0001085146-13-000107.txt : 20130123
0001085146-13-000107.hdr.sgml : 20130123
20130123090647
ACCESSION NUMBER: 0001085146-13-000107
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130123
DATE AS OF CHANGE: 20130123
EFFECTIVENESS DATE: 20130123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IFC Holdings Incorporated/FL
CENTRAL INDEX KEY: 0001492375
IRS NUMBER: 592195688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13972
FILM NUMBER: 13541640
BUSINESS ADDRESS:
STREET 1: 8745 HENDERSON RD
STREET 2: SUITE 300
CITY: TAMPA
STATE: FL
ZIP: 33634
BUSINESS PHONE: 813-880-5311
MAIL ADDRESS:
STREET 1: 8745 HENDERSON RD
STREET 2: SUITE 300
CITY: TAMPA
STATE: FL
ZIP: 33634
13F-HR
1
nph_ifc4q2012.txt
IFC HOLDINGS INCORPORATED/FL DBA INVEST FINANCIAL CORPORATION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: IFC Holdings Incorporated/FL dba INVEST Financial Corporation
Address: 8745 Henderson Road, Suite 300
Tampa, FL 33634
13F File Number: 028-13972
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gabe Ayala
Title: AVP Compliance
Phone: 813-880-5311
Signature, Place, and Date of Signing:
/s/ Gabe Ayala Tampa, FL January 22, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 318
Form 13F Information Table Value Total: $324,288 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-03582 Prudential Plc
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 439 4817 SH DEFINED 01 0 0 4817
ABBOTT LABS COM 002824100 394 6106 SH DEFINED 01 0 0 6106
AFLAC INC COM 001055102 880 16921 SH DEFINED 01 0 0 16921
ALEXION PHARMACEUTICALS INC COM 015351109 646 6978 SH DEFINED 01 0 0 6978
ALLIANCE DATA SYSTEMS CORP COM 018581108 254 1762 SH DEFINED 01 0 0 1762
ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 144 36329 SH DEFINED 01 0 0 36329
ALPS ETF TR ALERIAN MLP 00162Q866 267 16813 SH DEFINED 01 0 0 16813
ALTRIA GROUP INC COM 02209S103 1211 39055 SH DEFINED 01 0 0 39055
AMAZON COM INC COM 023135106 769 3164 SH DEFINED 01 0 0 3164
AMERICAN CAPITAL AGENCY CORP COM 02503X105 945 32612 SH DEFINED 01 0 0 32612
AMERICAN ELEC PWR INC COM 025537101 593 14210 SH DEFINED 01 0 0 14210
AMERICAN EXPRESS CO COM 025816109 266 4701 SH DEFINED 01 0 0 4701
AMERICAN INTL GROUP INC COM NEW 026874784 270 7776 SH DEFINED 01 0 0 7776
AMERICAN RLTY CAP TR INC COM 02917L101 4764 413664 SH DEFINED 01 0 0 413664
AMERICAN TOWER CORP NEW COM 03027X100 2154 28363 SH DEFINED 01 0 0 28363
AMGEN INC COM 031162100 1467 17145 SH DEFINED 01 0 0 17145
ANNALY CAP MGMT INC COM 035710409 755 54144 SH DEFINED 01 0 0 54144
APPLE INC COM 037833100 4329 8500 SH DEFINED 01 0 0 8500
ARM HLDGS PLC SPONSORED ADR 042068106 493 13300 SH DEFINED 01 0 0 13300
ASHLAND INC NEW COM 044209104 1934 24419 SH DEFINED 01 0 0 24419
AT&T INC COM 00206R102 2358 70902 SH DEFINED 01 0 0 70902
AUTOZONE INC COM 053332102 547 1567 SH DEFINED 01 0 0 1567
BANK OF AMERICA CORPORATION COM 060505104 540 47628 SH DEFINED 01 0 0 47628
BANK OF AMERICA CORPORATION COM 060505104 0 70000 SH CALL DEFINED 01 0 0 70000
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 610 24220 SH DEFINED 01 0 0 24220
BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 1481 56624 SH DEFINED 01 0 0 56624
BAXTER INTL INC COM 071813109 700 10620 SH DEFINED 01 0 0 10620
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1135 12800 SH DEFINED 01 0 0 12800
BLACKROCK CORPOR HIGH YLD FD COM 09255L106 247 32389 SH DEFINED 01 0 0 32389
BLACKROCK ENHANCED GOVT FD I COM 09255K108 174 11000 SH DEFINED 01 0 0 11000
BLACKROCK FLOATING RATE INCO COM 091941104 427 28067 SH DEFINED 01 0 0 28067
BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 30 13000 SH DEFINED 01 0 0 13000
BOEING CO COM 097023105 222 2964 SH DEFINED 01 0 0 2964
BOSTON BEER INC CL A 100557107 2144 16073 SH DEFINED 01 0 0 16073
BP PLC SPONSORED ADR 055622104 544 13257 SH DEFINED 01 0 0 13257
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 288 23979 SH DEFINED 01 0 0 23979
CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 131 11000 SH DEFINED 01 0 0 11000
CANADIAN NAT RES LTD COM 136385101 555 19446 SH DEFINED 01 0 0 19446
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 198 14091 SH DEFINED 01 0 0 14091
CAPSTEAD MTG CORP COM NO PAR 14067E506 702 62203 SH DEFINED 01 0 0 62203
CATERPILLAR INC DEL COM 149123101 1933 22195 SH DEFINED 01 0 0 22195
CELGENE CORP COM 151020104 235 3000 SH DEFINED 01 0 0 3000
CF INDS HLDGS INC COM 125269100 661 3309 SH DEFINED 01 0 0 3309
CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 292 17230 SH DEFINED 01 0 0 17230
CHEVRON CORP NEW COM 166764100 1384 13011 SH DEFINED 01 0 0 13011
CHICOS FAS INC COM 168615102 574 32073 SH DEFINED 01 0 0 32073
CHIMERA INVT CORP COM 16934Q109 66 24502 SH DEFINED 01 0 0 24502
CIRRUS LOGIC INC COM 172755100 267 9800 SH DEFINED 01 0 0 9800
CISCO SYS INC COM 17275R102 694 35571 SH DEFINED 01 0 0 35571
CITIGROUP INC COM NEW 172967424 378 9698 SH DEFINED 01 0 0 9698
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 449 13185 SH DEFINED 01 0 0 13185
CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 536 22862 SH DEFINED 01 0 0 22862
COCA COLA CO COM 191216100 832 23098 SH DEFINED 01 0 0 23098
COGNEX CORP COM 192422103 390 10832 SH DEFINED 01 0 0 10832
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1810 25012 SH DEFINED 01 0 0 25012
COINSTAR INC COM 19259P300 1 20000 SH PUT DEFINED 01 0 0 20000
COLGATE PALMOLIVE CO COM 194162103 726 7045 SH DEFINED 01 0 0 7045
COMCAST CORP NEW CL A 20030N101 779 21429 SH DEFINED 01 0 0 21429
CONCHO RES INC COM 20605P101 304 3862 SH DEFINED 01 0 0 3862
CONOCOPHILLIPS COM 20825C104 670 11718 SH DEFINED 01 0 0 11718
CONSOLIDATED EDISON INC COM 209115104 294 5353 SH DEFINED 01 0 0 5353
COPANO ENERGY L L C COM UNITS 217202100 220 7074 SH DEFINED 01 0 0 7074
CORNING INC COM 219350105 179 14225 SH DEFINED 01 0 0 14225
COSTCO WHSL CORP NEW COM 22160K105 219 2240 SH DEFINED 01 0 0 2240
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 262 81613 SH DEFINED 01 0 0 81613
CROWN CASTLE INTL CORP COM 228227104 236 3340 SH DEFINED 01 0 0 3340
CSX CORP COM 126408103 221 11291 SH DEFINED 01 0 0 11291
CUMMINS INC COM 231021106 698 6613 SH DEFINED 01 0 0 6613
