0001085146-17-001294.txt : 20170515 0001085146-17-001294.hdr.sgml : 20170515 20170515081519 ACCESSION NUMBER: 0001085146-17-001294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 17841211 BUSINESS ADDRESS: STREET 1: 100 NORTH SEPULVEDA BLVD. STREET 2: SUITE 1800 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 100 NORTH SEPULVEDA BLVD. STREET 2: SUITE 1800 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: National Planning Corp DATE OF NAME CHANGE: 20100518 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492262 XXXXXXXX 03-31-2017 03-31-2017 National Planning Corp

100 NORTH SEPULVEDA BLVD. SUITE 1800 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-13971 N Patricia McCallop 310 899-7975 /s/ Patricia McCallop Santa Monica CA 04-10-2017 1 706 1322941 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101592331141SHDFND10031141ABBOTT LABSCOM002824100117726649SHDFND10026649ABBVIE INCCOM00287Y109310147634SHDFND10047634ABERDEEN ASIA PACIFIC INCOMCOM0030091077815886SHDFND10015886ABRAXAS PETE CORPCOM0038301062813005SHDFND10013005ACADIA PHARMACEUTICALS INCCOM004225108107932180SHDFND10032180ACCENTURE PLC IRELANDSHS CLASS AG1151C1013643084SHDFND1003084ADOBE SYS INCCOM00724F1012201693SHDFND1001693ADVANCED MICRO DEVICES INCCOM00790310717412290SHDFND10012290ADVISORSHARES TRRANGER EQUITY BE00768Y883913101853SHDFND100101853AETNA INC NEWCOM00817Y1082531980SHDFND1001980AFLAC INCCOM001055102120316565SHDFND10016565AGENUS INCCOM NEW00847G7053610000SHDFND10010000AGNC INVT CORPCOM00123Q10442220880SHDFND10020880AIR PRODS & CHEMS INCCOM0091581064673449SHDFND1003449ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102113310542SHDFND10010542ALLERGAN PLCSHSG0177J108211883SHDFND100883ALLIANCEBERNSTEIN GBL HGH INCOM01879R10643334467SHDFND10034467ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G1062119341SHDFND1009341ALLIANT ENERGY CORPCOM0188021082606532SHDFND1006532ALLIANZGI CONV & INCOME FDCOM01882810320029399SHDFND10029399ALLIANZGI EQUITY & CONV INCOCOM01882910123212100SHDFND10012100ALLSTATE CORPCOM0200021013674491SHDFND1004491ALPHABET INCCAP STK CL C02079K10724952989SHDFND1002989ALPHABET INCCAP STK CL A02079K30549065754SHDFND1005754ALPS ETF TRSPROTT GL MINE00162Q6432019696SHDFND1009696ALPS ETF TRSECTR DIV DOGS00162Q858113026298SHDFND10026298ALPS ETF TRALERIAN MLP00162Q8662022158492SHDFND100158492ALTRIA GROUP INCCOM02209S103685395248SHDFND10095248AMAZON COM INCCOM02313510654586019SHDFND1006019AMEREN CORPCOM0236081022173966SHDFND1003966AMERICAN ELEC PWR INCCOM02553710177411501SHDFND10011501AMERICAN EXPRESS COCOM0258161096808683SHDFND1008683AMERICAN INTL GROUP INCCOM NEW0268747844437120SHDFND1007120AMERICAN TOWER CORP NEWCOM03027X1004573787SHDFND1003787AMERIGAS PARTNERS L PUNIT L P INT0309751064679864SHDFND1009864AMERISOURCEBERGEN CORPCOM03073E1055486304SHDFND1006304AMGEN INCCOM03116210011246839SHDFND1006839ANNALY CAP MGMT INCCOM0357104091933172298SHDFND100172298ANTARES PHARMA INCCOM03664210615352233SHDFND10052233APPLE INCCOM03783310024634170163SHDFND100170163ARCONIC INCCOM03965L1002378988SHDFND1008988ARENA PHARMACEUTICALS INCCOM0400471022215450SHDFND10015450ARES COML REAL ESTATE CORPCOM04013V10826820125SHDFND10020125ASSOCIATED BANC CORPCOM0454871052389804SHDFND1009804ASTRAZENECA PLCSPONSORED ADR04635310851716527SHDFND10016527AT&T INCCOM00206R1027236173573SHDFND100173573ATHERSYS INCCOM04744L1061710000SHDFND10010000AUTOMATIC DATA PROCESSING INCOM0530151038017894SHDFND1007894AXIS CAPITAL HOLDINGS LTDSHSG0692U109207030729SHDFND10030729BAIDU INCSPON ADR REP A0567521084952823SHDFND1002823BANCO SANTANDER SAADR05964H10513121849SHDFND10021849BANK AMER CORPCOM060505104201686005SHDFND10086005BANK MONTREAL QUECOM0636711013474658SHDFND1004658BANK NEW YORK MELLON CORPCOM0640581003557549SHDFND1007549BCE INCCOM NEW05534B7603738383SHDFND1008383BECTON DICKINSON & COCOM0758871093401857SHDFND1001857BERKSHIRE HATHAWAY INC DELCL B NEW0846707021624797368SHDFND10097368BIOCRYST PHARMACEUTICALSCOM09058V10332138700SHDFND10038700BIOGEN INCCOM09062X103248906SHDFND100906BLACKROCK CORE BD TRSHS BEN INT09249E10124318204SHDFND10018204BLACKROCK ENH CAP & INC FD ICOM09256A10929920970SHDFND10020970BLACKROCK GLOBAL OPP EQTY TRCOM09250110526521397SHDFND10021397BLACKROCK HEALTH SCIENCES TRCOM09250W10734810032SHDFND10010032BLACKROCK INCCOM09247X101378992SHDFND100992BLACKROCK INVT QUALITY MUN TCOM09247D10556739000SHDFND10039000BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P10566029000SHDFND10029000BLACKROCK MUNI 2018 TERM TRCOM09248C10627318113SHDFND10018113BLACKROCK MUNIHOLDINGS FD INCOM09253N10420012056SHDFND10012056BLACKROCK MUNIVEST FD II INCCOM09253T10147231054SHDFND10031054BLACKROCK MUNIYIELD ARIZ FDCOM09254K10922615400SHDFND10015400BLACKROCK MUNIYIELD CALI QLTCOM09254N10321114369SHDFND10014369BLACKROCK MUNIYIELD FD INCCOM09253W10422315386SHDFND10015386BLACKROCK MUNIYIELD QLTY FDCOM09254E10315911467SHDFND10011467BLACKROCK TAX MUNICPAL BD TRSHS09248X10028312607SHDFND10012607BLACKSTONE GROUP L PCOM UNIT LTD09253U108110837368SHDFND10037368BLUEBIRD BIO INCCOM09609G1003854390SHDFND1004390BOEING COCOM097023105405622698SHDFND10022698BP PLCSPONSORED ADR0556221043504100724SHDFND100100724BRISTOL MYERS SQUIBB COCOM110122108166330715SHDFND10030715BRITISH AMERN TOB PLCSPONSORED