0001085146-16-004729.txt : 20161110 0001085146-16-004729.hdr.sgml : 20161110 20161110152217 ACCESSION NUMBER: 0001085146-16-004729 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PLANNING CORP CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 161987704 BUSINESS ADDRESS: STREET 1: 100 NORTH SEPULVEDA BLVD. STREET 2: SUITE 1800 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 100 NORTH SEPULVEDA BLVD. STREET 2: SUITE 1800 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: National Planning Corp DATE OF NAME CHANGE: 20100518 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001492262 XXXXXXXX 09-30-2016 09-30-2016 National Planning Corp

100 NORTH SEPULVEDA BLVD. SUITE 1800 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-13971 N Patricia McCallop 310 899-7975 /s/ Patricia McCallop Santa Monica CA 11-09-2016 1 658 1259309 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101555332714SHDFND10032714ABBOTT LABSCOM00282410079419925SHDFND10019925ABBVIE INCCOM00287Y109274946658SHDFND10046658ABRAXAS PETE CORPCOM0038301061811505SHDFND10011505ACADIA PHARMACEUTICALS INCCOM00422510870530680SHDFND10030680ACCENTURE PLC IRELANDSHS CLASS AG1151C1016275223SHDFND1005223ADVISORSHARES TRRANGER EQUITY BE00768Y88389990353SHDFND10090353AFLAC INCCOM001055102108015524SHDFND10015524AGENUS INCCOM NEW00847G7054210000SHDFND10010000AIR PRODS & CHEMS INCCOM0091581064933595SHDFND1003595ALEXION PHARMACEUTICALS INCCOM0153511093923263SHDFND1003263ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102146414736SHDFND10014736ALLERGAN PLCSHSG0177J1082771390SHDFND1001390ALLIANCEBERNSTEIN GBL HGH INCOM01879R10644236481SHDFND10036481ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10626212411SHDFND10012411ALLIANT ENERGY CORPCOM0188021082847492SHDFND1007492ALLIANZGI CONV & INCOME FDCOM01882810316626949SHDFND10026949ALLSTATE CORPCOM0200021013034530SHDFND1004530ALON USA ENERGY INCCOM02052010240756944SHDFND10056944ALPHABET INCCAP STK CL A02079K30539504925SHDFND1004925ALPHABET INCCAP STK CL C02079K10721162704SHDFND1002704ALPS ETF TRALERIAN MLP00162Q8661731144987SHDFND100144987ALPS ETF TRSECTR DIV DOGS00162Q858105026285SHDFND10026285ALPS ETF TRSPROTT GL MINE00162Q6432139696SHDFND1009696ALTRIA GROUP INCCOM02209S1036838104772SHDFND100104772AMAZON COM INCCOM02313510636344630SHDFND1004630AMEREN CORPCOM0236081022033997SHDFND1003997AMERICAN ELEC PWR INCCOM02553710168410813SHDFND10010813AMERICAN EXPRESS COCOM0258161095698498SHDFND1008498AMERICAN INTL GROUP INCCOM NEW0268747844707927SHDFND1007927AMERICAN TOWER CORP NEWCOM03027X1002552212SHDFND1002212AMERIGAS PARTNERS L PUNIT L P INT0309751063607692SHDFND1007692AMERISOURCEBERGEN CORPCOM03073E1055687898SHDFND1007898AMGEN INCCOM03116210010797749SHDFND1007749ANDERSONS INCCOM0341641033398719SHDFND1008719ANNALY CAP MGMT INCCOM0357104091905185687SHDFND100185687ANTARES PHARMA INCCOM0366421069357233SHDFND10057233APPLE