELL COLLINS INCCOM7743411012071568SHDFND1001568ROYAL DUTCH SHELL PLCSPONS ADR A7802592064497415SHDFND1007415RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10699810447SHDFND10010447RYDEX ETF TRUSTGUG S&P500 PU VA78355W3042504049SHDFND1004049RYDEX ETF TRUSTGUG S&P500 PU GR78355W403311130964SHDFND10030964SCHLUMBERGER LTDCOM8068571086218931SHDFND1008931SCHWAB CHARLES CORP NEWCOM8085131054169476SHDFND1009476SCHWAB STRATEGIC TRUS LRG CAP ETF80852420176612778SHDFND10012778SELECT INCOME REITCOM SH BEN INT81618T100110647347SHDFND10047347SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092883552SHDFND1003552SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082654906SHDFND1004906SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072863145SHDFND1003145SELECT SECTOR SPDR TRENERGY81369Y5066289151SHDFND1009151SELECT SECTOR SPDR TRSBI INT-FINL81369Y605126849037SHDFND10049037SELECT SECTOR SPDR TRSBI INT-INDS81369Y704151121267SHDFND10021267SELECT SECTOR SPDR TRTECHNOLOGY81369Y803245541507SHDFND10041507SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8864688823SHDFND1008823SHERWIN WILLIAMS COCOM82434810611293151SHDFND1003151SHOPIFY INCCL A82509L1072412095SHDFND1002095SIRIUS XM HLDGS INCCOM82968B1035710013SHDFND10010013SONY CORPSPONSORED ADR83569930742511352SHDFND10011352SOUTHERN COCOM842587107259352624SHDFND10052624SOUTHWEST AIRLS COCOM8447411084177485SHDFND1007485SPDR GOLD TRUSTGOLD SHS78463V107183215116SHDFND10015116SPDR INDEX SHS FDSEURO STOXX 5078463X20247611593SHDFND10011593SPDR INDEX SHS FDSDJ INTL RL ETF78463X86372018759SHDFND10018759SPDR INDEX SHS FDSS&P WRLD EX US78463X88978325515SHDFND10025515SPDR S&P 500 ETF TRTR UNIT78462F1031487159145SHDFND10059145SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071245538169SHDFND10038169SPDR SER TRBLOMBRG BRC SRT78468R1012257525SHDFND1007525SPDR SER TRNUVEEN BLMBRG SR78468R7392124401SHDFND1004401SPDR SERIES TRUSTS&P 500 GROWTH78464A409277222341SHDFND10022341SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41745112086SHDFND10012086SPDR SERIES TRUSTBLOMBERG INTL TR78464A5162729648SHDFND1009648SPDR SERIES TRUSTAEROSPACE DEF78464A6315987531SHDFND1007531SPDR SERIES TRUSTS&P REGL BKG78464A698110619476SHDFND10019476SPDR SERIES TRUSTS&P DIVID ETF78464A763308633760SHDFND10033760SPDR SERIES TRUSTS&P BIOTECH78464A870223125722SHDFND10025722SPIRIT RLTY CAP INC NEWCOM84860W10221425028SHDFND10025028SPIRIT RLTY CAP INC NEWNOTE 2.875% 5/184860WAA01515000PRNDFND10015000SPIRIT RLTY CAP INC NEWNOTE 3.750% 5/184860WAB81010000PRNDFND10010000SQUARE INCCL A8522341032167400SHDFND1007400SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84858511924SHDFND10011924STARBUCKS CORPCOM85524410982515424SHDFND10015424STERICYCLE INCDEP PFD A 1/10858912207199833966SHDFND10033966STMICROELECTRONICS N VNY REGISTRY8610121022375121956SHDFND100121956SYSCO CORPCOM8718291072725055SHDFND1005055TAKE-TWO INTERACTIVE SOFTWARCOM8740541095024907SHDFND1004907TARGET CORPCOM87612E1062384021SHDFND1004021TELADOC INCCOM87918A1052487428SHDFND1007428TERADYNE INCCOM880770102224060057SHDFND10060057TESLA INCCOM88160R1014001168SHDFND1001168TICC CAPITAL CORPCOM87244T10922332123SHDFND10032123TIME WARNER INCCOM NEW887317303262425592SHDFND10025592TJX COS INC NEWCOM8725401092032752SHDFND1002752TRAVELERS COMPANIES INCCOM89417E1096485289SHDFND1005289TRIANGLE CAP CORPCOM89584810931822084SHDFND10022084TYSON FOODS INCCL A9024941032673800SHDFND1003800UNION PAC CORPCOM9078181085704918SHDFND1004918UNITED PARCEL SERVICE INCCL B911312106163313660SHDFND10013660UNITED STATES STL CORP NEWCOM9129091082359125SHDFND1009125UNITED TECHNOLOGIES CORPCOM9130171096925903SHDFND1005903UNITEDHEALTH GROUP INCCOM91324P102617131572SHDFND10031572US BANCORP DELCOM NEW9029733044247904SHDFND1007904V F CORPCOM9182041083034774SHDFND1004774VALERO ENERGY CORP NEWCOM91913Y100126916521SHDFND10016521VALLEY