ADR1104481073355057SHDFND1005057BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012283302SHDFND1003302CALAMOS CONV & HIGH INCOME FCOM SHS12811P10818616339SHDFND10016339CALAMOS CONV OPP AND INC FDSH BEN INT12811710818316492SHDFND10016492CALAVO GROWERS INCCOM1282461054156764SHDFND1006764CAMPBELL SOUP COCOM13442910995316791SHDFND10016791CAPSTEAD MTG CORPCOM NO PAR14067E50624623275SHDFND10023275CARA THERAPEUTICS INCCOM14075510986749750SHDFND10049750CATCHMARK TIMBER TR INCCL A14912Y20222019394SHDFND10019394CATERPILLAR INC DELCOM1491231014795084SHDFND1005084CELGENE CORPCOM151020104130210437SHDFND10010437CELLDEX THERAPEUTICS INC NEWCOM15117B10321864930SHDFND10064930CENTRAL FD CDA LTDCL A15350110191070234SHDFND10070234CENTURYLINK INCCOM15670010626110878SHDFND10010878CHEMICAL FINL CORPCOM1637311022985972SHDFND1005972CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q1012638174SHDFND1008174CHESAPEAKE ENERGY CORPCOM16516710710817051SHDFND10017051CHEVRON CORP NEWCOM16676410019513179582SHDFND100179582CHICAGO BRIDGE & IRON CO N VCOM16725010950916859SHDFND10016859CHIMERA INVT CORPCOM NEW16934Q2083168155734SHDFND100155734CHUBB LIMITEDCOMH1467J1043292397SHDFND1002397CHURCH & DWIGHT INCCOM1713401022945909SHDFND1005909CINCINNATI FINL CORPCOM1720621013464831SHDFND1004831CISCO SYS INCCOM17275R102168950562SHDFND10050562CITIGROUP INCCOM NEW1729674242834744SHDFND1004744CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M506171683359SHDFND10083359CLAYMORE EXCHANGE TRD FD TRGUGG HIGH INCM18383Q7212007253SHDFND1007253CLAYMORE EXCHANGE TRD FD TRGUGGENHEIM SOLAR18383Q73929717084SHDFND10017084CLAYMORE EXCHANGE TRD FD TRGUGGENHEIM ETF18385P7054298345SHDFND1008345CLOROX CO DELCOM1890541098015944SHDFND1005944COCA COLA COCOM191216100262861567SHDFND10061567COHEN & STEERS SLT PFD INCMCOM19248Y10745716973SHDFND10016973COLGATE PALMOLIVE COCOM19416210389112100SHDFND10012100COLONY NORTHSTAR INCCL A COM19625W10459045033SHDFND10045033COLUMBIA PPTY TR INCCOM NEW19828720348121393SHDFND10021393COMCAST CORP NEWCL A20030N10168918238SHDFND10018238COMERICA INCCOM2003401073945742SHDFND1005742CONAGRA BRANDS INCCOM2058871022195448SHDFND1005448CONOCOPHILLIPSCOM20825C104196939586SHDFND10039586CONSOLIDATED EDISON INCCOM209115104246931675SHDFND10031675CORNING INCCOM21935010561022765SHDFND10022765COSTCO WHSL CORP NEWCOM22160K105238214242SHDFND10014242CSX CORPCOM1264081034529555SHDFND1009555CUMMINS INCCOM2310211066414272SHDFND1004272CVB FINL CORPCOM12660010532515164SHDFND10015164CVS HEALTH CORPCOM126650100133617154SHDFND10017154DANAHER CORP DELCOM2358511023163707SHDFND1003707DEERE & COCOM2441991053983638SHDFND1003638DELAWARE INV MN MUN INC FD ICOM24610V103112477042SHDFND10077042DELTA AIR LINES INC DELCOM NEW2473617023277253SHDFND1007253DEUTSCHE MUN INCOMECOM25160C10679359907SHDFND10059907DIAGEO P L CSPON ADR NEW25243Q2057526538SHDFND1006538DIAMONDBACK ENERGY INCCOM25278X1092632460SHDFND1002460DIGITAL RLTY TR INCCOM2538681032562417SHDFND1002417DIME CMNTY BANCSHARESCOM25392210827013387SHDFND10013387DISCOVER FINL SVCSCOM2547091082483698SHDFND1003698DISH NETWORK CORPCL A25470M1092483900SHDFND1003900DISNEY WALT COCOM DISNEY254687106453940150SHDFND10040150DNP SELECT INCOME FDCOM23325P10416615386SHDFND10015386DOMINION RES INC VA NEWCOM25746U1097729940SHDFND1009940DONALDSON INCCOM25765110953411925SHDFND10011925DOUBLELINE INCOME SOLUTIONSCOM258622109200499250SHDFND10099250DOUBLELINE OPPORTUNISTIC CRCOM25862310774130892SHDFND10030892DOVER CORPCOM2600031082493070SHDFND1003070DOW CHEM COCOM2605431034937804SHDFND1007804DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1018424500SHDFND10024500DTE ENERGY COCOM2333311072432379SHDFND1002379DU PONT E I DE NEMOURS & COCOM26353410987410956SHDFND10010956DUKE ENERGY CORP NEWCOM NEW26441C204328639892SHDFND10039892EATON CORP PLCSHSG2918310385311390SHDFND10011390EATON VANCE ENH EQTY INC FDCOM27827710829321642SHDFND10021642EATON VANCE MUN INCOME 2028SHS27829U10571336500SHDFND10036500EATON VANCE RISK MNGD DIV EQCOM27829G1069710700SHDFND10010700EATON VANCE SR FLTNG RTE TRCOM27828Q10517011236SHDFND10011236EATON VANCE TAX ADVT DIV INCCOM27828G10746321919SHDFND10021919EATON VANCE TAX MNGD GBL DVCOM27829F1088710173SHDFND10010173EATON VANCE TX MGD DIV EQ INCOM27828N10211810645SHDFND10010645EATON VANCE TXMGD GL BUYWR OCOM27829C10517716272SHDFND10016272EBAY INCCOM2786421032366925SHDFND1006925ECLIPSE RES CORPCOM27890G1006024000SHDFND10024000EDISON INTLCOM2810201074415520SHDFND1005520EKSO BIONICS HLDGS INCCOM NEW282644202375108450SHDFND100108450EMERSON ELEC COCOM2910111045779669SHDFND1009669ENBRIDGE INCCOM29250N10564315427SHDFND10015427ENDEAVOUR SILVER CORPCOM29258Y1031076288375SHDFND100288375ENERGY RECOVERY INCCOM29270J10012815446SHDFND10015446ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10963717585SHDFND10017585ENERPLUS CORPCOM29276610218222665SHDFND10022665ENTERPRISE PRODS PARTNERS LCOM293792107121243789SHDFND10043789EVEREST RE GROUP LTDCOMG3223R10815366506SHDFND1006506EVERSOURCE ENERGYCOM30040W1083385743SHDFND1005743EXCHANGE TRADED CONCEPTS TRROBO GLB ETF30150570795930064SHDFND10030064EXCO RESOURCES INCCOM2692794023357500SHDFND10057500EXELIXIS INCCOM30161Q10429013670SHDFND10013670EXELON CORPCOM30161N10140411182SHDFND10011182EXPRESS SCRIPTS HLDG COCOM30219G1083735665SHDFND1005665EXXON