0001085146-15-000929.txt : 20150416
0001085146-15-000929.hdr.sgml : 20150416
20150415210549
ACCESSION NUMBER: 0001085146-15-000929
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150416
DATE AS OF CHANGE: 20150415
EFFECTIVENESS DATE: 20150416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IFC Holdings Incorporated/FL
CENTRAL INDEX KEY: 0001492375
IRS NUMBER: 592195688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13972
FILM NUMBER: 15773031
BUSINESS ADDRESS:
STREET 1: 12750 CITRUS PARK LANE
STREET 2: SUITE 300
CITY: TAMPA
STATE: FL
ZIP: 33625
BUSINESS PHONE: 813-880-5311
MAIL ADDRESS:
STREET 1: 12750 CITRUS PARK LANE
STREET 2: SUITE 300
CITY: TAMPA
STATE: FL
ZIP: 33625
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001492375
XXXXXXXX
03-31-2015
03-31-2015
false
IFC Holdings Incorporated/FL
12750 CITRUS PARK LANE
SUITE 300
TAMPA
FL
33625
13F HOLDINGS REPORT
028-13972
N
Gabe Ayala
AVP Compliance
813-880-5311
/s/ Gabe Ayala
Tampa
FL
04-13-2015
1
383
656458
1
0000898419
028-03582
PRUDENTIAL PLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1616
9902
SH
DFND
1
0
0
9902
ABBOTT LABS
COM
002824100
734
15691
SH
DFND
1
0
0
15691
ABBVIE INC
COM
00287Y109
1079
18568
SH
DFND
1
0
0
18568
ACTAVIS PLC
SHS
G0083B108
7127
23512
SH
DFND
1
0
0
23512
ADVANCE AUTO PARTS INC
COM
00751Y106
1262
8355
SH
DFND
1
0
0
8355
ADVENT CLAY CONV SEC INC FD
COM
007639107
137
20365
SH
DFND
1
0
0
20365
AETNA INC NEW
COM
00817Y108
568
5323
SH
DFND
1
0
0
5323
AFLAC INC
COM
001055102
328
5159
SH
DFND
1
0
0
5159
ALEXION PHARMACEUTICALS INC
COM
015351109
1455
8050
SH
DFND
1
0
0
8050
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1503
17761
SH
DFND
1
0
0
17761
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1101
3715
SH
DFND
1
0
0
3715
ALLIANZGI CONV & INCOME FD
COM
018828103
3624
399610
SH
DFND
1
0
0
399610
ALLIANZGI CONV & INCOME FD I
COM
018825109
86
10379
SH
DFND
1
0
0
10379
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
135
15191
SH
DFND
1
0
0
15191
ALPS ETF TR
ALERIAN MLP
00162Q866
224
13565
SH
DFND
1
0
0
13565
ALTRIA GROUP INC
COM
02209S103
2797
55612
SH
DFND
1
0
0
55612
AMAZON COM INC
COM
023135106
389
1049
SH
DFND
1
0
0
1049
AMERICAN AIRLS GROUP INC
COM
02376R102
4388
83328
SH
DFND
1
0
0
83328
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
238
11050
SH
DFND
1
0
0
11050
AMERICAN FINL GROUP INC OHIO
COM
025932104
2530
39675
SH
DFND
1
0
0
39675
AMERICAN INTL GROUP INC
COM NEW
026874784
1647
30612
SH
DFND
1
0
0
30612
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
928
94056
SH
DFND
1
0
0
94056
AMERICAN TOWER CORP NEW
COM
03027X100
3453
35932
SH
DFND
1
0
0
35932
AMERICAN WTR WKS CO INC NEW
COM
030420103
4796
88503
SH
DFND
1
0
0
88503
AMGEN INC
COM
031162100
1621
9973
SH
DFND
1
0
0
9973
ANNALY CAP MGMT INC
COM
035710409
640
60792
SH
DFND
1
0
0
60792
ANWORTH MORTGAGE ASSET CP
COM
037347101
78
15340
SH
DFND
1
0
0
15340
APPLE INC
COM
037833100
14258
115787
SH
DFND
1
0
0
115787
APPLIED MATLS INC
COM
038222105
326
14330
SH
DFND
1
0
0
14330
AQUA AMERICA INC
COM
03836W103
407
15455
SH
DFND
1
0
0
15455
ARCHER DANIELS MIDLAND CO
COM
039483102
201
4318
SH
DFND
1
0
0
4318
AT&T INC
COM
00206R102
3666
111633
SH
DFND
1
0
0
111633
AUTOMATIC DATA PROCESSING IN
COM
053015103
632
7493
SH
DFND
1
0
0
7493
BANK AMER CORP
COM
060505104
887
58204
SH
DFND
1
0
0
58204
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
227
8593
SH
DFND
1
0
0
8593
BARCLAYS BANK PLC
SP ADR 7.1%PF3
06739H776
416
16170
SH
DFND
1
0