INCCOM03783310022189200970SHDFND100200970APPLE INCCOM0378331005400SHCallDFND100400ARENA PHARMACEUTICALS INCCOM0400471022617450SHDFND10017450ARES COML REAL ESTATE CORPCOM04013V10826119925SHDFND10019925ARIAD PHARMACEUTICALS INCCOM04033A10029330500SHDFND10030500ASSOCIATED BANC CORPCOM04548710520710204SHDFND10010204ASTRAZENECA PLCSPONSORED ADR04635310847216908SHDFND10016908AT&T INCCOM00206R1026902187500SHDFND100187500ATHERSYS INCCOM04744L1061610000SHDFND10010000AUTOMATIC DATA PROCESSING INCOM0530151037908722SHDFND1008722AXIS CAPITAL HOLDINGS LTDSHSG0692U109180230711SHDFND10030711BAIDU INCSPON ADR REP A0567521084122402SHDFND1002402BANCO SANTANDER SAADR05964H10510521775SHDFND10021775BANK AMER CORPCOM060505104156491927SHDFND10091927BANK MONTREAL QUECOM0636711013285162SHDFND1005162BANK NEW YORK MELLON CORPCOM0640581003357612SHDFND1007612BAXTER INTL INCCOM0718131092034272SHDFND1004272BCE INCCOM NEW05534B7603808506SHDFND1008506BECTON DICKINSON & COCOM0758871093241819SHDFND1001819BERKSHIRE HATHAWAY INC DELCL B NEW0846707021163679207SHDFND10079207BIOCRYST PHARMACEUTICALSCOM09058V10318340850SHDFND10040850BIOGEN INCCOM09062X103242820SHDFND100820BLACKROCK CAPITAL INVESTMENTCOM09253310821631600SHDFND10031600BLACKROCK CORE BD TRSHS BEN INT09249E10127220386SHDFND10020386BLACKROCK ENH CAP & INC FD ICOM09256A10925820006SHDFND10020006BLACKROCK GLOBAL OPP EQTY TRCOM09250110531427147SHDFND10027147BLACKROCK HEALTH SCIENCES TRCOM09250W10734610882SHDFND10010882BLACKROCK INCCOM09247X101236659SHDFND100659BLACKROCK INVT QUALITY MUN TCOM09247D10561339000SHDFND10039000BLACKROCK LTD DURATION INC TCOM SHS09249W10115410277SHDFND10010277BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P10567029000SHDFND10029000BLACKROCK MUNI 2018 TERM TRCOM09248C10632721702SHDFND10021702BLACKROCK MUNIHOLDNGS QLTY ICOM09254A1013917286532SHDFND100286532BLACKROCK MUNIVEST FD II INCCOM09253T1014139254269SHDFND100254269BLACKROCK MUNIYIELD ARIZ FDCOM09254K10925616600SHDFND10016600BLACKROCK MUNIYIELD FD INCCOM09253W1043768255454SHDFND100255454BLACKROCK MUNIYIELD QLTY FDCOM09254E10316411467SHDFND10011467BLACKROCK TAX MUNICPAL BD TRSHS09248X10030113313SHDFND10013313BLACKSTONE GROUP L PCOM UNIT LTD09253U1082761115696SHDFND100115696BOEING COCOM097023105363725425SHDFND10025425BP PLCSPONSORED ADR055622104319093772SHDFND10093772BRISTOL MYERS SQUIBB COCOM110122108123223405SHDFND10023405BRITISH AMERN TOB PLCSPONSORED ADR1104481072962609SHDFND1002609BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012003122SHDFND1003122CALAMOS CONV & HIGH INCOME FCOM SHS12811P10823923482SHDFND10023482CALAMOS CONV OPP AND INC FDSH BEN INT12811710839040070SHDFND10040070CALAVO GROWERS INCCOM1282461054156764SHDFND1006764CAMPBELL SOUP COCOM13442910981515126SHDFND10015126CAPSTEAD MTG CORPCOM NO PAR14067E50625026175SHDFND10026175CARA THERAPEUTICS INCCOM14075510951561400SHDFND10061400CATCHMARK TIMBER TR INCCL A14912Y20221519954SHDFND10019954CATERPILLAR INC