MOBIL CORPCOM30231G1028667105215SHDFND100105215FACEBOOK INCCL A30303M102481233949SHDFND10033949FEDEX CORPCOM31428X1067763952SHDFND1003952FIRST MAJESTIC SILVER CORPCOM32076V10338444505SHDFND10044505FIRST TR EXCH TRADED FD IIIEME MRK BD ETF33739P2022556089SHDFND1006089FIRST TR EXCH TRADED FD IIIRIVRFRNT DYN DEV33739P6082825016SHDFND1005016FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201034778357SHDFND1008357FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3023253695SHDFND1003695FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12731720938SHDFND10020938FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X135113341123SHDFND10041123FIRST TR EXCHANGE TRADED FDMATERIALS ALPH33734X16853814227SHDFND10014227FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762977130SHDFND1007130FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X1842328450SHDFND1008450FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1923799832SHDFND1009832FIRST TR EXCHANGE TRADED FDNASDAQ SMRTPHONE33737K1062114551SHDFND1004551FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10138115019SHDFND10015019FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30953811102SHDFND10011102FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408229346940SHDFND10046940FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10071136427SHDFND10036427FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605230596197SHDFND10096197FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88663032697SHDFND10032697FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q30957211293SHDFND10011293FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E1082444124650SHDFND100124650FIRST TR INTER DUR PFD & INCOM33718W10364127578SHDFND10027578FIRST TR LRGE CP CORE ALPHACOM SHS33734K1092554962SHDFND1004962FIRST TR MORNINGSTAR DIV LEASHS3369171093616125331SHDFND100125331FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q1043346684SHDFND1006684FIRST TR NASDAQ100 TECH INDESHS3373451022904853SHDFND1004853FIRST TR S&P REIT INDEX FDCOM33734G108175275826SHDFND10075826FIRST TR VALUE LINE DIVID INSHS33734H106270593446SHDFND10093446FIRSTENERGY CORPCOM33793210732410215SHDFND10010215FLAHERTY&CRMN PFD SEC INCOMCOM338478100144370170SHDFND10070170FORD MTR CO DELCOM PAR $0.013453708601595140308SHDFND100140308FREEPORT-MCMORAN INCCL B35671D85743532119SHDFND10032119FS INVT CORPCOM302635107119181222321SHDFND1001222321GENERAL DYNAMICS CORPCOM3695501085622991SHDFND1002991GENERAL ELECTRIC COCOM3696041035668188794SHDFND100188794GENERAL MLS INCCOM370334104150525777SHDFND10025777GENERAL MTRS COCOM37045V10051815130SHDFND10015130GILEAD SCIENCES INCCOM375558103152822806SHDFND10022806GLAXOSMITHKLINE PLCSPONSORED ADR37733W10544310548SHDFND10010548GLU MOBILE INCCOM3798901063716039SHDFND10016039GOLDEN STAR RES LTD CDACOM38119T1041011000SHDFND10011000GOLDMAN SACHS ETF TREQUITY ETF3814305033798138SHDFND1008138GOLDMAN SACHS GROUP INCCOM38141G1042741195SHDFND1001195GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F10125312342SHDFND10012342HALLIBURTON COCOM406216101110022208SHDFND10022208HANCOCK JOHN FINL OPPTYS FDSH BEN INT NEW4097352062878445SHDFND1008445HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P74910611800SHDFND10011800HANCOCK JOHN PFD INCOME FD ICOM41021P10338920893SHDFND10020893HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10553633435SHDFND10033435HANOVER INS GROUP INCCOM4108671054184699SHDFND1004699HARLEY DAVIDSON INCCOM4128221082193589SHDFND1003589HCP INCCOM40414L10958318766SHDFND10018766HEALTHCARE TR AMER INCCL A NEW42225P5014845153699SHDFND100153699HECLA MNG COCOM42270410610619643SHDFND10019643HELMERICH & PAYNE INCCOM4234521012603885SHDFND1003885HENRY JACK & ASSOC INCCOM4262811013273530SHDFND1003530HOME DEPOT INCCOM437076102223915299SHDFND10015299HONEYWELL INTL INCCOM438516106175514134SHDFND10014134HOSPITALITY PPTYS TRCOM SH BEN INT44106M10253016452SHDFND10016452HUBBELL INCCOM4435106072171831SHDFND1001831HUNTINGTON BANCSHARES INCCOM44615010423217413SHDFND10017413ILLINOIS TOOL WKS INCCOM4523081093612743SHDFND1002743INCYTE CORPCOM45337C10211368026SHDFND1008026INDEPENDENT BANK CORP MASSCOM4538361082203460SHDFND1003460INTEL CORPCOM458140100316887330SHDFND10087330INTERCEPT PHARMACEUTICALS INCOM45845P108588852400SHDFND10052400INTERNATIONAL BUSINESS MACHSCOM459200101732541971SHDFND10041971INTREXON CORPCOM46122T10222011430SHDFND10011430INVESCO CALIF VALUE MUN INCCOM46132H10668155450SHDFND10055450INVESCO DYNAMIC CR OPP FDCOM46132R10415312516SHDFND10012516INVESCO PA VALUE MUN INCOMECOM46132K10934228000SHDFND10028000INVESCO TR INVT GRADE MUNSCOM46131M10682463500SHDFND10063500INVESTORS REAL ESTATE TRSH BEN INT4617301037712863SHDFND10012863ISHARESEM MKTS DIV ETF464286319312177557SHDFND10077557ISHARESMSCI BRZ CAP ETF4642864002085440SHDFND1005440ISHARESMIN VOL EMRG MKT46428653358410844SHDFND10010844ISHARESRUS TP200 VL ETF464289420121025110SHDFND10025110ISHARESGRWT ALLOCAT ETF4642898673788956SHDFND1008956ISHARESMODERT ALLOC ETF464289875183750597SHDFND10050597ISHARESCONSER ALLOC ETF46428988399529933SHDFND10029933ISHARES GOLD TRUSTISHARES464285105109790739SHDFND10090739ISHARES INCCORE MSCI EMKT46434G10363913270SHDFND10013270ISHARES INCMSCI JPN ETF NEW46434G8222464765SHDFND1004765ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107105571096SHDFND10071096ISHARES