CVS CAREMARK CORPORATION COM 126650100 241 5024 SH DEFINED 01 0 0 5024
CYS INVTS INC COM 12673A108 377 31853 SH DEFINED 01 0 0 31853
D R HORTON INC COM 23331A109 1489 77242 SH DEFINED 01 0 0 77242
DAVITA HEALTHCARE PARTNERS I COM 23918K108 566 5146 SH DEFINED 01 0 0 5146
DEERE & CO COM 244199105 228 2696 SH DEFINED 01 0 0 2696
DELAWARE ENHANCED GBL DIV & COM 246060107 248 21415 SH DEFINED 01 0 0 21415
DIAGEO P L C SPON ADR NEW 25243Q205 372 3125 SH DEFINED 01 0 0 3125
DIGIMARC CORP NEW COM 25381B101 241 12073 SH DEFINED 01 0 0 12073
DISNEY WALT CO COM DISNEY 254687106 783 15822 SH DEFINED 01 0 0 15822
DNP SELECT INCOME FD COM 23325P104 363 40014 SH DEFINED 01 0 0 40014
DOLLAR TREE INC COM 256746108 384 9593 SH DEFINED 01 0 0 9593
DOMINOS PIZZA INC COM 25754A201 734 17100 SH DEFINED 01 0 0 17100
DU PONT E I DE NEMOURS & CO COM 263534109 416 9358 SH DEFINED 01 0 0 9358
DUKE ENERGY CORP NEW COM NEW 26441C204 339 5379 SH DEFINED 01 0 0 5379
E M C CORP MASS COM 268648102 452 18325 SH DEFINED 01 0 0 18325
EATON CORP PLC SHS G29183103 201 3788 SH DEFINED 01 0 0 3788
EATON VANCE TAX MNGD GBL DV COM 27829F108 548 63775 SH DEFINED 01 0 0 63775
EBAY INC COM 278642103 633 12736 SH DEFINED 01 0 0 12736
ELDORADO GOLD CORP NEW COM 284902103 443 35155 SH DEFINED 01 0 0 35155
EMERSON ELEC CO COM 291011104 398 7649 SH DEFINED 01 0 0 7649
EXELON CORP COM 30161N101 525 18042 SH DEFINED 01 0 0 18042
EXPEDIA INC DEL COM NEW 30212P303 1581 26477 SH DEFINED 01 0 0 26477
EXXON MOBIL CORP COM 30231G102 3334 39122 SH DEFINED 01 0 0 39122
FEDEX CORP COM 31428X106 425 4702 SH DEFINED 01 0 0 4702
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 484 12762 SH DEFINED 01 0 0 12762
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 415 18779 SH DEFINED 01 0 0 18779
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 498 19948 SH DEFINED 01 0 0 19948
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1335 41371 SH DEFINED 01 0 0 41371
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 368 18772 SH DEFINED 01 0 0 18772
FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 595 25016 SH DEFINED 01 0 0 25016
FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 1198 37223 SH DEFINED 01 0 0 37223
FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 1219 37685 SH DEFINED 01 0 0 37685
FIRST TR S&P REIT INDEX FD COM 33734G108 839 47672 SH DEFINED 01 0 0 47672
FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 2660 139644 SH DEFINED 01 0 0 139644
FLAHERTY & CRMRN CLYMRE T R COM 338479108 1140 57265 SH DEFINED 01 0 0 57265
FLEETCOR TECHNOLOGIES INC COM 339041105 567 10666 SH DEFINED 01 0 0 10666
FORD MTR CO DEL COM PAR $0.01 345370860 615 47926 SH DEFINED 01 0 0 47926
GABELLI EQUITY TR INC COM 362397101 605 110918 SH DEFINED 01 0 0 110918
GASCO ENERGY INC COM 367220100 1 12642 SH DEFINED 01 0 0 12642
GENERAL ELECTRIC CO COM 369604103 947 46455 SH DEFINED 01 0 0 46455
GENWORTH FINL INC COM CL A 37247D106 117 16280 SH DEFINED 01 0 0 16280
GIGAMEDIA LTD ORD Y2711Y104 12 13400 SH DEFINED 01 0 0 13400