DELCOM1491231015316342SHDFND1006342CELGENE CORPCOM151020104122011351SHDFND10011351CELLDEX THERAPEUTICS INC NEWCOM15117B10318255246SHDFND10055246CENTRAL FD CDA LTDCL A15350110194569486SHDFND10069486CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q1012198174SHDFND1008174CHESAPEAKE ENERGY CORPCOM1651671078214982SHDFND10014982CHEVRON CORP NEWCOM16676410019584183288SHDFND100183288CHIMERA INVT CORPCOM NEW16934Q208104563416SHDFND10063416CHUBB LIMITEDCOMH1467J1043753010SHDFND1003010CHURCH & DWIGHT INCCOM17134010247210614SHDFND10010614CINCINNATI FINL CORPCOM1720621012934241SHDFND1004241CINTAS CORPCOM1729081054183990SHDFND1003990CISCO SYS INCCOM17275R102149248209SHDFND10048209CITIGROUP INCCOM NEW1729674242965942SHDFND1005942CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M506146876475SHDFND10076475CLAYMORE EXCHANGE TRD FD TRGUGGENHEIM ETF18385P7053065895SHDFND1005895CLAYMORE EXCHANGE TRD FD TRGUGGENHEIM SOLAR18383Q73931016627SHDFND10016627CLOROX CO DELCOM1890541099678459SHDFND1008459COCA COLA COCOM191216100206448618SHDFND10048618COLGATE PALMOLIVE COCOM1941621037039965SHDFND1009965COLUMBIA PPTY TR INCCOM NEW19828720359128062SHDFND10028062COMCAST CORP NEWCL A20030N10168911200SHDFND10011200COMERICA INCCOM2003401072975705SHDFND1005705CONAGRA FOODS INCCOM2058871022495176SHDFND1005176CONOCOPHILLIPSCOM20825C104177040309SHDFND10040309CONSOLIDATED EDISON INCCOM209115104217129129SHDFND10029129CORNING INCCOM21935010551222286SHDFND10022286COSTCO WHSL CORP NEWCOM22160K105184812872SHDFND10012872CSX CORPCOM12640810338211925SHDFND10011925CUMMINS INCCOM2310211065394132SHDFND1004132CURTISS WRIGHT CORPCOM2315611012853238SHDFND1003238CVB FINL CORPCOM12660010526115164SHDFND10015164CVS HEALTH CORPCOM126650100160919291SHDFND10019291DANAHER CORP DELCOM2358511023043887SHDFND1003887DEERE & COCOM2441991054154665SHDFND1004665DELAWARE INV MN MUN INC FD ICOM24610V10389763380SHDFND10063380DELTA AIR LINES INC DELCOM NEW2473617023517944SHDFND1007944DEUTSCHE MUN INCOMECOM25160C10688665307SHDFND10065307DIAGEO P L CSPON ADR NEW25243Q2057076762SHDFND1006762DIAMONDBACK ENERGY INCCOM25278X1092632800SHDFND1002800DIGITAL RLTY TR INCCOM2538681032452628SHDFND1002628DISCOVER FINL SVCSCOM2547091082734734SHDFND1004734DISNEY WALT COCOM DISNEY254687106381440391SHDFND10040391DNP SELECT INCOME FDCOM23325P10416816762SHDFND10016762DOMINION RES INC VA NEWCOM25746U10979410627SHDFND10010627DONALDSON INCCOM25765110945012125SHDFND10012125DOUBLELINE INCOME SOLUTIONSCOM258622109163488386SHDFND10088386DOUBLELINE OPPORTUNISTIC CRCOM258623107111446383SHDFND10046383DOW CHEM COCOM2605431033967376SHDFND1007376DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10115047676SHDFND10047676DTE ENERGY COCOM2333311072732869SHDFND1002869DU PONT E I DE NEMOURS & COCOM26353410983512016SHDFND10012016DUKE ENERGY CORP NEWCOM NEW26441C204316039929SHDFND10039929EATON CORP PLCSHSG2918310369711160SHDFND10011160EATON VANCE ENH EQTY INC