0
16170
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
385
37600
SH
DFND
1
0
0
37600
BARCLAYS BK PLC
S&P 500 VEQTOR
06740C337
272
1834
SH
DFND
1
0
0
1834
BARD C R INC
COM
067383109
382
2270
SH
DFND
1
0
0
2270
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
651
3
SH
DFND
1
0
0
3
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2804
19501
SH
DFND
1
0
0
19501
BGC PARTNERS INC
CL A
05541T101
160
17348
SH
DFND
1
0
0
17348
BIOGEN INC
COM
09062X103
792
1848
SH
DFND
1
0
0
1848
BLACKROCK BUILD AMER BD TR
SHS
09248X100
377
16508
SH
DFND
1
0
0
16508
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
289
25882
SH
DFND
1
0
0
25882
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
678
17898
SH
DFND
1
0
0
17898
BLOCK H & R INC
COM
093671105
674
21046
SH
DFND
1
0
0
21046
BOEING CO
COM
097023105
1267
8492
SH
DFND
1
0
0
8492
BOISE CASCADE CO DEL
COM
09739D100
656
17511
SH
DFND
1
0
0
17511
BORGWARNER INC
COM
099724106
1808
30462
SH
DFND
1
0
0
30462
BP PLC
SPONSORED ADR
055622104
772
19423
SH
DFND
1
0
0
19423
BRIDGE BANCORP INC
COM
108035106
215
8379
SH
DFND
1
0
0
8379
BRISTOL MYERS SQUIBB CO
COM
110122108
506
7741
SH
DFND
1
0
0
7741
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
181
12802
SH
DFND
1
0
0
12802
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
191
14750
SH
DFND
1
0
0
14750
CAMAC ENERGY INC
COM
131745101
8
14608
SH
DFND
1
0
0
14608
CAPSTEAD MTG CORP
COM NO PAR
14067E506
567
47617
SH
DFND
1
0
0
47617
CARDINAL HEALTH INC
COM
14149Y108
586
6444
SH
DFND
1
0
0
6444
CATERPILLAR INC DEL
COM
149123101
203
2524
SH
DFND
1
0
0
2524
CAVIUM INC
COM
14964U108
227
3177
SH
DFND
1
0
0
3177
CELGENE CORP
COM
151020104
5440
45799
SH
DFND
1
0
0
45799
CHAMBERS STR PPTYS
COM
157842105
79
10073
SH
DFND
1
0
0
10073
CHENIERE ENERGY INC
COM NEW
16411R208
252
3236
SH
DFND
1
0
0
3236
CHEVRON CORP NEW
COM
166764100
1579
15195
SH
DFND
1
0
0
15195
CHIMERA INVT CORP
COM
16934Q109
126
40347
SH
DFND
1
0
0
40347
CHURCH & DWIGHT INC
COM
171340102
326
3887
SH
DFND
1
0
0
3887
CISCO SYS INC
COM
17275R102
484
17893
SH
DFND
1
0
0
17893
CLAYMORE EXCHANGE TRD FD TR
GUGG INSDR SENT
18383M209
728
14791
SH
DFND
1
0
0
14791
CLAYMORE EXCHANGE TRD FD TR
GUGGEN DEFN EQTY
18383M878
356
9276
SH
DFND
1
0
0
9276
CLOROX CO DEL
COM
189054109
361
3277
SH
DFND
1
0
0
3277
COCA COLA CO
COM
191216100
946
23640
SH
DFND
1
0
0
23640
COLGATE PALMOLIVE CO
COM
194162103
985
14213
SH
DFND
1
0
0
14213
COLUMBIA PPTY TR INC
COM NEW
198287203
287
10676
SH
DFND
1
0
0
10676
COMCAST CORP NEW
CL A
20030N101
1347
24178
SH
DFND
1
0
0
24178
COMMERCE BANCSHARES INC
COM
200525103
211
5000
SH
DFND
1
0
0
5000
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
22
13744
SH
DFND
1
0
0
13744
CONOCOPHILLIPS
COM
20825C104
1132
17957
SH
DFND
1
0
0
17957
CONSOLIDATED EDISON INC
COM
209115104
509
8527
SH
DFND
1
0
0
8527
COSTCO WHSL CORP NEW
COM
22160K105
528
3510
SH
DFND
1
0
0
3510
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
226
80959
SH
DFND
1
0
0
80959
CSX CORP
COM
126408103
722
21751
SH
DFND
1
0
0
21751
CUMMINS INC
COM
231021106
1206
8828
SH
DFND
1
0
0
8828
CVS HEALTH CORP
COM
126650100
2381
23312
SH
DFND
1
0
0
23312
DARDEN RESTAURANTS INC
COM
237194105
441
6387
SH
DFND
1
0
0
6387
DBX ETF TR
XTRAK MSCI EAFE
233051200
593
19690
SH
DFND
1
0
0
19690
DBX ETF TR
INFRSTR REV FD
233051705
1532
57744
SH
DFND
1
0
0
57744
DELAWARE INVT NAT MUNI INC F
SH BEN INT
24610T108
156
11856
SH
DFND
1
0
0
11856
DELTA AIR LINES INC DEL
COM NEW
247361702
1349
30052
SH
DFND