SILVER TRUSTISHARES46428Q109168096950SHDFND10096950ISHARES TRMRNGSTR LG-CP GR4642871193002286SHDFND1002286ISHARES TRMRNGSTR LG-CP ET4642871275834106SHDFND1004106ISHARES TRCORE S&P TTL STK4642871502915394SHDFND1005394ISHARES TRSELECT DIVID ETF464287168835091953SHDFND10091953ISHARES TRTIPS BD ETF464287176301426287SHDFND10026287ISHARES TRCORE S&P500 ETF4642872001722572687SHDFND10072687ISHARES TRCORE US AGGBD ET46428722623288214498SHDFND100214498ISHARES TRMSCI EMG MKT ETF4642872344044102039SHDFND100102039ISHARES TRIBOXX INV CP ETF464287242124710587SHDFND10010587ISHARES TRGLOBAL TECH ETF464287291175514127SHDFND10014127ISHARES TRS&P 500 GRWT ETF464287309389229589SHDFND10029589ISHARES TRGLOB HLTHCRE ETF4642873253773660SHDFND1003660ISHARES TRS&P 500 VAL ETF464287408904487069SHDFND10087069ISHARES TR20 YR TR BD ETF464287432206117030SHDFND10017030ISHARES TR7-10YR TR BD ETF46428744010359780SHDFND1009780ISHARES TR1-3 YR TR BD ETF4642874574885769SHDFND1005769ISHARES TRMSCI EAFE ETF4642874656221100045SHDFND100100045ISHARES TRRUS MDCP VAL ETF4642874738129809SHDFND1009809ISHARES TRRUS MD CP GR ETF4642874815835678SHDFND1005678ISHARES TRRUS MID CAP ETF4642874998954814SHDFND1004814ISHARES TRCORE S&P MCP ETF4642875071385681495SHDFND10081495ISHARES TRNA TEC-SFTWR ETF4642875157956328SHDFND1006328ISHARES TRPHLX SEMICND ETF4642875235974408SHDFND1004408ISHARES TRN AMER TECH ETF4642875493022190SHDFND1002190ISHARES TRNASDQ BIOTEC ETF464287556420814439SHDFND10014439ISHARES TRCOHEN&STEER REIT4642875647127131SHDFND1007131ISHARES TRU.S. CNSM SV ETF4642875805593490SHDFND1003490ISHARES TRRUS 1000 VAL ETF46428759810929506SHDFND1009506ISHARES TRS&P MC 400GR ETF464287606406221419SHDFND10021419ISHARES TRRUS 1000 GRW ETF46428761411069743SHDFND1009743ISHARES TRRUS 1000 ETF46428762212749718SHDFND1009718ISHARES TRRUS 2000 VAL ETF4642876304563901SHDFND1003901ISHARES TRRUS 2000 GRW ETF4642876487384631SHDFND1004631ISHARES TRRUSSELL 2000 ETF46428765554048397788SHDFND100397788ISHARES TRCORE S&P VLU ETF464287663121224081SHDFND10024081ISHARES TRCORE S&P US ETF464287671126527297SHDFND10027297ISHARES TRRUSSELL 3000 ETF464287689194013896SHDFND10013896ISHARES TRU.S. UTILITS ETF464287697370128723SHDFND10028723ISHARES TRS&P MC 400VL ETF46428770517839121084SHDFND100121084ISHARES TRU.S. TECH ETF464287721346025643SHDFND10025643ISHARES TRU.S. REAL ES ETF46428773982010443SHDFND10010443ISHARES TRU.S. INDS ETF4642877548436709SHDFND1006709ISHARES TRUS HLTHCARE ETF464287762308719835SHDFND10019835ISHARES TRU.S. FIN SVC ETF4642877703793497SHDFND1003497ISHARES TRU.S. FINLS ETF464287788106410265SHDFND10010265ISHARES TRCORE S&P SCP ETF4642878048999132460SHDFND100132460ISHARES TRU.S. CNSM GD ETF464287812124210500SHDFND10010500ISHARES TRU.S. BAS MTL ETF464287838205823084SHDFND10023084ISHARES TRDOW JONES US ETF4642878462081764SHDFND1001764ISHARES TRSP SMCP600VL ETF4642878796044440SHDFND1004440ISHARES TRSP SMCP600GR ETF464287887214514261SHDFND10014261ISHARES TRMRNGSTR LG-CP VL464288109164917207SHDFND10017207ISHARES TRMRGSTR MD CP ETF464288208292317588SHDFND10017588ISHARES TREAFE SML CP ETF46428827386415996SHDFND10015996ISHARES TRJP MOR EM MK ETF4642882819978799SHDFND1008799ISHARES TRNATIONAL MUN ETF464288414266224453SHDFND10024453ISHARES TRINTL SEL DIV ETF46428844889928708SHDFND10028708ISHARES TRMRGSTR SM CP ETF4642885054142640SHDFND1002640ISHARES TRIBOXX HI YD ETF464288513310935579SHDFND10035579ISHARES TRRESID RL EST CAP4642885622373738SHDFND1003738ISHARES TRMSCI KLD400 SOC4642885702002311SHDFND1002311ISHARES TRMBS ETF4642885883192998SHDFND1002998ISHARES TRGOV/CRED BD ETF4642885964974406SHDFND1004406ISHARES TRMRGSTR SM CP GR4642886044813187SHDFND1003187ISHARES TRINTRM GOV/CR ETF4642886122732472SHDFND1002472ISHARES TRINTERM CR BD ETF4642886384524153SHDFND1004153ISHARES TR1-3 YR CR BD ETF4642886466696361SHDFND1006361ISHARES TRU.S. PFD STK ETF464288687333786138SHDFND10086138ISHARES TRGLOBAL MATER ETF4642886952363974SHDFND1003974ISHARES TRMRNING SM CP ETF4642887032441709SHDFND1001709ISHARES TRGLB CNS DISC ETF4642887452252345SHDFND1002345ISHARES TRU.S. AER&DEF ETF464288760421128306SHDFND10028306ISHARES TRUS REGNL BKS ETF4642887784349744SHDFND1009744ISHARES TRU.S. INSRNCE ETF4642887862734523SHDFND1004523ISHARES TRUS BR DEL SE ETF4642887942735400SHDFND1005400ISHARES TRU.S. MED DVC ETF4642888106164088SHDFND1004088ISHARES TREAFE GRWTH ETF464288885167224014SHDFND10024014ISHARES TRFLTG RATE BD ETF46429B655185736565SHDFND10036565ISHARES TRCORE HIGH DV ETF46429B663240828635SHDFND10028635ISHARES TRMIN VOL EAFE ETF46429B689143621686SHDFND10021686ISHARES TRMIN VOL USA ETF46429B69710306216143SHDFND100216143ISHARES TRUSA QUALITY FCTR46432F3392183005SHDFND1003005ISHARES TRUSA MOMENTUM FCT46432F3962553085SHDFND1003085ISHARES TRCORE MSCITOTAL46432F834231542149SHDFND10042149ISHARES TRCORE MSCI EAFE46432F842277547955SHDFND10047955ISHARES TR0-5YR HI YL CP46434V4073246807SHDFND1006807ISHARES TRCORE DIV GRWTH46434V621117738746SHDFND10038746ISHARES TRCORE MSCI PAC46434V696128524415SHDFND10024415ISHARES TRMTG REL ETF NEW46435G34281917967SHDFND10017967J P MORGAN EXCHANGE TRADED FJPMORGAN DIVER46641Q4073064872SHDFND1004872JANUS DETROIT STR TRSML MID CP ETF47103U2092929065SHDFND1009065JOHNSON & JOHNSONCOM478160104736959103SHDFND10059103JOHNSON CTLS INTL PLCSHSG515021053297965SHDFND1007965JPMORGAN CHASE & COCOM46625H100285332678SHDFND10032678KIMBERLY CLARK CORPCOM494368103347926314SHDFND10026314KINDER MORGAN INC DELCOM49456B10194243509SHDFND10043509KKR & CO L P DELCOM UNITS48248M10239021632SHDFND10021632KRAFT HEINZ COCOM5007541067468181SHDFND1008181LA JOLLA PHARMACEUTICAL COCOM PAR $.0001 250345960452117525SHDFND10017525LAMAR ADVERTISING CO NEWCL A512816109218729628SHDFND10029628LAS VEGAS SANDS CORPCOM5178341073706537SHDFND1006537LIBERTY ALL STAR EQUITY FDSH BEN INT53015810447487067SHDFND10087067LILLY ELI & COCOM5324571087538741SHDFND1008741LIONS GATE ENTMNT CORPCL A VTG5359194012248521SHDFND1008521LIONS GATE ENTMNT CORPCL B NON VTG5359195002058449SHDFND1008449LOCKHEED MARTIN CORPCOM539830109325212065SHDFND10012065LOWES COS INCCOM54866110791611226SHDFND10011226LRAD CORPCOM50213V10913595845SHDFND10095845LTC PPTYS INCCOM50217510294119633SHDFND10019633LYONDELLBASELL INDUSTRIES NSHS - A -N53745100167918514SHDFND10018514MACQUARIE INFRASTRUCTURE CORCOM55608B1052402990SHDFND1002990MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010693912186SHDFND10012186MALLINCKRODT PUB LTD COSHSG5785G107391089061SHDFND10089061MARATHON OIL CORPCOM56584910631419469SHDFND10019469MARATHON PETE CORPCOM56585A1022364690SHDFND1004690MASTERCARD INCORPORATEDCL A57636Q1048507581SHDFND1007581MCDONALDS CORPCOM580135101323825041SHDFND10025041MCKESSON CORPCOM58155Q1034182868SHDFND1002868MDU RES GROUP INCCOM5526901092759953SHDFND1009953MEDICAL PPTYS TRUST INCCOM58463J30467551392SHDFND10051392MEDTRONIC PLCSHSG5960L1034795940SHDFND1005940MERCK & CO INCCOM58933Y105203231908SHDFND10031908MERCURY GENL CORP NEWCOM5894001003465809SHDFND1005809METLIFE INCCOM59156R1083005740SHDFND1005740MFS HIGH YIELD MUN TRSH BEN INT59318E10218940865SHDFND10040865MFS MUN INCOME TRSH BEN INT55273810616924039SHDFND10024039MICRON TECHNOLOGY INCCOM59511210342814970SHDFND10014970MICROSOFT CORPCOM594918104462470355SHDFND10070355MONDELEZ INTL INCCL A60920710565114985SHDFND10014985MONOGRAM RESIDENTIAL TR INCCOM60979P10538638671SHDFND10038671MONSANTO CO NEWCOM61166W1012241948SHDFND1001948MUELLER WTR PRODS INCCOM SER A62475810823520344SHDFND10020344NATIONAL GRID PLCSPON ADR NEW6362743002123363SHDFND1003363NETFLIX INCCOM64110L1065113515SHDFND1003515NEW AMER HIGH INCOME FD INCCOM NEW64187680011812619SHDFND10012619NEW JERSEY RESCOM6460251063278205SHDFND1008205NEW YORK CMNTY BANCORP INCCOM64944510321315502SHDFND10015502NEWMARKET CORPCOM651587107223500SHDFND100500NEXTERA ENERGY INCCOM65339F1016695163SHDFND1005163NIKE INCCL B65410610362811418SHDFND10011418NOBLE CORP PLCSHS USDG654311017812643SHDFND10012643NORFOLK SOUTHERN CORPCOM6558441084303732SHDFND1003732NORTHROP GRUMMAN CORPCOM6668071023801601SHDFND1001601NORTHSTAR REALTY EUROPE CORPCOM66706L10111910349SHDFND10010349NOVAGOLD RES INCCOM NEW66987E206722147953SHDFND100147953NOVARTIS A GSPONSORED ADR66987V109106614264SHDFND10014264NOVAVAX INCCOM6700021041412335SHDFND10012335NUCOR CORPCOM6703461055418951SHDFND1008951NUVEEN AMT FREE MUN CR INC FCOM67071L10699567850SHDFND10067850NUVEEN AMT FREE QLTY MUN INCCOM6706571051667125214SHDFND100125214NUVEEN BUILD AMER BD FDCOM67074C1037485357768SHDFND100357768NUVEEN CA QUALTY MUN INCOMECOM67066Y10537125772SHDFND10025772NUVEEN CALIFORNIA AMT QLT MUCOM67065110817211800SHDFND10011800NUVEEN MINESOTA QLT MUN INCSHS67073410252231380SHDFND10031380NUVEEN MUN HIGH INCOME OPP FCOM67068210330022808SHDFND10022808NUVEEN MUN VALUE FD INCCOM67092810011011126SHDFND10011126NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X10186459803SHDFND10059803NUVEEN NASDAQ 100 DYNAMIC OVCOM SHS67069910721810572SHDFND10010572NUVEEN NEW YORK AMT QLT MUNICOM67065610770354000SHDFND10054000NUVEEN PFD & INCOME TERM FDCOM67075A1063231133669SHDFND100133669NUVEEN PFD INCOME OPPRTNY FDCOM67073B10672373065SHDFND10073065NUVEEN PREFERRED SECURITIESCOM67072C10593296914SHDFND10096914NUVEEN QUALITY MUNCP INCOMECOM67066V1012245164355SHDFND100164355NVIDIA CORPCOM67066G1047547480SHDFND1007480NYMOX PHARMACEUTICAL CORPCOMP733981024111000SHDFND10011000OASIS PETE INC NEWCOM67421510845931625SHDFND10031625OCCIDENTAL PETE CORP DELCOM6745991053775882SHDFND1005882OCLARO INCCOM NEW67555N20614615944SHDFND10015944OLD REP INTL CORPCOM68022310442520777SHDFND10020777OMEGA HEALTHCARE INVS INCCOM681936100143443037SHDFND10043037ONEOK INC NEWCOM6826801032855091SHDFND1005091OPKO HEALTH INCCOM68375N10312616250SHDFND10016250OPPENHEIMER REV WEIGHTD ETFLARGE CAP REV ET68386C104125027663SHDFND10027663OPPENHEIMER REV WEIGHTD ETFSMALL CAP REV ET68386C3023074751SHDFND1004751OPPENHEIMER REV WEIGHTD ETFULTRA DIVID REV68386C401249573102SHDFND10073102ORACLE CORPCOM68389X105126028267SHDFND10028267OTTER TAIL CORPCOM6896481033278613SHDFND1008613OXFORD LANE CAP CORPCOM69154310212311100SHDFND10011100PACIFIC PREMIER BANCORPCOM69478X1052145777SHDFND1005777PACWEST BANCORP DELCOM6952631032103970SHDFND1003970PALO ALTO NETWORKS INCCOM6974351052061880SHDFND1001880PAYPAL HLDGS INCCOM70450Y10348011236SHDFND10011236PEMBINA PIPELINE CORPCOM70632710353916842SHDFND10016842PEOPLES UNITED FINANCIAL INCCOM71270410584847032SHDFND10047032PEPSICO INCCOM713448108877678298SHDFND10078298PFIZER INCCOM717081103312991128SHDFND10091128PG&E