GILEAD SCIENCES INC COM 375558103 1953 26979 SH DEFINED 01 0 0 26979
GOOGLE INC CL A 38259P508 347 495 SH DEFINED 01 0 0 495
HAIN CELESTIAL GROUP INC COM 405217100 1523 28790 SH DEFINED 01 0 0 28790
HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 389 18199 SH DEFINED 01 0 0 18199
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 857 64106 SH DEFINED 01 0 0 64106
HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 1053 52188 SH DEFINED 01 0 0 52188
HATTERAS FINL CORP COM 41902R103 203 8280 SH DEFINED 01 0 0 8280
HEALTHCARE TR AMER INC CL A 42225P105 399 40514 SH DEFINED 01 0 0 40514
HEINZ H J CO COM 423074103 547 9578 SH DEFINED 01 0 0 9578
HERSHEY CO COM 427866108 651 9062 SH DEFINED 01 0 0 9062
HOME DEPOT INC COM 437076102 1363 22608 SH DEFINED 01 0 0 22608
HUNT J B TRANS SVCS INC COM 445658107 1784 30419 SH DEFINED 01 0 0 30419
HYPERDYNAMICS CORP COM 448954107 76 129467 SH DEFINED 01 0 0 129467
IAC INTERACTIVECORP COM PAR $.001 44919P508 393 8500 SH DEFINED 01 0 0 8500
ING GLOBAL EQTY DIV & PREM O COM 45684E107 1225 143590 SH DEFINED 01 0 0 143590
INTEL CORP COM 458140100 333 16464 SH DEFINED 01 0 0 16464
INTERNATIONAL BUSINESS MACHS COM 459200101 977 5167 SH DEFINED 01 0 0 5167
INTL PAPER CO COM 460146103 230 5900 SH DEFINED 01 0 0 5900
INVESCO MUN OPPORTUNITY TR COM 46132C107 520 35785 SH DEFINED 01 0 0 35785
INVESCO MUN TR COM 46131J103 603 41822 SH DEFINED 01 0 0 41822
INVESCO PA VALUE MUN INCOME COM 46132K109 681 44800 SH DEFINED 01 0 0 44800
INVESCO TR INVT GRADE MUNS COM 46131M106 192 12700 SH DEFINED 01 0 0 12700
ISHARES GOLD TRUST ISHARES 464285105 2763 171309 SH DEFINED 01 0 0 171309
ISHARES INC MSCI CHILE INVES 464286640 465 7408 SH DEFINED 01 0 0 7408
ISHARES SILVER TRUST ISHARES 46428Q109 382 12965 SH DEFINED 01 0 0 12965
ISHARES TR DJ SEL DIV INX 464287168 358 6323 SH DEFINED 01 0 0 6323
ISHARES TR BARCLYS TIPS BD 464287176 3999 32785 SH DEFINED 01 0 0 32785
ISHARES TR CORE S&P500 ETF 464287200 1658 11802 SH DEFINED 01 0 0 11802
ISHARES TR CORE TOTUSBD ETF 464287226 10013 89948 SH DEFINED 01 0 0 89948
ISHARES TR MSCI EMERG MKT 464287234 406 9328 SH DEFINED 01 0 0 9328
ISHARES TR IBOXX INV CPBD 464287242 2258 18564 SH DEFINED 01 0 0 18564
ISHARES TR S&P500 GRW 464287309 724 9725 SH DEFINED 01 0 0 9725
ISHARES TR S&P NA NAT RES 464287374 701 18925 SH DEFINED 01 0 0 18925
ISHARES TR BARCLYS 7-10 YR 464287440 553 5119 SH DEFINED 01 0 0 5119
ISHARES TR BARCLYS 1-3 YR 464287457 208 2486 SH DEFINED 01 0 0 2486
ISHARES TR MSCI EAFE INDEX 464287465 991 17779 SH DEFINED 01 0 0 17779
ISHARES TR RUSSELL MCP VL 464287473 704 14210 SH DEFINED 01 0 0 14210
ISHARES TR RUSSELL MCP GR 464287481 535 8709 SH DEFINED 01 0 0 8709
ISHARES TR RUSSELL MIDCAP 464287499 500 4518 SH DEFINED 01 0 0 4518
ISHARES TR CORE S&P MCP ETF 464287507 1569 15687 SH DEFINED 01 0 0 15687
ISHARES TR RUSSELL1000VAL 464287598 894 12505 SH DEFINED 01 0 0 12505
ISHARES TR S&P MC 400 GRW 464287606 214 1900 SH DEFINED 01 0 0 1900
ISHARES TR RUSSELL1000GRW 464287614 1681 26168 SH DEFINED 01 0 0 26168