1
0
0
30052
DIAGEO P L C
SPON ADR NEW
25243Q205
401
3537
SH
DFND
1
0
0
3537
DISNEY WALT CO
COM DISNEY
254687106
1767
16688
SH
DFND
1
0
0
16688
DIVIDEND & INCOME FUND
COM NEW
25538A204
3075
206275
SH
DFND
1
0
0
206275
DNP SELECT INCOME FD
COM
23325P104
1092
104007
SH
DFND
1
0
0
104007
DOLLAR TREE INC
COM
256746108
1229
14992
SH
DFND
1
0
0
14992
DOMINION RES INC VA NEW
COM
25746U109
244
3449
SH
DFND
1
0
0
3449
DOW CHEM CO
COM
260543103
291
6067
SH
DFND
1
0
0
6067
DU PONT E I DE NEMOURS & CO
COM
263534109
316
4403
SH
DFND
1
0
0
4403
DUKE ENERGY CORP NEW
COM NEW
26441C204
546
7211
SH
DFND
1
0
0
7211
E M C CORP MASS
COM
268648102
370
14628
SH
DFND
1
0
0
14628
EATON VANCE NY MUNI INCOME T
SH BEN INT
27826W104
319
23078
SH
DFND
1
0
0
23078
EATON VANCE TAX MNGD GBL DV
COM
27829F108
292
30200
SH
DFND
1
0
0
30200
EDWARDS LIFESCIENCES CORP
COM
28176E108
435
3041
SH
DFND
1
0
0
3041
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
288
8031
SH
DFND
1
0
0
8031
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
234
4170
SH
DFND
1
0
0
4170
ENTERPRISE PRODS PARTNERS L
COM
293792107
216
6706
SH
DFND
1
0
0
6706
EOG RES INC
COM
26875P101
740
8197
SH
DFND
1
0
0
8197
EVERSOURCE ENERGY
COM
30040W108
504
9926
SH
DFND
1
0
0
9926
EXELON CORP
COM
30161N101
266
8214
SH
DFND
1
0
0
8214
EXXON MOBIL CORP
COM
30231G102
3393
40619
SH
DFND
1
0
0
40619
FACEBOOK INC
CL A
30303M102
1288
15495
SH
DFND
1
0
0
15495
FEDEX CORP
COM
31428X106
378
2319
SH
DFND
1
0
0
2319
FINANCIAL INSTNS INC
COM
317585404
201
8805
SH
DFND
1
0
0
8805
FIRST TR ENHANCED EQTY INC F
COM
337318109
221
15455
SH
DFND
1
0
0
15455
FIRST TR EXCH TRD ALPHA FD I
DEV MRK EX US
33737J174
1310
25693
SH
DFND
1
0
0
25693
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
33733E203
2642
22134
SH
DFND
1
0
0
22134
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
1530
23579
SH
DFND
1
0
0
23579
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
1560
42230
SH
DFND
1
0
0
42230
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
1928
43384
SH
DFND
1
0
0
43384
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
408
17536
SH
DFND
1
0
0
17536
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
5500
82041
SH
DFND
1
0
0
82041
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
290
8116
SH
DFND
1
0
0
8116
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
371
15745
SH
DFND
1
0
0
15745
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
549
21477
SH
DFND
1
0
0
21477
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
2499
93571
SH
DFND
1
0
0
93571
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
921
18648
SH
DFND
1
0
0
18648
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
33738D408
1455
28921
SH
DFND
1
0
0
28921
FIRST TR EXCHANGE TRADED FD
MULTI ASSET DI
33738R100
1580
75667
SH
DFND
1
0
0
75667
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
2639
109710
SH
DFND
1
0
0
109710
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R886
438
22428
SH
DFND
1
0
0
22428
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
204
10555
SH
DFND
1
0
0
10555
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
240
4953
SH
DFND
1
0
0
4953
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
3092
66693
SH
DFND
1
0
0
66693
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
570
24384
SH
DFND
1
0
0
24384
FIRST TR MULTI CAP VALUE ALP
COM SHS
33733F101
3741
73641
SH
DFND
1
0
0
73641
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
3566
75584
SH
DFND
1
0
0
75584
