-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JL4qONRWDqJDhM5TEvehPPLsNy0NO/2jKcxOBC26y6GVZXOui1WNDDOm97gaSc/S wWoSEGKfLzmEpX1fe1H3TA== 0001085146-10-000844.txt : 20101101 0001085146-10-000844.hdr.sgml : 20101101 20101101072053 ACCESSION NUMBER: 0001085146-10-000844 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101101 DATE AS OF CHANGE: 20101101 EFFECTIVENESS DATE: 20101101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IFC Holdings Incorporated/FL CENTRAL INDEX KEY: 0001492375 IRS NUMBER: 592195688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13972 FILM NUMBER: 101153418 BUSINESS ADDRESS: STREET 1: 8745 HENDERSON RD STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 813-880-5311 MAIL ADDRESS: STREET 1: 8745 HENDERSON RD STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33634 13F-HR 1 ifc3q10.txt INVEST FINANCIAL CORPORATION (IFC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: IFC Holdings Incorporated/FL dba INVEST Financial Corporation Address: 8745 Henderson Road, Suite 300 Tampa, FL 33634 13F File Number: 028-13972 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristy Hendricks Title: AVP Compliance Phone: 813-880-5311 Signature, Place, and Date of Signing: /s/ Kristy Hendricks Tampa, FL October 29, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 145 Form 13F Information Table Value Total: $103,794 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGIC EQUITY & CONV INCOME FD COM 00119P102 518 30300 SH SOLE 0 0 30300 AKAMAI TECHNOLOGIES INC COM 00971T101 445 8900 SH SOLE 0 0 8900 ALPHA NATURAL RESOURCES INC COM 02076X102 1483 36274 SH SOLE 0 0 36274 ALTRIA GROUP INC COM 02209S103 367 15232 SH SOLE 0 0 15232 AMERICAN EXPRESS CO COM 025816109 875 20782 SH SOLE 0 0 20782 AMERICAN INTL GROUP INC COM NEW 026874784 339 8690 SH SOLE 0 0 8690 ANNALY CAP MGMT INC COM 035710409 341 18652 SH SOLE 0 0 18652 APPLE INC COM 037833100 2882 10123 SH SOLE 0 0 10123 ASCENT SOLAR TECHNOLOGIES IN *W EXP 07/10/201 043635127 4 15000 SH SOLE 0 0 15000 ASHLAND INC NEW COM 044209104 3836 78335 SH SOLE 0 0 78335 AT&T INC COM 00206R102 1053 36817 SH SOLE 0 0 36817 BAIDU INC SPON ADR REP A 056752108 4838 47000 SH SOLE 0 0 47000 BANK OF AMERICA CORPORATION COM 060505104 386 29146 SH SOLE 0 0 29146 BEACON POWER CORP COM 073677106 6 19000 SH SOLE 0 0 19000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 308 3740 SH SOLE 0 0 3740 BIOMIMETIC THERAPEUTICS INC COM 09064X101 427 37600 SH SOLE 0 0 37600 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 91 13000 SH SOLE 0 0 13000 BLACKROCK CREDIT ALL INC TR COM 09255H105 317 29702 SH SOLE 0 0 29702 BLACKROCK ENHANCED GOVT FD I COM 09255K108 183 11000 SH SOLE 0 0 11000 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 285 6285 SH SOLE 0 0 6285 BP PLC SPONSORED ADR 055622104 740 18447 SH SOLE 0 0 18447 BRISTOL MYERS SQUIBB CO COM 110122108 231 8518 SH SOLE 0 0 8518 CAPSTEAD MTG CORP COM NO PAR 14067E506 198 18000 SH SOLE 0 0 18000 CATERPILLAR INC DEL COM 149123101 229 2866 SH SOLE 0 0 2866 CHEVRON CORP NEW COM 166764100 397 4890 SH SOLE 0 0 4890 CHIMERA INVT CORP COM 16934Q109 249 62702 SH SOLE 0 0 62702 CISCO SYS INC COM 17275R102 435 19913 SH SOLE 0 0 19913 CITIGROUP INC COM 172967101 258 65282 SH SOLE 0 0 65282 COCA COLA CO COM 191216100 384 6516 SH SOLE 0 0 6516 CONSOLIDATED EDISON INC COM 209115104 203 4195 SH SOLE 0 0 4195 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 125 43231 SH SOLE 0 0 43231 CREDIT SUISSE HIGH YLD BND F RIGHT 99/99/9999 22544F111 0 43212 SH SOLE 0 0 43212 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 319 6700 SH SOLE 0 0 6700 DENDREON CORP COM 