CORPCOM69331C1082834235SHDFND1004235PHILIP MORRIS INTL INCCOM718172109257322683SHDFND10022683PHILLIPS 66COM7185461044435653SHDFND1005653PIEDMONT OFFICE REALTY TR INCOM CL A72019020630814374SHDFND10014374PIMCO CALIF MUN INCOME FD IICOM72200M10811511700SHDFND10011700PIMCO CORPORATE & INCOME OPPCOM72201B10186554987SHDFND10054987PIMCO CORPORATE INCOME STRATCOM72200U10087654504SHDFND10054504PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D106204495253SHDFND10095253PIMCO ETF TRTTL RTN ACTV ETF72201R77510209672SHDFND1009672PIMCO ETF TRENHAN SHRT MA AC72201R833279827547SHDFND10027547PIMCO HIGH INCOME FDCOM SHS72201410769579804SHDFND10079804PIMCO INCOME OPPORTUNITY FDCOM72202B10070327886SHDFND10027886PIMCO INCOME STRATEGY FUNDCOM72201H108101389918SHDFND10089918PIMCO INCOME STRATEGY FUND ICOM72201J10415915629SHDFND10015629PIMCO STRATEGIC INCOME FD INCOM72200X10421222040SHDFND10022040PIONEER FLOATING RATE TRCOM72369J10242134080SHDFND10034080PIONEER MUN HIGH INCOME TRCOM SHS72376310818215600SHDFND10015600PIONEER NAT RES COCOM7237871072481318SHDFND1001318PNC FINL SVCS GROUP INCCOM6934751054343639SHDFND1003639POLARIS INDS INCCOM7310681022523076SHDFND1003076POWER SOLUTIONS INTL INCCOM NEW73933G20277576400SHDFND10076400POWERSHARES ETF TR IIPFD PORTFOLIO73936T56562841981SHDFND10041981POWERSHARES ETF TR IISOVEREIGN DEBT73936T573251886489SHDFND10086489POWERSHARES ETF TR II1000 EQ WHT PT73937B57139414029SHDFND10014029POWERSHARES ETF TR IIS&P600 LOVL PT73937B639230154371SHDFND10054371POWERSHARES ETF TR IIS&P400 LOVL PT73937B6475102120851SHDFND100120851POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B65411457283661SHDFND100283661POWERSHARES ETF TR IIS&P500 LOW VOL73937B779334076908SHDFND10076908POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153286663642SHDFND10063642POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19518816055SHDFND10016055POWERSHARES ETF TRUSTFTSE US1500 SM73935X5677616607SHDFND1006607POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70850214278SHDFND10014278POWERSHARES ETF TRUSTINTL DIV ACHV73935X71680653667SHDFND10053667POWERSHARES QQQ TRUSTUNIT SER 173935A10415488116881SHDFND100116881POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10153041527SHDFND10041527POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40833817296SHDFND10017296POWERSHS DB MULTI SECT COMMDB BASE METALS73936B70567641607SHDFND10041607POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D1072047848SHDFND1007848PPG INDS INCCOM6935061074204006SHDFND1004006PPL CORPCOM69351T106131435169SHDFND10035169PRAXAIR INCCOM74005P1042472068SHDFND1002068PRICELINE GRP INCCOM NEW741503403408231SHDFND100231PRINCIPAL FINL GROUP INCCOM74251V1023886180SHDFND1006180PROCTER AND GAMBLE COCOM74271810913450149592SHDFND100149592PROGRESSIVE CORP OHIOCOM7433151032807130SHDFND1007130PROSHARES TRRUSS 2000 DIVD74347B6984718952SHDFND1008952PROSHARES TRMSCI EAFE DIVD74347B83936310588SHDFND10010588PROSHARES TRS&P 500 DV ARIST74348A467290951951SHDFND10051951PROSHARES TR IIULTRA SILVER NEW74347W3533227727SHDFND1007727PROSPECT CAPITAL CORPORATIONCOM74348T10252857755SHDFND10057755PRUDENTIAL FINL INCCOM7443201022712551SHDFND1002551PS BUSINESS PKS INC CALIFCOM69360J107191416478SHDFND10016478PSYCHEMEDICS CORPCOM NEW74437520551725728SHDFND10025728PUBLIC STORAGECOM74460D1095212363SHDFND1002363PUBLIC SVC ENTERPRISE GROUPCOM7445731062235030SHDFND1005030PUTNAM MANAGED MUN INCOM TRCOM74682310347164416SHDFND10064416QUALCOMM INCCOM74752510357910224SHDFND10010224RADNET INCCOM7504911028415296SHDFND10015296RAYTHEON COCOM NEW7551115075723779SHDFND1003779REALTY INCOME CORPCOM75610910471611983SHDFND10011983REGENCY CTRS CORPCOM7588491033465212SHDFND1005212RETAIL PPTYS AMER INCCL A76131V20225717886SHDFND10017886REYNOLDS AMERICAN INCCOM761713106276643798SHDFND10043798RIO TINTO PLCSPONSORED ADR7672041002175290SHDFND1005290RITE AID CORPCOM767754104438104068SHDFND100104068ROCKWELL AUTOMATION INCCOM7739031092741756SHDFND1001756ROCKWELL COLLINS INCCOM7743411012652693SHDFND1002693ROSS STORES INCCOM7782961033114887SHDFND1004887ROYAL DUTCH SHELL PLCSPON ADR B78025910760410798SHDFND10010798ROYAL DUTCH SHELL PLCSPONS ADR A7802592063276195SHDFND1006195RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106339537571SHDFND10037571RYDEX ETF TRUSTGUG S&P500 PU VA78355W3043105295SHDFND1005295RYDEX ETF TRUSTGUG S&P500 PU GR78355W403220424724SHDFND10024724RYDEX ETF TRUSTGUGGENHM S&P 40078355W5772333986SHDFND1003986RYDEX ETF TRUSTGUG S&P MC400 PG78355W6014833608SHDFND1003608RYDEX ETF TRUSTGUG S&P500 EWCON78355W874217417487SHDFND10017487SANOFISPONSORED ADR80105N10546610240SHDFND10010240SAREPTA THERAPEUTICS INCCOM8036071002508673SHDFND1008673SCHLUMBERGER LTDCOM8068571087339373SHDFND1009373SCHWAB STRATEGIC TRUS LRG CAP ETF808524201163929162SHDFND10029162SCHWAB STRATEGIC TRUS LCAP VA ETF808524409165333293SHDFND10033293SCHWAB STRATEGIC TRUS SML CAP ETF808524607451872512SHDFND10072512SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470677431915SHDFND10031915SCHWAB STRATEGIC TRUS REIT ETF8085248477824191489SHDFND100191489SEATTLE GENETICS INCCOM8125781027073111940SHDFND100111940SELECT INCOME REITCOM SH BEN INT81618T10043016528SHDFND10016528SELECT SECTOR SPDR TRSBI