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
640
26699
SH
DFND
1
0
0
26699
FIRST TRUST SPECIALTY FINANC
COM BEN INTR
33733G109
121
15949
SH
DFND
1
0
0
15949
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
203
10035
SH
DFND
1
0
0
10035
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
663
32812
SH
DFND
1
0
0
32812
FLEETCOR TECHNOLOGIES INC
COM
339041105
612
4117
SH
DFND
1
0
0
4117
FORD MTR CO DEL
COM PAR $0.01
345370860
599
37763
SH
DFND
1
0
0
37763
FS INVT CORP
COM
302635107
1529
151970
SH
DFND
1
0
0
151970
GABELLI EQUITY TR INC
COM
362397101
3635
559383
SH
DFND
1
0
0
559383
GABELLI UTIL TR
COM
36240A101
160
22370
SH
DFND
1
0
0
22370
GENERAL DYNAMICS CORP
COM
369550108
270
1992
SH
DFND
1
0
0
1992
GENERAL ELECTRIC CO
COM
369604103
2349
95017
SH
DFND
1
0
0
95017
GENERAL MLS INC
COM
370334104
1024
18641
SH
DFND
1
0
0
18641
GILEAD SCIENCES INC
COM
375558103
6301
62425
SH
DFND
1
0
0
62425
GOOGLE INC
CL A
38259P508
1205
2158
SH
DFND
1
0
0
2158
GOOGLE INC
CL C
38259P706
600
1100
SH
DFND
1
0
0
1100
HAIN CELESTIAL GROUP INC
COM
405217100
207
3206
SH
DFND
1
0
0
3206
HALLIBURTON CO
COM
406216101
793
18377
SH
DFND
1
0
0
18377
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
511
24366
SH
DFND
1
0
0
24366
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
908
65338
SH
DFND
1
0
0
65338
HEALTHCARE TR AMER INC
CL A NEW
42225P501
343
12464
SH
DFND
1
0
0
12464
HERSHEY CO
COM
427866108
224
2215
SH
DFND
1
0
0
2215
HOME DEPOT INC
COM
437076102
3629
31963
SH
DFND
1
0
0
31963
HORMEL FOODS CORP
COM
440452100
413
7200
SH
DFND
1
0
0
7200
HUNT J B TRANS SVCS INC
COM
445658107
3548
41947
SH
DFND
1
0
0
41947
ILLUMINA INC
COM
452327109
1066
5694
SH
DFND
1
0
0
5694
INTEL CORP
COM
458140100
869
27224
SH
DFND
1
0
0
27224
INTERNATIONAL BUSINESS MACHS
COM
459200101
811
5061
SH
DFND
1
0
0
5061
INVESCO MUN OPPORTUNITY TR
COM
46132C107
439
33937
SH
DFND
1
0
0
33937
INVESCO MUN TR
COM
46131J103
650
50921
SH
DFND
1
0
0
50921
ISHARES
EM MK MINVOL ETF
464286533
1590
27210
SH
DFND
1
0
0
27210
ISHARES
JP MOR EM MK ETF
464288281
1960
17612
SH
DFND
1
0
0
17612
ISHARES
NAT AMT FREE BD
464288414
387
3500
SH
DFND
1
0
0
3500
ISHARES
INTL SEL DIV ETF
464288448
387
11366
SH
DFND
1
0
0
11366
ISHARES
IBOXX HI YD ETF
464288513
2913
32353
SH
DFND
1
0
0
32353
ISHARES
INTERM CR BD ETF
464288638
425
3863
SH
DFND
1
0
0
3863
ISHARES
1-3 YR CR BD ETF
464288646
349
3341
SH
DFND
1
0
0
3341
ISHARES
3-7 YR TR BD ETF
464288661
218
1778
SH
DFND
1
0
0
1778
ISHARES
U.S. PFD STK ETF
464288687
2695
67321
SH
DFND
1
0
0
67321
ISHARES GOLD TRUST
ISHARES
464285105
275
23923
SH
DFND
1
0
0
23923
ISHARES INC
CORE MSCI EMKT
46434G103
2168
45300
SH
DFND
1
0
0
45300
ISHARES TR
S&P 100 ETF
464287101
751
8276
SH
DFND
1
0
0
8276
ISHARES TR
SELECT DIVID ETF
464287168
536
6912
SH
DFND
1
0
0
6912
ISHARES TR
TIPS BD ETF
464287176
2299
20333
SH
DFND
1
0
0
20333
ISHARES TR
CORE S&P500 ETF
464287200
7987
38561
SH
DFND
1
0
0
38561
ISHARES TR
CORE US AGGBD ET
464287226
17745
159630
SH
DFND
1
0
0
159630
ISHARES TR
MSCI EMG MKT ETF
464287234
251
6339
SH
DFND
1
0
0
6339
ISHARES TR
IBOXX INV CP ETF
464287242
2212
18260
SH
DFND
1
0
0
18260
ISHARES TR
S&P 500 GRWT ETF
464287309
8564
75165
SH
DFND
1
0
0
75165
ISHARES TR
S&P 500 VAL ETF
464287408
7138
77625
SH
DFND
1
0
0
77625
ISHARES TR
1-3 YR TR BD ETF
464287457
302
3579
SH
DFND
1
0
0
3579
ISHARES TR
MSCI EAFE ETF
464287465
4035
61994
SH
DFND
1
0
0
61994
ISHARES TR
RUS MDCP VAL ETF
464287473
229
3067
SH
DFND
1
0
0
3067
ISHARES TR