FDCOM27827710820515592SHDFND10015592EATON VANCE MUN INCOME 2028SHS27829U10571936500SHDFND10036500EATON VANCE RISK MNGD DIV EQCOM27829G1069510700SHDFND10010700EATON VANCE SR FLTNG RTE TRCOM27828Q10539327963SHDFND10027963EATON VANCE TX MGD DIV EQ INCOM27828N10211311153SHDFND10011153EATON VANCE TXMGD GL BUYWR OCOM27829C10517416494SHDFND10016494ECOLAB INCCOM2788651002031799SHDFND1001799EDISON INTLCOM2810201075357470SHDFND1007470EKSO BIONICS HLDGS INCCOM NEW28264420233382300SHDFND10082300EMERSON ELEC COCOM29101110451810281SHDFND10010281ENDEAVOUR SILVER CORPCOM29258Y1031222260606SHDFND100260606ENERGY RECOVERY INCCOM29270J10016616446SHDFND10016446ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10965019414SHDFND10019414ENERPLUS CORPCOM29276610215522965SHDFND10022965ENTERPRISE PRODS PARTNERS LCOM293792107146659335SHDFND10059335EVEREST RE GROUP LTDCOMG3223R10812265918SHDFND1005918EVERSOURCE ENERGYCOM30040W1082704974SHDFND1004974EXCO RESOURCES INCCOM2692794027476000SHDFND10076000EXELON CORPCOM30161N10137711268SHDFND10011268EXPRESS SCRIPTS HLDG COCOM30219G1083555044SHDFND1005044EXTRA SPACE STORAGE INCCOM30225T1022122857SHDFND1002857EXXON MOBIL CORPCOM30231G1029087106338SHDFND100106338FACEBOOK INCCL A30303M102332527223SHDFND10027223FEDEX CORPCOM31428X1067634236SHDFND1004236FIRST MAJESTIC SILVER CORPCOM32076V10329035979SHDFND10035979FIRST TR EXCH TRADED FD IIIRIVRFRNT DYN DEV33739P6082585016SHDFND1005016FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1012908491SHDFND1008491FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11954612000SHDFND10012000FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3023133915SHDFND1003915FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R878108552640SHDFND10052640FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6054343196060SHDFND100196060FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12719313485SHDFND10013485FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X135161867039SHDFND10067039FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408214044389SHDFND10044389FIRST TR EXCHANGE TRADED FDISE CLOUD COMP33734X19241011910SHDFND10011910FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10090250016SHDFND10050016FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10134514268SHDFND10014268FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3093827922SHDFND1007922FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X1842439510SHDFND1009510FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10825112905SHDFND10012905FIRST TR INTER DUR PFD & INCOM33718W10360827548SHDFND10027548FIRST TR MORNINGSTAR DIV LEASHS3369171092824106414SHDFND100106414FIRST TR S&P REIT INDEX FDCOM33734G108128257428SHDFND10057428FIRST TR VALUE LINE DIVID INSHS33734H106120645319SHDFND10045319FIRSTENERGY CORPCOM3379321073349712SHDFND1009712FLAHERTY&CRMN PFD SEC INCOMCOM3384781004625234659SHDFND100234659FORD MTR CO DELCOM PAR $0.013453708601671144337SHDFND100144337FREEPORT-MCMORAN INCCL B35671D85727224069SHDFND10024069FS INVT CORPCOM302635107144411536317SHDFND1001536317GENERAL DYNAMICS CORPCOM3695501083952594SHDFND1002594GENERAL ELECTRIC COCOM3696041035509187961SHDFND100187961GENERAL MLS INCCOM370334104165026686SHDFND10026686GENERAL MTRS COCOM37045V10048115024SHDFND10015024GILEAD SCIENCES INCCOM375558103145319634SHDFND10019634GLAXOSMITHKLINE PLCSPONSORED ADR37733W10541810755SHDFND10010755GLU MOBILE INCCOM3798901063016039SHDFND10016039GOLDEN STAR RES LTD CDACOM38119T1041215000SHDFND10015000GOLDMAN SACHS ETF TREQUITY ETF381430503165338739SHDFND10038739GOLDMAN SACHS GROUP INCCOM38141G1042291262SHDFND1001262GOPRO INCCL A38268T10312411660SHDFND10011660GRAMERCY PPTY TRCOM38500210011412817SHDFND10012817GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F10132917125SHDFND10017125HALLIBURTON COCOM406216101105322203SHDFND10022203HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10520414047SHDFND10014047HANOVER INS GROUP INCCOM4108671054185314SHDFND1005314HARLEY DAVIDSON INCCOM4128221082183855SHDFND1003855HCP INCCOM40414L10953617727SHDFND10017727HEALTHCARE TR AMER INCCL A NEW42225P5014560155262SHDFND100155262HECLA MNG COCOM42270410618928606SHDFND10028606HELMERICH & PAYNE INCCOM4234521012433885SHDFND1003885HENRY JACK & ASSOC INCCOM4262811012493052SHDFND1003052HERCULES CAPITAL INCCOM42709650817413245SHDFND10013245HEWLETT PACKARD ENTERPRISE CCOM42824C10923610227SHDFND10010227HOME DEPOT INCCOM437076102179314485SHDFND10014485HONEYWELL INTL INCCOM438516106123911137SHDFND10011137HORMEL FOODS CORPCOM44045210057415473SHDFND10015473HOSPITALITY PPTYS TRCOM SH BEN INT44106M10244816382SHDFND10016382HUNTINGTON BANCSHARES INCCOM44615010411611055SHDFND10011055ILLINOIS TOOL WKS INCCOM4523081093863295SHDFND1003295INCYTE CORPCOM45337C1027117712SHDFND1007712INTEL CORPCOM458140100316291146SHDFND10091146INTERCEPT PHARMACEUTICALS INCOM45845P108528652510SHDFND10052510INTERNATIONAL BUSINESS MACHSCOM459200101649341698SHDFND10041698INVESCO CALIF VALUE MUN INCCOM46132H10674156417SHDFND10056417INVESCO DYNAMIC CR OPP FDCOM46132R1041856162671SHDFND100162671INVESCO PA VALUE MUN INCOMECOM46132K10936128000SHDFND10028000INVESCO TR INVT GRADE MUNSCOM46131M10684663500SHDFND10063500INVESTORS REAL ESTATE TRSH BEN INT4617301039716084SHDFND10016084ISHARESCONSER ALLOC ETF4642898832507623SHDFND1007623ISHARESEM MKTS DIV ETF464286319125134393SHDFND10034393ISHARESGLB HGH YLD ETF4642861782214513SHDFND1004513ISHARESMIN VOL EMRG MKT46428653355610498SHDFND10010498ISHARESMODERT ALLOC ETF46428987545312801SHDFND10012801ISHARESMSCI BRZ CAP ETF4642864002586910SHDFND1006910ISHARESRUS TP200 VL ETF464289420119527281SHDFND10027281ISHARES GOLD TRUSTISHARES46428510549440059SHDFND10040059ISHARES INCCORE MSCI EMKT46434G103103122822SHDFND10022822ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10751736351SHDFND10036351ISHARES SILVER TRUSTISHARES46428Q109167997086SHDFND10097086ISHARES