MATERIALS81369Y1004167942SHDFND1007942SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209241332442SHDFND10032442SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308179032747SHDFND10032747SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407162018523SHDFND10018523SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506294441887SHDFND10041887SELECT SECTOR SPDR TRSBI INT-FINL81369Y6054480189438SHDFND100189438SELECT SECTOR SPDR TRSBI INT-INDS81369Y704120018437SHDFND10018437SELECT SECTOR SPDR TRTECHNOLOGY81369Y803290454478SHDFND10054478SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886259550424SHDFND10050424SELECTIVE INS GROUP INCCOM816300107212546198SHDFND10046198SEMPRA ENERGYCOM8168511093232924SHDFND1002924SENIOR HSG PPTYS TRSH BEN INT81721M10966631830SHDFND10031830SHERWIN WILLIAMS COCOM824348106462214987SHDFND10014987SILICONWARE PRECISION INDS LSPONSD ADR SPL8270848641608198482SHDFND100198482SILVER WHEATON CORPCOM82833610757026792SHDFND10026792SIRIUS XM HLDGS INCCOM82968B10336871933SHDFND10071933SMUCKER J M COCOM NEW8326964053352560SHDFND1002560SONOCO PRODS COCOM83549510265912605SHDFND10012605SOUTHERN COCOM842587107202840542SHDFND10040542SOUTHWEST AIRLS COCOM8447411084839110SHDFND1009110SPDR DOW JONES INDL AVRG ETFUT SER 178467X109418620254SHDFND10020254SPDR GOLD TRUSTGOLD SHS78463V107754763095SHDFND10063095SPDR INDEX SHS FDSEURO STOXX 5078463X20289424657SHDFND10024657SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749123126053SHDFND10026053SPDR INDEX SHS FDSDJ INTL RL ETF78463X863204154520SHDFND10054520SPDR INDEX SHS FDSS&P WRLD EX US78463X88966624042SHDFND10024042SPDR S&P 500 ETF TRTR UNIT78462F10342183179138SHDFND100179138SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1072348175679SHDFND10075679SPDR SERIES TRUSTNUV HGHYLD MUN78464A2845419584SHDFND1009584SPDR SERIES TRUSTWELLS FG PFD ETF78464A2922275108SHDFND1005108SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A35978416348SHDFND10016348SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41741911398SHDFND10011398SPDR SERIES TRUSTCITI INT GVT ETF78464A4902925327SHDFND1005327SPDR SERIES TRUSTBLOMBERG INTL TR78464A5163665137327SHDFND100137327SPDR SERIES TRUSTDJ REIT ETF78464A607140615201SHDFND10015201SPDR SERIES TRUSTBLOMBRG BRC AGRT78464A6492083641SHDFND1003641SPDR SERIES TRUSTS&P REGL BKG78464A6984929085SHDFND1009085SPDR SERIES TRUSTS&P DIVID ETF78464A76313496153502SHDFND100153502SPDR SERIES TRUSTS&P HOMEBUILD78464A8883198670SHDFND1008670SPIRIT RLTY CAP INC NEWCOM84860W10210510100SHDFND10010100SPROTT PHYSICAL GOLD TRUSTUNIT85207H10439938579SHDFND10038579SPROTT PHYSICAL PLAT PALLADUNIT85207Q1049912593SHDFND10012593SPROTT PHYSICAL SILVER TRTR UNIT85207K10732847279SHDFND10047279SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84882916954SHDFND10016954SSGA ACTIVE ETF TRMFS SYS VAL EQ78467V87177513168SHDFND10013168SSGA ACTIVE ETF TRMFS SYS GWT EQ78467V889108415916SHDFND10015916STARBUCKS CORPCOM855244109363862376SHDFND10062376STARWOOD PPTY TR INCCOM85571B10548321316SHDFND10021316STRYKER CORPCOM8636671012692043SHDFND1002043SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821042549538SHDFND1009538SYNCHRONOSS TECHNOLOGIES INCCOM87157B10340316925SHDFND10016925SYSCO CORPCOM871829107122823791SHDFND10023791TAHOE RES INCCOM87386810314417524SHDFND10017524TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100169651609SHDFND10051609TANGER FACTORY OUTLET CTRS ICOM875465106147044758SHDFND10044758TARGET CORPCOM87612E10660211270SHDFND10011270TCW STRATEGIC INCOME FUND INCOM8723401046812692SHDFND10012692TEMPLETON EMERG MKTS INCOMECOM88019210912511178SHDFND10011178TEMPLETON GLOBAL INCOME FDCOM88019810614321613SHDFND10021613TERRA NITROGEN CO L PCOM UNIT8810052012022080SHDFND1002080TESLA INCCOM88160R10110723529SHDFND1003529THL CR INCCOM87243810613213450SHDFND10013450TIER REIT INCCOM NEW88650V20820311716SHDFND10011716TIME WARNER INCCOM NEW8873173032482524SHDFND1002524TJX COS INC NEWCOM8725401094285584SHDFND1005584TRANSENTERIX INCCOM NEW89366M201203179250SHDFND100179250TRANSOCEAN LTDREG SHSH8817H10022217693SHDFND10017693TRAVELERS COMPANIES INCCOM89417E109241520024SHDFND10020024TREVENA INCCOM89532E1097421512SHDFND10021512TRINITY INDS INCCOM8965221092278580SHDFND1008580UNDER ARMOUR INCCL C90431120623713166SHDFND10013166UNILEVER PLCSPON ADR NEW9047677043296674SHDFND1006674UNION BANKSHARES CORP NEWCOM90539J1092597402SHDFND1007402UNION PAC CORPCOM9078181086786322SHDFND1006322UNITED CONTL HLDGS INCCOM9100471092864103SHDFND1004103UNITED PARCEL SERVICE INCCL B9113121067937438SHDFND1007438UNITED STATES OIL FUND LPUNITS91232N1081660155006SHDFND100155006UNITED TECHNOLOGIES CORPCOM913017109156413839SHDFND10013839UNITEDHEALTH GROUP INCCOM91324P1023051846SHDFND1001846UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E1055177997SHDFND1007997UNIVERSAL HLTH SVCS INCCL B9139031002101707SHDFND1001707US BANCORP DELCOM NEW902973304105820562SHDFND10020562V F CORPCOM9182041082023743SHDFND1003743VALERO ENERGY CORP NEWCOM91913Y1005668597SHDFND1008597VALLEY NATL BANCORPCOM91979410716013654SHDFND10013654VANECK VECTORS ETF TRGOLD MINERS ETF92189F1062375101259SHDFND100101259VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36199432547SHDFND10032547VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6434775127696SHDFND100127696VANGUARD ADMIRAL FDS INC500 GRTH IDX