RUS MID-CAP ETF
464287499
2498
14502
SH
DFND
1
0
0
14502
ISHARES TR
CORE S&P MCP ETF
464287507
4620
30667
SH
DFND
1
0
0
30667
ISHARES TR
NASDQ BIOTEC ETF
464287556
314
900
SH
DFND
1
0
0
900
ISHARES TR
RUS 1000 VAL ETF
464287598
8895
86760
SH
DFND
1
0
0
86760
ISHARES TR
S&P MC 400GR ETF
464287606
341
2004
SH
DFND
1
0
0
2004
ISHARES TR
RUS 1000 GRW ETF
464287614
10803
109514
SH
DFND
1
0
0
109514
ISHARES TR
RUS 1000 ETF
464287622
515
4467
SH
DFND
1
0
0
4467
ISHARES TR
RUS 2000 VAL ETF
464287630
680
6617
SH
DFND
1
0
0
6617
ISHARES TR
RUSSELL 2000 ETF
464287655
3265
26502
SH
DFND
1
0
0
26502
ISHARES TR
CORE S&P SCP ETF
464287804
5542
47156
SH
DFND
1
0
0
47156
ISHARES TR
DOW JONES US ETF
464287846
313
3000
SH
DFND
1
0
0
3000
ISHARES TR
MSCI INDIA ETF
46429B598
231
7474
SH
DFND
1
0
0
7474
ISHARES TR
FLTG RATE BD ETF
46429B655
1434
28284
SH
DFND
1
0
0
28284
ISHARES TR
CORE MSCI EAFE
46432F842
4987
83993
SH
DFND
1
0
0
83993
ISHARES TR
CORE MSCI PAC
46434V696
1433
27589
SH
DFND
1
0
0
27589
JOHNSON & JOHNSON
COM
478160104
1835
18333
SH
DFND
1
0
0
18333
JOHNSON CTLS INC
COM
478366107
368
7450
SH
DFND
1
0
0
7450
JPMORGAN CHASE & CO
COM
46625H100
689
11555
SH
DFND
1
0
0
11555
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
430
10092
SH
DFND
1
0
0
10092
KELLOGG CO
COM
487836108
254
3991
SH
DFND
1
0
0
3991
KEURIG GREEN MTN INC
COM
49271M100
558
4953
SH
DFND
1
0
0
4953
KIMBERLY CLARK CORP
COM
494368103
371
3495
SH
DFND
1
0
0
3495
KINDER MORGAN INC DEL
COM
49456B101
1217
29491
SH
DFND
1
0
0
29491
KKR & CO L P DEL
COM UNITS
48248M102
352
15432
SH
DFND
1
0
0
15432
KRAFT FOODS GROUP INC
COM
50076Q106
938
10542
SH
DFND
1
0
0
10542
KROGER CO
COM
501044101
281
3695
SH
DFND
1
0
0
3695
LEXICON PHARMACEUTICALS INC
COM
528872104
19
20263
SH
DFND
1
0
0
20263
LILLY ELI & CO
COM
532457108
264
3625
SH
DFND
1
0
0
3625
LOCKHEED MARTIN CORP
COM
539830109
349
1734
SH
DFND
1
0
0
1734
LORILLARD INC
COM
544147101
219
3210
SH
DFND
1
0
0
3210
LTC PPTYS INC
COM
502175102
241
5348
SH
DFND
1
0
0
5348
MANNKIND CORP
COM
56400P201
67
13115
SH
DFND
1
0
0
13115
MASTERCARD INC
CL A
57636Q104
1505
17232
SH
DFND
1
0
0
17232
MBIA INC
COM
55262C100
105
12250
SH
DFND
1
0
0
12250
MCDONALDS CORP
COM
580135101
720
7407
SH
DFND
1
0
0
7407
MEDTRONIC PLC
SHS
G5960L103
752
9774
SH
DFND
1
0
0
9774
MERCK & CO INC NEW
COM
58933Y105
979
16780
SH
DFND
1
0
0
16780
MICRON TECHNOLOGY INC
COM
595112103
591
22082
SH
DFND
1
0
0
22082
MICROSOFT CORP
COM
594918104
599
14671
SH
DFND
1
0
0
14671
MIDDLEBY CORP
COM
596278101
3275
31966
SH
DFND
1
0
0
31966
MOHAWK INDS INC
COM
608190104
461
2540
SH
DFND
1
0
0
2540
MONDELEZ INTL INC
CL A
609207105
264
7401
SH
DFND
1
0
0
7401
MONSANTO CO NEW
COM
61166W101
260
2314
SH
DFND
1
0
0
2314
MORGAN STANLEY
COM NEW
617446448
286
7942
SH
DFND
1
0
0
7942
NATIONAL FUEL GAS CO N J
COM
636180101
254
4244
SH
DFND
1
0
0
4244
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
249
22471
SH
DFND
1
0
0
22471
NEW YORK CMNTY BANCORP INC
COM
649445103
241
14562
SH
DFND
1
0
0
14562
NEXTERA ENERGY INC
COM
65339F101
819
7916
SH
DFND
1
0
0
7916
NIKE INC
CL B
654106103
878
8810
SH
DFND
1
0
0
8810
NORTHROP GRUMMAN CORP
COM
666807102
213
1324
SH
DFND
1
0
0
1324
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
245
13580
SH
DFND
1
0
0
13580
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
330
38543
SH
DFND
1
0
0
38543
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
193
21050
SH
DFND
1
0
0
21050
NXP SEMICONDUCTORS N V
COM
N6596X109
1981
19887