ISHARES TR RUSSELL 2000 464287655 916 11084 SH DEFINED 01 0 0 11084
ISHARES TR DJ US TECH SEC 464287721 2296 33175 SH DEFINED 01 0 0 33175
ISHARES TR CORE S&P SCP ETF 464287804 2392 31119 SH DEFINED 01 0 0 31119
ISHARES TR DJ US INDEX FD 464287846 211 3000 SH DEFINED 01 0 0 3000
ISHARES TR S&P EURO PLUS 464287861 422 10883 SH DEFINED 01 0 0 10883
ISHARES TR JPMORGAN USD 464288281 533 4342 SH DEFINED 01 0 0 4342
ISHARES TR S&P NTL AMTFREE 464288414 386 3500 SH DEFINED 01 0 0 3500
ISHARES TR HIGH YLD CORP 464288513 934 10083 SH DEFINED 01 0 0 10083
ISHARES TR BARCLYS MBS BD 464288588 1280 11828 SH DEFINED 01 0 0 11828
ISHARES TR BARCLYS CR BD 464288620 2168 19053 SH DEFINED 01 0 0 19053
ISHARES TR BARCLYS INTER CR 464288638 1313 11841 SH DEFINED 01 0 0 11841
ISHARES TR BARCLYS 1-3YR CR 464288646 1841 17464 SH DEFINED 01 0 0 17464
ISHARES TR BARCLYS 3-7 YR 464288661 235 1914 SH DEFINED 01 0 0 1914
ISHARES TR US PFD STK IDX 464288687 898 22693 SH DEFINED 01 0 0 22693
ISHARES TR DJ HOME CONSTN 464288752 283 13665 SH DEFINED 01 0 0 13665
IVANHOE ENERGY INC COM 465790103 10 13900 SH DEFINED 01 0 0 13900
JETBLUE AIRWAYS CORP COM 477143101 211 37760 SH DEFINED 01 0 0 37760
JOHNSON & JOHNSON COM 478160104 1115 16042 SH DEFINED 01 0 0 16042
JOY GLOBAL INC COM 481165108 650 10576 SH DEFINED 01 0 0 10576
JPMORGAN CHASE & CO COM 46625H100 371 8576 SH DEFINED 01 0 0 8576
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 460 12154 SH DEFINED 01 0 0 12154
KIMBERLY CLARK CORP COM 494368103 219 2643 SH DEFINED 01 0 0 2643
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 590 7517 SH DEFINED 01 0 0 7517
KKR FINANCIAL HLDGS LLC COM 48248A306 304 28140 SH DEFINED 01 0 0 28140
KRAFT FOODS GROUP INC COM 50076Q106 224 5182 SH DEFINED 01 0 0 5182
LINN ENERGY LLC UNIT LTD LIAB 536020100 220 6236 SH DEFINED 01 0 0 6236
LULULEMON ATHLETICA INC COM 550021109 450 6097 SH DEFINED 01 0 0 6097
MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 383 8268 SH DEFINED 01 0 0 8268
MASTERCARD INC CL A 57636Q104 616 1285 SH DEFINED 01 0 0 1285
MBIA INC COM 55262C100 117 14800 SH DEFINED 01 0 0 14800
MCDONALDS CORP COM 580135101 2382 27075 SH DEFINED 01 0 0 27075
MEDICAL PPTYS TRUST INC COM 58463J304 932 79255 SH DEFINED 01 0 0 79255
MERCER INTL INC COM 588056101 107 15000 SH DEFINED 01 0 0 15000
MERCK & CO INC NEW COM 58933Y105 655 16310 SH DEFINED 01 0 0 16310
MICROSOFT CORP COM 594918104 902 34012 SH DEFINED 01 0 0 34012
MIDDLEBY CORP COM 596278101 389 3083 SH DEFINED 01 0 0 3083
MONDELEZ INTL INC CL A 609207105 352 13765 SH DEFINED 01 0 0 13765
MONSANTO CO NEW COM 61166W101 434 4669 SH DEFINED 01 0 0 4669
NEXTERA ENERGY INC COM 65339F101 235 3449 SH DEFINED 01 0 0 3449
NUVEEN QUALITY PFD INCOME FD COM 67071S101 342 40262 SH DEFINED 01 0 0 40262
NXP SEMICONDUCTORS N V COM N6596X109 320 12666 SH DEFINED 01 0 0 12666
OCCIDENTAL PETE CORP DEL COM 674599105 385 5105 SH DEFINED 01 0 0 5105
OPENTABLE INC COM 68372A104 378 7750 SH DEFINED 01 0 0 7750
ORACLE CORP COM 68389X105 532 16164 SH DEFINED 01 0 0 16164
PANERA BREAD CO CL A 69840W108 256 1626 SH DEFINED 01 0 0 1626