NATL BANCORPCOM91979410722418482SHDFND10018482VANECK VECTORS ETF TRAMT FREE INT ETF92189F5442209157SHDFND1009157VANGUARD BD INDEX FD INCLONG TERM BOND92193779333002352340SHDFND100352340VANGUARD BD INDEX FD INCINTERMED TERM92193781927985330665SHDFND100330665VANGUARD BD INDEX FD INCSHORT TRM BOND92193782768904862831SHDFND100862831VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835275633633SHDFND10033633VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407555301017309SHDFND1001017309VANGUARD INDEX FDSS&P 500 ETF SHS922908363341714810SHDFND10014810VANGUARD INDEX FDSMCAP VL IDXVIP922908512123311647SHDFND10011647VANGUARD INDEX FDSMCAP GR IDXVIP9229085384924041SHDFND1004041VANGUARD INDEX FDSREIT ETF9229085538806106202SHDFND100106202VANGUARD INDEX FDSSML CP GRW ETF9229085952131394SHDFND1001394VANGUARD INDEX FDSSM CP VAL ETF922908611196015333SHDFND10015333VANGUARD INDEX FDSMID CAP ETF922908629368125043SHDFND10025043VANGUARD INDEX FDSLARGE CAP ETF9229086377256282SHDFND1006282VANGUARD INDEX FDSEXTEND MKT ETF922908652277725919SHDFND10025919VANGUARD INDEX FDSGROWTH ETF92290873671015535041SHDFND100535041VANGUARD INDEX FDSVALUE ETF92290874475604757295SHDFND100757295VANGUARD INDEX FDSSMALL CP ETF92290875122802161176SHDFND100161176VANGUARD INDEX FDSTOTAL STK MKT922908769646649941SHDFND10049941VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427182171875SHDFND1001875VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775110320856SHDFND10020856VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285826329603371SHDFND100603371VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874329056455SHDFND10056455VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40980710138SHDFND10010138VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C6232261746SHDFND1001746VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C6809307249SHDFND1007249VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7145034820SHDFND1004820VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77127192515799SHDFND100515799VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8707338285SHDFND1008285VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844178618852SHDFND10018852VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858935842155675SHDFND1002155675VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406211126050SHDFND10026050VANGUARD WHITEHALL FDS INCINTL DVD ETF9219468103174971SHDFND1004971VANGUARD WORLD FDMEGA GRWTH IND9219108162972840SHDFND1002840VANGUARD WORLD FDMEGA CAP VAL ETF9219108404866718SHDFND1006718VANGUARD WORLD FDSCONSUM DIS ETF92204A108172311982SHDFND10011982VANGUARD WORLD FDSCONSUM STP ETF92204A207841160638SHDFND10060638VANGUARD WORLD FDSENERGY ETF92204A3067808391SHDFND1008391VANGUARD WORLD FDSFINANCIALS ETF92204A4056459899SHDFND1009899VANGUARD WORLD FDSHEALTH CAR ETF92204A504272417897SHDFND10017897VANGUARD WORLD FDSINF TECH ETF92204A7028035262SHDFND1005262VANGUARD WORLD FDSMATERIALS ETF92204A801129410061SHDFND10010061VENTAS INCCOM92276F1003044660SHDFND1004660VEREIT INCCOM92339V1001016122320SHDFND100122320VERIZON COMMUNICATIONS INCCOM92343V1045117103602SHDFND100103602VISA INCCOM CL A92826C839680764616SHDFND10064616VMWARE INCCL A COM9285634029198439SHDFND1008439WALGREENS BOOTS ALLIANCE INCCOM9314271084185408SHDFND1005408WAL-MART STORES INCCOM9311421037669784SHDFND1009784WASTE MGMT INC DELCOM94106L1093544520SHDFND1004520WEBSTER FINL CORP CONNCOM947890109103519700SHDFND10019700WEIGHT WATCHERS INTL INC NEWCOM94862610662014240SHDFND10014240WELLS FARGO CO NEWCOM9497461014387902SHDFND1007902WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD94987B10550757404SHDFND10057404WELLTOWER INCCOM95040Q1042443463SHDFND1003463WESTERN ASSET HIGH INCM FD ICOM95766J10213919545SHDFND10019545WESTLAKE CHEM CORPCOM9604131027659236SHDFND1009236WHIRLPOOL CORPCOM9633201067313959SHDFND1003959