SH
DFND
1
0
0
19887
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
467
2179
SH
DFND
1
0
0
2179
OLD DOMINION FGHT LINES INC
COM
679580100
1989
25745
SH
DFND
1
0
0
25745
OMEGA HEALTHCARE INVS INC
COM
681936100
1657
41271
SH
DFND
1
0
0
41271
ORACLE CORP
COM
68389X105
629
14717
SH
DFND
1
0
0
14717
PACKAGING CORP AMER
COM
695156109
367
4665
SH
DFND
1
0
0
4665
PANERA BREAD CO
CL A
69840W108
242
1521
SH
DFND
1
0
0
1521
PEPSICO INC
COM
713448108
943
9810
SH
DFND
1
0
0
9810
PFIZER INC
COM
717081103
2326
67535
SH
DFND
1
0
0
67535
PG&E CORP
COM
69331C108
239
4622
SH
DFND
1
0
0
4622
PHILIP MORRIS INTL INC
COM
718172109
640
8331
SH
DFND
1
0
0
8331
PHILLIPS 66
COM
718546104
302
3887
SH
DFND
1
0
0
3887
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
359
19488
SH
DFND
1
0
0
19488
PIMCO CORPORATE & INCOME OPP
COM
72201B101
174
11072
SH
DFND
1
0
0
11072
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
329
2983
SH
DFND
1
0
0
2983
PIMCO HIGH INCOME FD
COM SHS
722014107
443
35861
SH
DFND
1
0
0
35861
PIMCO INCOME STRATEGY FUND I
COM
72201J104
142
13946
SH
DFND
1
0
0
13946
PIMCO NEW YORK MUN INCM FD 1
COM
72201E105
155
15559
SH
DFND
1
0
0
15559
PLUM CREEK TIMBER CO INC
COM
729251108
210
4826
SH
DFND
1
0
0
4826
PNC FINL SVCS GROUP INC
COM
693475105
365
3970
SH
DFND
1
0
0
3970
POWERSHARES ACTIVE MNG ETF T
S&P500 DWNHDGE
73935B805
251
9325
SH
DFND
1
0
0
9325
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
1206
70363
SH
DFND
1
0
0
70363
POWERSHARES ETF TR II
BUILD AMER ETF
73937B407
385
12782
SH
DFND
1
0
0
12782
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
728
19276
SH
DFND
1
0
0
19276
POWERSHARES ETF TRUST
HI YLD EQ DVDN
73935X302
154
11649
SH
DFND
1
0
0
11649
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
634
6981
SH
DFND
1
0
0
6981
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
269
3482
SH
DFND
1
0
0
3482
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
1660
69039
SH
DFND
1
0
0
69039
POWERSHARES ETF TRUST II
KBW YIELD REIT
73936Q819
215
5972
SH
DFND
1
0
0
5972
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
176
11901
SH
DFND
1
0
0
11901
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
291
10212
SH
DFND
1
0
0
10212
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
357
3390
SH
DFND
1
0
0
3390
PPG INDS INC
COM
693506107
758
3376
SH
DFND
1
0
0
3376
PPL CORP
COM
69351T106
207
6273
SH
DFND
1
0
0
6273
PRAXAIR INC
COM
74005P104
378
3150
SH
DFND
1
0
0
3150
PRICE T ROWE GROUP INC
COM
74144T108
250
3095
SH
DFND
1
0
0
3095
PROCTER & GAMBLE CO
COM
742718109
2266
27657
SH
DFND
1
0
0
27657
PROSHARES TR
INVT INT RT HG
74347B607
231
3000
SH
DFND
1
0
0
3000
PROSHARES TR
S&P 500 DV ARIST
74348A467
382
7650
SH
DFND
1
0
0
7650
PROSHARES TR
HGH YLD INT RATE
74348A541
219
2996
SH
DFND
1
0
0
2996
PUBLIC STORAGE
COM
74460D109
552
2771
SH
DFND
1
0
0
2771
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
307
7455
SH
DFND
1
0
0
7455
QUALCOMM INC
COM
747525103
992
14837
SH
DFND
1
0
0
14837
REALTY INCOME CORP
COM
756109104
3293
64430
SH
DFND
1
0
0
64430
REGIONS FINL CORP NEW
COM
7591EP100
124
13450
SH
DFND
1
0
0
13450
RETAIL PPTYS AMER INC
CL A
76131V202
290
18604
SH
DFND
1
0
0
18604
REYNOLDS AMERICAN INC
COM
761713106
249
3522
SH
DFND
1
0
0
3522
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
236
3897
SH
DFND
1
0
0
3897
SANDISK CORP
COM
80004C101
2453
37794
SH
DFND
1
0
0
37794
SCHLUMBERGER LTD
COM
806857108
381
4606
SH
DFND
1
0
0
4606
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