PENGROWTH ENERGY CORP COM 70706P104 81 16721 SH DEFINED 01 0 0 16721
PEPSICO INC COM 713448108 500 7343 SH DEFINED 01 0 0 7343
PFIZER INC COM 717081103 1196 48205 SH DEFINED 01 0 0 48205
PHILIP MORRIS INTL INC COM 718172109 604 7332 SH DEFINED 01 0 0 7332
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 562 31373 SH DEFINED 01 0 0 31373
PIMCO CORPORATE & INCOME OPP COM 72201B101 204 10380 SH DEFINED 01 0 0 10380
PIMCO ETF TR TOTL RETN ETF 72201R775 922 8432 SH DEFINED 01 0 0 8432
PIMCO HIGH INCOME FD COM SHS 722014107 263 25281 SH DEFINED 01 0 0 25281
PIMCO INCOME STRATEGY FUND I COM 72201J104 136 12296 SH DEFINED 01 0 0 12296
PIMCO MUN INCOME FD II COM 72200W106 190 14500 SH DEFINED 01 0 0 14500
PIONEER FLOATING RATE TR COM 72369J102 755 57996 SH DEFINED 01 0 0 57996
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 730 16434 SH DEFINED 01 0 0 16434
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1153 42015 SH DEFINED 01 0 0 42015
POWERSHARES ETF TR II BUILD AMER ETF 73937B407 864 28396 SH DEFINED 01 0 0 28396
POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 278 30016 SH DEFINED 01 0 0 30016
POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 230 8212 SH DEFINED 01 0 0 8212
POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 623 18891 SH DEFINED 01 0 0 18891
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 227 11856 SH DEFINED 01 0 0 11856
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 171 11648 SH DEFINED 01 0 0 11648
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 393 12485 SH DEFINED 01 0 0 12485
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 297 4623 SH DEFINED 01 0 0 4623
PRAXAIR INC COM 74005P104 357 3306 SH DEFINED 01 0 0 3306
PROCTER & GAMBLE CO COM 742718109 1710 25544 SH DEFINED 01 0 0 25544
PRUDENTIAL FINL INC COM 744320102 0 30000 SH CALL DEFINED 01 0 0 30000
PUBLIC STORAGE COM 74460D109 865 6099 SH DEFINED 01 0 0 6099
PUBLIC SVC ENTERPRISE GROUP COM 744573106 293 9815 SH DEFINED 01 0 0 9815
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 93 17300 SH DEFINED 01 0 0 17300
QUALCOMM INC COM 747525103 642 10639 SH DEFINED 01 0 0 10639
RACKSPACE HOSTING INC COM 750086100 426 5819 SH DEFINED 01 0 0 5819
RESMED INC COM 761152107 639 15551 SH DEFINED 01 0 0 15551
RESOURCE CAP CORP COM 76120W302 87 15600 SH DEFINED 01 0 0 15600
ROCK-TENN CO CL A 772739207 1483 21430 SH DEFINED 01 0 0 21430
SALESFORCE COM INC COM 79466L302 1022 6211 SH DEFINED 01 0 0 6211
SANDISK CORP COM 80004C101 204 4700 SH DEFINED 01 0 0 4700
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 1506 90744 SH DEFINED 01 0 0 90744
SCHLUMBERGER LTD COM 806857108 226 3329 SH DEFINED 01 0 0 3329
SEABRIDGE GOLD INC COM 811916105 1736 100240 SH DEFINED 01 0 0 100240
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1467 37194 SH DEFINED 01 0 0 37194
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1301 37709 SH DEFINED 01 0 0 37709
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1533 33080 SH DEFINED 01 0 0 33080
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2347 33604 SH DEFINED 01 0 0 33604