24823Q107 2642 64700 SH SOLE 0 0 64700 DIRECTV COM CL A 25490A101 212 5064 SH SOLE 0 0 5064 DUKE ENERGY CORP NEW COM 26441C105 210 11762 SH SOLE 0 0 11762 E M C CORP MASS COM 268648102 273 13285 SH SOLE 0 0 13285 EMRISE CORP COM NEW 29246J200 42 40000 SH SOLE 0 0 40000 EXELON CORP COM 30161N101 292 6877 SH SOLE 0 0 6877 EXXON MOBIL CORP COM 30231G102 2026 32929 SH SOLE 0 0 32929 F5 NETWORKS INC COM 315616102 1175 11300 SH SOLE 0 0 11300 FORD MTR CO DEL COM PAR $0.01 345370860 940 77036 SH SOLE 0 0 77036 GASCO ENERGY INC COM 367220100 4 13410 SH SOLE 0 0 13410 GENERAL ELECTRIC CO COM 369604103 743 45870 SH SOLE 0 0 45870 GOOGLE INC CL A 38259P508 681 1292 SH SOLE 0 0 1292 GREEN MTN COFFEE ROASTERS IN COM 393122106 216 6954 SH SOLE 0 0 6954 HARTFORD FINL SVCS GROUP INC COM 416515104 2279 99725 SH SOLE 0 0 99725 HATTERAS FINL CORP COM 41902R103 1160 40775 SH SOLE 0 0 40775 HECLA MNG CO COM 422704106 216 34200 SH SOLE 0 0 34200 HEWLETT PACKARD CO COM 428236103 269 6301 SH SOLE 0 0 6301 HOME DEPOT INC COM 437076102 297 9399 SH SOLE 0 0 9399 HUDSON CITY BANCORP COM 443683107 200 16514 SH SOLE 0 0 16514 HYPERDYNAMICS CORP COM 448954107 33 13500 SH SOLE 0 0 13500 IAMGOLD CORP COM 450913108 186 10500 SH SOLE 0 0 10500 ING CLARION GLB RE EST INCM COM 44982G104 180 23602 SH SOLE 0 0 23602 ING GLOBAL EQTY DIV & PREM O COM 45684E107 328 28440 SH SOLE 0 0 28440 INSITUFORM TECHNOLOGIES INC CL A 457667103 221 9275 SH SOLE 0 0 9275 INTEL CORP COM 458140100 193 10040 SH SOLE 0 0 10040 INTERMUNE INC COM 45884X103 1448 106400 SH SOLE 0 0 106400 INTERNATIONAL BUSINESS MACHS COM 459200101 798 5913 SH SOLE 0 0 5913 INVESCO VAN KAMPEN MUNI OPP COM 46132C107 330 22745 SH SOLE 0 0 22745 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 395 27498 SH SOLE 0 0 27498 ISHARES SILVER TRUST ISHARES 46428Q109 329 15445 SH SOLE 0 0 15445 ISHARES TR DJ SEL DIV INX 464287168 203 4336 SH SOLE 0 0 4336 ISHARES TR BARCLYS TIPS BD 464287176 305 2812 SH SOLE 0 0 2812 ISHARES TR S&P 500 INDEX 464287200 243 2136 SH SOLE 0 0 2136 ISHARES TR BARCLY USAGG B 464287226 2208 20320 SH SOLE 0 0 20320 ISHARES TR MSCI EMERG MKT 464287234 399 8976 SH SOLE 0 0 8976 ISHARES TR IBOXX INV CPBD 464287242 348 3077 SH SOLE 0 0 3077 ISHARES TR S&P500 GRW 464287309 218 3675 SH SOLE 0 0 3675 ISHARES TR MSCI EAFE IDX 464287465 487 8791 SH SOLE 0 0 8791 ISHARES TR S&P MIDCAP 400 464287507 367 4575 SH SOLE 0 0 4575 ISHARES TR S&P SMLCAP 600 464287804 385 6430 SH SOLE 0 0 6430 ISHARES TR BARCLYS 1-3YR CR 464288646 766 7285 SH SOLE 0 0 7285 ISHARES TR US PFD STK IDX 464288687 340 8554 SH SOLE 0 0 8554 JOHNSON & JOHNSON COM 478160104 598 9678 SH SOLE 0 0 9678 JOY GLOBAL INC COM 481165108 402 5701 SH SOLE 0 0 5701 JPMORGAN CHASE & CO COM 46625H100 311 8047 SH SOLE 0 0 8047 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 234 3441 SH SOLE 0 0 3441 KRAFT FOODS INC CL A 50075N104 283 9225 SH SOLE 0 0 9225 LINCOLN NATL CORP IND COM 534187109 359 15000 SH SOLE 0 0 15000 LINN ENERGY LLC UNIT LTD LIAB 536020100 1902 59455 SH SOLE 0 0 59455 MANNKIND CORP COM 56400P201 1259 186700 SH SOLE 0 0 186700 MCDONALDS CORP COM 580135101 336 4504 SH SOLE 0 0 4504 MEDICAL PPTYS TRUST INC COM 58463J304 765 75505 SH SOLE 0 0 75505 MERCK & CO INC NEW COM 58933Y105 240 6466 SH SOLE 0 0 6466 MGIC INVT CORP WIS COM 552848103 415 44800 SH SOLE 0 0 44800 MGM RESORTS INTERNATIONAL COM 552953101 368 32600 SH SOLE 0 0 32600 MICROSOFT CORP COM 594918104 320 13097 SH SOLE 0 0 13097 MOMENTA PHARMACEUTICALS INC COM 60877T100 337 22200 SH SOLE 0 0 22200 NETFLIX INC COM 64110L106 1484 9107 SH SOLE 0 0 9107 NEXTERA ENERGY INC COM 65339F101 272 4971 SH SOLE 0 0 4971 NUVEEN