323
6094
SH
DFND
1
0
0
6094
SELECT INCOME REIT
COM SH BEN INT
81618T100
384
15271
SH
DFND
1
0
0
15271
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
323
4375
SH
DFND
1
0
0
4375
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
571
11667
SH
DFND
1
0
0
11667
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
630
8244
SH
DFND
1
0
0
8244
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
257
10666
SH
DFND
1
0
0
10666
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1074
19336
SH
DFND
1
0
0
19336
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
418
9556
SH
DFND
1
0
0
9556
SHERWIN WILLIAMS CO
COM
824348106
1171
4159
SH
DFND
1
0
0
4159
SOUTH JERSEY INDS INC
COM
838518108
203
3740
SH
DFND
1
0
0
3740
SOUTHERN CO
COM
842587107
1408
32019
SH
DFND
1
0
0
32019
SOUTHWEST AIRLS CO
COM
844741108
351
7962
SH
DFND
1
0
0
7962
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
390
2200
SH
DFND
1
0
0
2200
SPDR GOLD TRUST
GOLD SHS
78463V107
623
5413
SH
DFND
1
0
0
5413
SPDR INDEX SHS FDS
S&P WRLD EX US
78463X889
350
12269
SH
DFND
1
0
0
12269
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2643
12856
SH
DFND
1
0
0
12856
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
545
1989
SH
DFND
1
0
0
1989
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
641
13468
SH
DFND
1
0
0
13468
SPDR SERIES TRUST
INTR TRM CORP BD
78464A375
206
5941
SH
DFND
1
0
0
5941
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
1151
29439
SH
DFND
1
0
0
29439
SPDR SERIES TRUST
NUVN BR SHT MUNI
78464A425
2724
112316
SH
DFND
1
0
0
112316
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
469
8833
SH
DFND
1
0
0
8833
SPDR SERIES TRUST
S&P REGL BKG
78464A698
1029
25598
SH
DFND
1
0
0
25598
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
207
2679
SH
DFND
1
0
0
2679
SPIRIT AIRLS INC
COM
848577102
740
9651
SH
DFND
1
0
0
9651
SPIRIT RLTY CAP INC NEW
COM
84860W102
246
20778
SH
DFND
1
0
0
20778
STARBUCKS CORP
COM
855244109
1721
18082
SH
DFND
1
0
0
18082
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
2808
67162
SH
DFND
1
0
0
67162
SYSCO CORP
COM
871829107
224
5851
SH
DFND
1
0
0
5851
TANGER FACTORY OUTLET CTRS I
COM
875465106
348
9961
SH
DFND
1
0
0
9961
TICC CAPITAL CORP
COM
87244T109
321
46324
SH
DFND
1
0
0
46324
TJX COS INC NEW
COM
872540109
990
14292
SH
DFND
1
0
0
14292
TRACTOR SUPPLY CO
COM
892356106
242
2800
SH
DFND
1
0
0
2800
TRANSDIGM GROUP INC
COM
893641100
3785
17394
SH
DFND
1
0
0
17394
TRAVELERS COMPANIES INC
COM
89417E109
662
6179
SH
DFND
1
0
0
6179
TRIANGLE CAP CORP
COM
895848109
448
19481
SH
DFND
1
0
0
19481
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
246
2356
SH
DFND
1
0
0
2356
TUPPERWARE BRANDS CORP
COM
899896104
247
3500
SH
DFND
1
0
0
3500
UNDER ARMOUR INC
CL A
904311107
370
4656
SH
DFND
1
0
0
4656
UNITED PARCEL SERVICE INC
CL B
911312106
762
7880
SH
DFND
1
0
0
7880
UNITED TECHNOLOGIES CORP
COM
913017109
494
4218
SH
DFND
1
0
0
4218
UNITED THERAPEUTICS CORP DEL
COM
91307C102
603
3493
SH
DFND
1
0
0
3493
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1337
6750
SH
DFND
1
0
0
6750
VALLEY NATL BANCORP
COM
919794107
176
18882
SH
DFND
1
0
0
18882
VALSPAR CORP
COM
920355104
3390
40463
SH
DFND
1
0
0
40463
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
463
4558
SH
DFND
1
0
0
4558
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
12348
127527
SH
DFND
1
0
0
127527
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
13023
151374
SH
DFND
1
0
0
151374