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1542 95309 SH DEFINED 01 0 0 95309
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1384 37167 SH DEFINED 01 0 0 37167
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 670 19456 SH DEFINED 01 0 0 19456
SHIP FINANCE INTERNATIONAL L SHS G81075106 366 22879 SH DEFINED 01 0 0 22879
SIRIUS XM RADIO INC COM 82967N108 294 101552 SH DEFINED 01 0 0 101552
SMITH A O COM 831865209 645 10427 SH DEFINED 01 0 0 10427
SOUTHERN CO COM 842587107 838 19869 SH DEFINED 01 0 0 19869
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 611 4719 SH DEFINED 01 0 0 4719
SPDR GOLD TRUST GOLD SHS 78463V107 1740 10859 SH DEFINED 01 0 0 10859
SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 245 3248 SH DEFINED 01 0 0 3248
SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 249 6108 SH DEFINED 01 0 0 6108
SPDR S&P 500 ETF TR TR UNIT 78462F103 1310 9363 SH DEFINED 01 0 0 9363
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 407 2222 SH DEFINED 01 0 0 2222
SPDR SERIES TRUST S&P 500 GROWTH 78464A409 616 9611 SH DEFINED 01 0 0 9611
SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1575 38842 SH DEFINED 01 0 0 38842
SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1740 71673 SH DEFINED 01 0 0 71673
SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 332 13720 SH DEFINED 01 0 0 13720
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 411 6713 SH DEFINED 01 0 0 6713
SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 3090 67510 SH DEFINED 01 0 0 67510
SPDR SERIES TRUST S&P DIVID ETF 78464A763 627 10922 SH DEFINED 01 0 0 10922
STARBUCKS CORP COM 855244109 302 5739 SH DEFINED 01 0 0 5739
TANGER FACTORY OUTLET CTRS I COM 875465106 235 6836 SH DEFINED 01 0 0 6836
TARGET CORP COM 87612E106 637 10767 SH DEFINED 01 0 0 10767
TELEFONICA S A SPONSORED ADR 879382208 1055 79360 SH DEFINED 01 0 0 79360
TEXAS INSTRS INC COM 882508104 393 12900 SH DEFINED 01 0 0 12900
THESTREET INC COM 88368Q103 62 37400 SH DEFINED 01 0 0 37400
TICC CAPITAL CORP COM 87244T109 289 28922 SH DEFINED 01 0 0 28922
TRANSDIGM GROUP INC COM 893641100 201 1507 SH DEFINED 01 0 0 1507
ULTA SALON COSMETCS & FRAG I COM 90384S303 357 3721 SH DEFINED 01 0 0 3721
UNITED STATES STL CORP NEW COM 912909108 200 8680 SH DEFINED 01 0 0 8680
UNITED TECHNOLOGIES CORP COM 913017109 317 3958 SH DEFINED 01 0 0 3958
US BANCORP DEL COM NEW 902973304 215 6781 SH DEFINED 01 0 0 6781
VALEANT PHARMACEUTICALS INTL COM 91911K102 628 10704 SH DEFINED 01 0 0 10704
VALLEY NATL BANCORP COM 919794107 173 18875 SH DEFINED 01 0 0 18875
VALSPAR CORP COM 920355104 2019 33005 SH DEFINED 01 0 0 33005
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 5874 61873 SH DEFINED 01 0 0 61873
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 6347 71763 SH DEFINED 01 0 0 71763
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 22746 280823 SH DEFINED 01 0 0 280823
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 754 8952 SH DEFINED 01 0 0 8952
VANGUARD INDEX FDS S&P 500 ETF SH 922908413 433 6824 SH DEFINED 01 0 0 6824