TR10-20 YR TRS ETF4642886534523200SHDFND1003200ISHARES TR1-3 YR CR BD ETF464288646148014019SHDFND10014019ISHARES TR1-3 YR TR BD ETF4642874574224972SHDFND1004972ISHARES TR20 YR TR BD ETF464287432380529131SHDFND10029131ISHARES TR7-10 Y TR BD ETF464287440148113461SHDFND10013461ISHARES TRCOHEN&STEER REIT4642875646036211SHDFND1006211ISHARES TRCORE HIGH DV ETF46429B663182022987SHDFND10022987ISHARES TRCORE MSCI EAFE46432F842221841428SHDFND10041428ISHARES TRCORE MSCI PAC46434V696214142648SHDFND10042648ISHARES TRCORE MSCITOTAL46432F834188136928SHDFND10036928ISHARES TRCORE RUSSELL GRW46428767177018549SHDFND10018549ISHARES TRCORE RUSSELL VAL46428766383418364SHDFND10018364ISHARES TRCORE S&P MCP ETF464287507581638632SHDFND10038632ISHARES TRCORE S&P SCP ETF464287804474739908SHDFND10039908ISHARES TRCORE S&P500 ETF4642872001069149883SHDFND10049883ISHARES TRCORE US AGGBD ET46428722631042279378SHDFND100279378ISHARES TREAFE GRWTH ETF46428888592614276SHDFND10014276ISHARES TREAFE SML CP ETF46428827361612120SHDFND10012120ISHARES TRFLTG RATE BD ETF46429B6554689236SHDFND1009236ISHARES TRGLB CNS DISC ETF4642887452142435SHDFND1002435ISHARES TRGLOB HLTHCRE ETF4642873252082202SHDFND1002202ISHARES TRGLOBAL TECH ETF464287291152713961SHDFND10013961ISHARES TRGOV/CRED BD ETF46428859610609166SHDFND1009166ISHARES TRHDG MSCI JAPAN46434V8862108265SHDFND1008265ISHARES TRIBOXX HI YD ETF464288513541062777SHDFND10062777ISHARES TRIBOXX INV CP ETF464287242361129911SHDFND10029911ISHARES TRINTERM CR BD ETF46428863810629606SHDFND1009606ISHARES TRINTL SEL DIV ETF46428844867423242SHDFND10023242ISHARES TRINTRM GOV/CR ETF4642886128117231SHDFND1007231ISHARES TRJP MOR EM MK ETF464288281130811377SHDFND10011377ISHARES TRMBS ETF4642885888778008SHDFND1008008ISHARES TRMIN VOL EAFE ETF46429B689185128830SHDFND10028830ISHARES TRMIN VOL USA ETF46429B6977046159410SHDFND100159410ISHARES TRMRGSTR MD CP ETF464288208240416076SHDFND10016076ISHARES TRMRGSTR SM CP ETF4642885053742679SHDFND1002679ISHARES TRMRGSTR SM CP GR4642886044963673SHDFND1003673ISHARES TRMRNGSTR LG-CP ET4642871272802201SHDFND1002201ISHARES TRMRNGSTR LG-CP GR4642871192512113SHDFND1002113ISHARES TRMRNGSTR LG-CP VL464288109308335348SHDFND10035348ISHARES TRMSCI EAFE ETF464287465506488292SHDFND10088292ISHARES TRMSCI EMG MKT ETF46428723419362520071SHDFND100520071ISHARES TRN AMER TECH ETF4642875492672180SHDFND1002180ISHARES TRNA TEC-SFTWR ETF4642875153653241SHDFND1003241ISHARES TRNASDQ BIOTEC ETF464287556285410927SHDFND10010927ISHARES TRNATIONAL MUN ETF464288414692262151SHDFND10062151ISHARES TRPHLX SEMICND ETF4642875233653267SHDFND1003267ISHARES TRRUS 1000 ETF464287622129810961SHDFND10010961ISHARES TRRUS 1000 GRW ETF464287614306230026SHDFND10030026ISHARES TRRUS 1000 VAL ETF464287598263025209SHDFND10025209ISHARES TRRUS 2000 GRW ETF46428764811218027SHDFND1008027ISHARES TRRUS 2000 VAL ETF4642876304134062SHDFND1004062ISHARES TRRUS MD CP GR