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
47624
591990
SH
DFND
1
0
0
591990
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
4208
50632
SH
DFND
1
0
0
50632
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
16025
297293
SH
DFND
1
0
0
297293
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1201
6380
SH
DFND
1
0
0
6380
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
614
6748
SH
DFND
1
0
0
6748
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1239
11564
SH
DFND
1
0
0
11564
VANGUARD INDEX FDS
REIT ETF
922908553
3646
43458
SH
DFND
1
0
0
43458
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
968
8982
SH
DFND
1
0
0
8982
VANGUARD INDEX FDS
MID CAP ETF
922908629
216
1696
SH
DFND
1
0
0
1696
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
944
10250
SH
DFND
1
0
0
10250
VANGUARD INDEX FDS
GROWTH ETF
922908736
29517
274850
SH
DFND
1
0
0
274850
VANGUARD INDEX FDS
VALUE ETF
922908744
32517
391059
SH
DFND
1
0
0
391059
VANGUARD INDEX FDS
SMALL CP ETF
922908751
9858
81518
SH
DFND
1
0
0
81518
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5523
51670
SH
DFND
1
0
0
51670
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
3208
31271
SH
DFND
1
0
0
31271
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
700
14288
SH
DFND
1
0
0
14288
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
7842
195216
SH
DFND
1
0
0
195216
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3075
55955
SH
DFND
1
0
0
55955
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
591
12203
SH
DFND
1
0
0
12203
VANGUARD SCOTTSDALE FDS
SHTRM GVT BD ETF
92206C102
578
9443
SH
DFND
1
0
0
9443
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
13623
255412
SH
DFND
1
0
0
255412
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
293
3353
SH
DFND
1
0
0
3353
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
2609
32533
SH
DFND
1
0
0
32533
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
22571
559318
SH
DFND
1
0
0
559318
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
563
8279
SH
DFND
1
0
0
8279
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
595
4686
SH
DFND
1
0
0
4686
VANGUARD WORLD FDS
ENERGY ETF
92204A306
460
4239
SH
DFND
1
0
0
4239
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1376
10131
SH
DFND
1
0
0
10131
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
2356
21874
SH
DFND
1
0
0
21874
VECTREN CORP
COM
92240G101
584
13335
SH
DFND
1
0
0
13335
VERIZON COMMUNICATIONS INC
COM
92343V104
3055
62758
SH
DFND
1
0
0
62758
VISA INC
COM CL A
92826C839
5491
83701
SH
DFND
1
0
0
83701
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
230
6875
SH
DFND
1
0
0
6875
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
156
18670
SH
DFND
1
0
0
18670
WALGREENS BOOTS ALLIANCE INC
COM
931427108
370
4319
SH
DFND
1
0
0
4319
WAL-MART STORES INC
COM
931142103
421
5184
SH
DFND
1
0
0
5184
WASTE MGMT INC DEL
COM
94106L109
690
12932
SH
DFND
1
0
0
12932
WELLS FARGO & CO NEW
COM
949746101
379
6980
SH
DFND
1
0
0
6980
WESTLAKE CHEM CORP
COM
960413102
1312
18437
SH
DFND
1
0
0
18437
WHIRLPOOL CORP
COM
963320106
1172
5858
SH
DFND
1
0
0
5858
WHOLE FOODS MKT INC
COM
966837106
429
8319
SH
DFND
1
0
0
8319
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
304
5469
SH
DFND
1
0
0
5469
YAHOO INC
COM
984332106
2076
46008
SH
DFND
1
0
0
46008
YUM BRANDS INC
COM
988498101
212
2682
SH
DFND
1
0
0
2682
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
172
12547
SH
DFND
1
0
0
12547
ZYNGA INC
CL A
98986T108
49
17335
SH
DFND
1
0
0
17335