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 980 14520 SH DEFINED 01 0 0 14520
VANGUARD INDEX FDS REIT ETF 922908553 1814 27872 SH DEFINED 01 0 0 27872
VANGUARD INDEX FDS SM CP VAL ETF 922908611 402 5708 SH DEFINED 01 0 0 5708
VANGUARD INDEX FDS GROWTH ETF 922908736 9723 139144 SH DEFINED 01 0 0 139144
VANGUARD INDEX FDS VALUE ETF 922908744 9596 165872 SH DEFINED 01 0 0 165872
VANGUARD INDEX FDS SMALL CP ETF 922908751 2736 34253 SH DEFINED 01 0 0 34253
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1920 26667 SH DEFINED 01 0 0 26667
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 602 6729 SH DEFINED 01 0 0 6729
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 6043 137674 SH DEFINED 01 0 0 137674
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 723 13650 SH DEFINED 01 0 0 13650
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 259 5352 SH DEFINED 01 0 0 5352
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 1456 18150 SH DEFINED 01 0 0 18150
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 8729 167101 SH DEFINED 01 0 0 167101
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 520 5896 SH DEFINED 01 0 0 5896
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1824 31063 SH DEFINED 01 0 0 31063
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 8220 236404 SH DEFINED 01 0 0 236404
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1052 21561 SH DEFINED 01 0 0 21561
VANGUARD WORLD FDS CONSUM STP ETF 92204A207 206 2381 SH DEFINED 01 0 0 2381
VANGUARD WORLD FDS MATERIALS ETF 92204A801 709 8586 SH DEFINED 01 0 0 8586
VERIZON COMMUNICATIONS INC COM 92343V104 1847 42962 SH DEFINED 01 0 0 42962
VISA INC COM CL A 92826C839 2288 15379 SH DEFINED 01 0 0 15379
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 526 20558 SH DEFINED 01 0 0 20558
WALGREEN CO COM 931422109 296 8123 SH DEFINED 01 0 0 8123
WAL-MART STORES INC COM 931142103 385 5689 SH DEFINED 01 0 0 5689
WASTE MGMT INC DEL COM 94106L109 343 10268 SH DEFINED 01 0 0 10268
WATSON PHARMACEUTICALS INC COM 942683103 2426 27271 SH DEFINED 01 0 0 27271
WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 1842 184763 SH DEFINED 01 0 0 184763
WESTERN ASSET HIGH INCM FD I COM 95766J102 357 37038 SH DEFINED 01 0 0 37038
WESTERN ASSET INFL MGMT FD I COM 95766U107 237 12500 SH DEFINED 01 0 0 12500
WESTERN DIGITAL CORP COM 958102105 237 5718 SH DEFINED 01 0 0 5718
WHITING USA TR I TR UNIT 966389108 45 10000 SH DEFINED 01 0 0 10000
WHITING USA TR II TR UNIT 966388100 1267 84912 SH DEFINED 01 0 0 84912
WISDOMTREE TR ASIA LC DBT FD 97717X842 318 6061 SH DEFINED 01 0 0 6061
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 767 13667 SH DEFINED 01 0 0 13667
WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 424 6171 SH DEFINED 01 0 0 6171
YAHOO INC COM 984332106 2101 107776 SH DEFINED 01 0 0 107776
YAMANA GOLD INC COM 98462Y100 1707 101980 SH DEFINED 01 0 0 101980
YUM BRANDS INC COM 988498101 267 4158 SH DEFINED 01 0 0 4158
ZYNGA INC CL A 98986T108 72 31435 SH DEFINED 01 0 0 31435