ETF464287481103111007SHDFND10011007ISHARES TRRUS MDCP VAL ETF4642874737219633SHDFND1009633ISHARES TRRUS MID-CAP ETF46428749916719894SHDFND1009894ISHARES TRRUSSELL 2000 ETF46428765545492383674SHDFND100383674ISHARES TRS&P 500 GRWT ETF464287309293724666SHDFND10024666ISHARES TRS&P 500 VAL ETF464287408536857036SHDFND10057036ISHARES TRS&P MC 400GR ETF46428760612617475SHDFND1007475ISHARES TRS&P MC 400VL ETF4642877056745169SHDFND1005169ISHARES TRSELECT DIVID ETF464287168648177738SHDFND10077738ISHARES TRSP SMCP600GR ETF464287887208416006SHDFND10016006ISHARES TRSP SMCP600VL ETF464287879220018247SHDFND10018247ISHARES TRTIPS BD ETF464287176262622669SHDFND10022669ISHARES TRU.S. AER&DEF ETF4642887607235556SHDFND1005556ISHARES TRU.S. CNSM GD ETF4642878122231996SHDFND1001996ISHARES TRU.S. CNSM SV ETF4642875805223623SHDFND1003623ISHARES TRU.S. ENERGY ETF46428779669618306SHDFND10018306ISHARES TRU.S. FIN SVC ETF4642877703033321SHDFND1003321ISHARES TRU.S. FINLS ETF46428778897210736SHDFND10010736ISHARES TRU.S. INDS ETF4642877546145446SHDFND1005446ISHARES TRU.S. MED DVC ETF4642888104773484SHDFND1003484ISHARES TRU.S. PFD STK ETF464288687278272746SHDFND10072746ISHARES TRU.S. REAL ES ETF464287739130717387SHDFND10017387ISHARES TRU.S. TECH ETF464287721144612249SHDFND10012249ISHARES TRU.S. UTILITS ETF464287697228418741SHDFND10018741ISHARES TRUS HLTHCARE ETF4642877625704017SHDFND1004017ISHARES TRUS HLTHCR PR ETF4642888283362842SHDFND1002842ISHARES TRUSA MOMENTUM FCT46432F3965857732SHDFND1007732ISHARES TRUSA QUALITY FCTR46432F33972710945SHDFND10010945ISHARES TRUSA VALUE FACTOR46432F3885107873SHDFND1007873JOHNSON & JOHNSONCOM478160104661456691SHDFND10056691JPMORGAN CHASE & COCOM46625H100224032048SHDFND10032048KIMBERLY CLARK CORPCOM494368103300626371SHDFND10026371KINDER MORGAN INC DELCOM49456B10198548828SHDFND10048828KKR & CO L P DELCOM UNITS48248M10238427502SHDFND10027502KRAFT HEINZ COCOM5007541065506395SHDFND1006395LA JOLLA PHARMACEUTICAL COCOM PAR $.0001 250345960430517525SHDFND10017525LAMAR ADVERTISING CO NEWCL A512816109179629391SHDFND10029391LAS VEGAS SANDS CORPCOM5178341073756370SHDFND1006370LIBERTY ALL STAR EQUITY FDSH BEN INT5301581048517518SHDFND10017518LILLY ELI & COCOM53245710876310331SHDFND10010331LIONBRIDGE TECHNOLOGIES INCCOM5362521099018700SHDFND10018700LIONS GATE ENTMNT CORPCOM NEW53591920338217067SHDFND10017067LOCKHEED MARTIN CORPCOM539830109251910529SHDFND10010529LOWES COS INCCOM5486611076649875SHDFND1009875LRAD CORPCOM50213V10915997216SHDFND10097216LTC PPTYS INCCOM50217510288619022SHDFND10019022LYONDELLBASELL INDUSTRIES NSHS - A -N53745100136417226SHDFND10017226MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010679212036SHDFND10012036MAGNA INTL INCCOM5592224012115318SHDFND1005318MALLINCKRODT PUB LTD COSHSG5785G107522191743SHDFND10091743MANNKIND CORPCOM56400P2011023736SHDFND10023736MARATHON OIL CORPCOM56584910629220643SHDFND10020643MARATHON PETE