QUALITY PFD INCOME FD COM 67071S101 272 33993 SH SOLE 0 0 33993 NUVEEN SELECT QUALITY MUN FD COM 670973106 159 10190 SH SOLE 0 0 10190 OAK RIDGE FINL SVCS INC COM 671768109 43 10204 SH SOLE 0 0 10204 ORACLE CORP COM 68389X105 392 14518 SH SOLE 0 0 14518 PEPSICO INC COM 713448108 319 4770 SH SOLE 0 0 4770 PFIZER INC COM 717081103 539 31113 SH SOLE 0 0 31113 PHILIP MORRIS INTL INC COM 718172109 246 4410 SH SOLE 0 0 4410 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 213 11333 SH SOLE 0 0 11333 PIMCO HIGH INCOME FD COM SHS 722014107 396 30334 SH SOLE 0 0 30334 POTASH CORP SASK INC COM 73755L107 273 1902 SH SOLE 0 0 1902 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 468 19845 SH SOLE 0 0 19845 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 3841 143248 SH SOLE 0 0 143248 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 1588 190188 SH SOLE 0 0 190188 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 568 20458 SH SOLE 0 0 20458 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 332 12110 SH SOLE 0 0 12110 PROCTER & GAMBLE CO COM 742718109 1318 21952 SH SOLE 0 0 21952 PRUDENTIAL FINL INC COM 744320102 3806 70146 SH SOLE 0 0 70146 PUBLIC STORAGE COM 74460D109 330 3392 SH SOLE 0 0 3392 PUBLIC SVC ENTERPRISE GROUP COM 744573106 279 8483 SH SOLE 0 0 8483 RAMBUS INC DEL COM 750917106 4134 198000 SH SOLE 0 0 198000 SANDISK CORP COM 80004C101 3303 90200 SH SOLE 0 0 90200 SAVIENT PHARMACEUTICALS INC COM 80517Q100 3596 157100 SH SOLE 0 0 157100 SEQUENOM INC COM NEW 817337405 457 65000 SH SOLE 0 0 65000 SHIP FINANCE INTERNATIONAL L SHS G81075106 517 26700 SH SOLE 0 0 26700 SIRIUS XM RADIO INC COM 82967N108 15 13500 SH SOLE 0 0 13500 SONUS NETWORKS INC COM 835916107 43 12204 SH SOLE 0 0 12204 SOUTHERN CO COM 842587107 451 12069 SH SOLE 0 0 12069 SPDR GOLD TRUST GOLD SHS 78463V107 1736 13544 SH SOLE 0 0 13544 SPDR S&P 500 ETF TR TR UNIT 78462F103 380 3344 SH SOLE 0 0 3344 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 330 2272 SH SOLE 0 0 2272 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 229 5725 SH SOLE 0 0 5725 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 282 11608 SH SOLE 0 0 11608 STATE STR CORP COM 857477103 1112 29540 SH SOLE 0 0 29540 STEC INC COM 784774101 146 11800 SH SOLE 0 0 11800 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 228 4327 SH SOLE 0 0 4327 TITANIUM METALS CORP COM NEW 888339207 2202 110100 SH SOLE 0 0 110100 TIVO INC COM 888706108 393 43200 SH SOLE 0 0 43200 TRACTOR SUPPLY CO COM 892356106 278 7090 SH SOLE 0 0 7090 VALLEY NATL BANCORP COM 919794107 222 17180 SH SOLE 0 0 17180 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2565 31428 SH SOLE 0 0 31428 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 442 5336 SH SOLE 0 0 5336 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1840 34003 SH SOLE 0 0 34003 VANGUARD INDEX FDS SMALL CP ETF 922908751 1841 28971 SH SOLE 0 0 28971 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 489 10772 SH SOLE 0 0 10772 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 512 10507 SH SOLE 0 0 10507 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 661 19142 SH SOLE 0 0 19142 VERIZON COMMUNICATIONS INC COM 92343V104 870 26759 SH SOLE 0 0 26759 WAL MART STORES INC COM 931142103 215 4040 SH SOLE 0 0 4040 WALGREEN CO COM 931422109 473 14108 SH SOLE 0 0 14108 WELLS FARGO & CO NEW COM 949746101 490 19525 SH SOLE 0 0 19525 WESTERN ASSET INFL MGMT FD I COM 95766U107 171 10000 SH SOLE 0 0 10000 WINDSTREAM CORP COM 97381W104 287 23336 SH SOLE 0 0 23336 YUM BRANDS INC COM 988498101 278 6023 SH SOLE 0 0 6023
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