F921932505911477266SHDFND10077266VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855825066SHDFND1005066VANGUARD BD INDEX FD INCLONG TERM BOND921937793175319451SHDFND10019451VANGUARD BD INDEX FD INCINTERMED TERM92193781922083263681SHDFND100263681VANGUARD BD INDEX FD INCSHORT TRM BOND92193782714625183501SHDFND100183501VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835196124175SHDFND10024175VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40717370320299SHDFND100320299VANGUARD INDEX FDSS&P 500 ETF SHS92290836310774980SHDFND1004980VANGUARD INDEX FDSMCAP VL IDXVIP922908512134513267SHDFND10013267VANGUARD INDEX FDSMCAP GR IDXVIP922908538277624764SHDFND10024764VANGUARD INDEX FDSREIT ETF922908553595271854SHDFND10071854VANGUARD INDEX FDSSML CP GRW ETF92290859512418901SHDFND1008901VANGUARD INDEX FDSSM CP VAL ETF922908611278422873SHDFND10022873VANGUARD INDEX FDSMID CAP ETF922908629239617321SHDFND10017321VANGUARD INDEX FDSEXTEND MKT ETF922908652201720359SHDFND10020359VANGUARD INDEX FDSGROWTH ETF922908736888173102SHDFND10073102VANGUARD INDEX FDSVALUE ETF92290874415008157478SHDFND100157478VANGUARD INDEX FDSSMALL CP ETF922908751667850546SHDFND10050546VANGUARD INDEX FDSTOTAL STK MKT92290876934650286172SHDFND100286172VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426763957376SHDFND1007376VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742197630305SHDFND10030305VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775197641277SHDFND10041277VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858274168331SHDFND10068331VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874192437438SHDFND10037438VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C10273212054SHDFND10012054VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409274434443SHDFND10034443VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C6805724920SHDFND1004920VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C771196837480SHDFND10037480VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703534087SHDFND1004087VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844469252335SHDFND10052335VANGUARD STAR FDVG TL INTL STK F921909768203740973SHDFND10040973VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385826504675429SHDFND100675429VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406687788594SHDFND10088594VANGUARD WHITEHALL FDS INCINTL HIGH ETF92194679413816228474SHDFND100228474VANGUARD WORLD FDMEGA CAP VAL ETF9219108406549550SHDFND1009550VANGUARD WORLD FDSCONSUM DIS ETF92204A108814059173SHDFND10059173VANGUARD WORLD FDSCONSUM STP ETF92204A207485634529SHDFND10034529VANGUARD WORLD FDSENERGY ETF92204A3066166336SHDFND1006336VANGUARD WORLD FDSFINANCIALS ETF92204A4052884783SHDFND1004783VANGUARD WORLD FDSHEALTH CAR ETF92204A504614344678SHDFND10044678VANGUARD WORLD FDSINDUSTRIAL ETF92204A603335427198SHDFND10027198VANGUARD WORLD FDSINF TECH ETF92204A702274220285SHDFND10020285VANGUARD WORLD FDSMATERIALS ETF92204A8015995040SHDFND1005040VANGUARD WORLD FDSUTILITIES ETF92204A8764323827SHDFND1003827VECTOR GROUP LTDCOM92240M10899748509SHDFND10048509VENTAS INCCOM92276F10082912908SHDFND10012908VEREIT INCCOM92339V1001739203178SHDFND100203178VERIZON COMMUNICATIONS INCCOM92343V104467394766SHDFND10094766VERTEX PHARMACEUTICALS INCCOM92532F1005184613SHDFND1004613VICTORY PORTFOLIOS IISHS US 500 VOLA92647N76614177334447SHDFND100334447VICTORY PORTFOLIOS IISHS US DISCOVRY92647N7742466154SHDFND1006154VICTORY PORTFOLIOS IISHS US 500 ENHA92647N78260614305SHDFND10014305VICTORY PORTFOLIOS IISHS US EQ INCM92647N82452912393SHDFND10012393VICTORY PORTFOLIOS IISHS US SML CAP92647N8329602234949SHDFND100234949VICTORY PORTFOLIOS IISHS US LRG CAP92647N86514158340261SHDFND100340261VICTORY PORTFOLIOS IISHS US SML CP HG92647N87310024251470SHDFND100251470VISA INCCOM CL A92826C839172219401SHDFND10019401VODAFONE GROUP PLC NEWSPONSORED ADR92857W30836714019SHDFND10014019VOYA GLBL ADV & PREM OPP FDCOM92912R10417316826SHDFND10016826VOYA PRIME RATE TRSH BEN INT92913A10023843990SHDFND10043990W P CAREY INCCOM92936U1095939542SHDFND1009542WALGREENS BOOTS ALLIANCE INCCOM931427108165720084SHDFND10020084WAL-MART STORES INCCOM931142103175724394SHDFND10024394WASTE MGMT INC DELCOM94106L109168223188SHDFND10023188WEC ENERGY GROUP INCCOM92939U1063555860SHDFND1005860WELLS FARGO & CO NEWCOM949746101148526905SHDFND10026905WELLS FARGO GLOBAL DIVIDENDCOM94987C1037012000SHDFND10012000WELLTOWER INCCOM95040Q1045237410SHDFND1007410WESTERN ASSET HIGH INCM FD ICOM95766J10210013715SHDFND10013715WEYERHAEUSER COCOM9621661042025962SHDFND1005962WILLIAMS COS INC DELCOM9694571002428101SHDFND1008101WISDOMTREE CONTINUOUS COMMODSHS BEN INT97718W10868235613SHDFND10035613WISDOMTREE TRHIGH DIV FD97717W2084867086SHDFND1007086WISDOMTREE TREMG MKTS SMCAP97717W2812024483SHDFND1004483WISDOMTREE TRLARGECAP DIVID97717W30797411751SHDFND10011751WISDOMTREE TREMER MKT HIGH FD97717W3153608742SHDFND1008742WISDOMTREE TRMIDCAP DIVI FD97717W5056116294SHDFND1006294WISDOMTREE TRSMALLCAP DIVID97717W6042302884SHDFND1002884WISDOMTREE TRSTRATEGIC CP BD97717X6932122865SHDFND1002865WISDOMTREE TREUROPE HEDGED EQ97717X7012383792SHDFND1003792XCEL ENERGY INCCOM98389B10064714536SHDFND10014536XENIA HOTELS & RESORTS INCCOM98401710330918411SHDFND10018411ZIOPHARM ONCOLOGY INCCOM98973P10120131755SHDFND10031755