CORPCOM56585A1022004684SHDFND1004684MASTERCARD INCORPORATEDCL A57636Q1047967516SHDFND1007516MCDONALDS CORPCOM580135101240421306SHDFND10021306MCEWEN MNG INCCOM58039P10712836225SHDFND10036225MCKESSON CORPCOM58155Q1032081550SHDFND1001550MDU RES GROUP INCCOM5526901092629939SHDFND1009939MEDICAL PPTYS TRUST INCCOM58463J30457646009SHDFND10046009MEDTRONIC PLCSHSG5960L1036177351SHDFND1007351MERCK & CO INCCOM58933Y105203833937SHDFND10033937MERCURY GENL CORP NEWCOM5894001003205864SHDFND1005864MFS HIGH YIELD MUN TRSH BEN INT59318E10219241865SHDFND10041865MFS MUN INCOME TRSH BEN INT55273810616824000SHDFND10024000MICRON TECHNOLOGY INCCOM59511210326615294SHDFND10015294MICROSOFT CORPCOM594918104446473880SHDFND10073880MONDELEZ INTL INCCL A60920710554912418SHDFND10012418MONOGRAM RESIDENTIAL TR INCCOM60979P10545743671SHDFND10043671MUELLER WTR PRODS INCCOM SER A62475810821819982SHDFND10019982NATIONAL GRID PLCSPON ADR NEW6362743002133345SHDFND1003345NETFLIX INCCOM64110L1068506824SHDFND1006824NEURALSTEM INCCOM64127R302414500SHDFND10014500NEW AMER HIGH INCOME FD INCCOM NEW64187680013315023SHDFND10015023NEW JERSEY RESCOM6460251062938792SHDFND1008792NEW YORK CMNTY BANCORP INCCOM64944510320514677SHDFND10014677NEXTERA ENERGY INCCOM65339F1016915540SHDFND1005540NIKE INCCL B6541061033436740SHDFND1006740NOBLE CORP PLCSHS USDG654311016513708SHDFND10013708NORFOLK SOUTHERN CORPCOM6558441084064271SHDFND1004271NORTHROP GRUMMAN CORPCOM6668071028533707SHDFND1003707NORTHSTAR REALTY EUROPE CORPCOM66706L10110610554SHDFND10010554NORTHSTAR RLTY FIN CORPCOM66704R80358839271SHDFND10039271NOVAGOLD RES INCCOM NEW66987E206738147953SHDFND100147953NOVARTIS A GSPONSORED ADR66987V109102014383SHDFND10014383NOVAVAX INCCOM6700021041812335SHDFND10012335NUCOR CORPCOM6703461052595046SHDFND1005046NUVEEN AMT FREE QLTY MUN INCCOM6706571051817132414SHDFND100132414NUVEEN BUILD AMER BD FDCOM67074C1037672358828SHDFND100358828NUVEEN ENHANCED AMT FREE MUNCOM67071L106104969861SHDFND10069861NUVEEN ENHANCED MUN CREDIT OCOM SH BEN INT67070X10192062174SHDFND10062174NUVEEN MINN MUN INCOME FDSHS67073410226215816SHDFND10015816NUVEEN MUN HIGH INCOME OPP FCOM67068210352038648SHDFND10038648NUVEEN MUN VALUE FD INCCOM67092810013113126SHDFND10013126NUVEEN NASDAQ 100 DYNAMIC OVCOM SHS67069910719610834SHDFND10010834NUVEEN NY AMT FREE MUN INCOMCOM67065610773154000SHDFND10054000NUVEEN PFD & INCOME TERM FDCOM67075A1063034126685SHDFND100126685NUVEEN PFD INCOME OPPRTNY FDCOM67073B10612913617SHDFND10013617NUVEEN PREFERRED SECURITIESCOM67072C10556160581SHDFND10060581NUVEEN QUALITY MUNCP INCOMECOM67066V1012366165317SHDFND100165317NYMOX PHARMACEUTICAL CORPCOMP733981023211000SHDFND10011000O REILLY AUTOMOTIVE INC NEWCOM67103H1074541749SHDFND1001749OASIS PETE INC NEWCOM67421510848244625SHDFND10044625OCCIDENTAL PETE CORP DELCOM6745991053905794SHDFND1005794OLD REP INTL CORPCOM68022310435220804SHDFND10020804OMEGA HEALTHCARE INVS INCCOM681936100135544490SHDFND10044490ONEOK PARTNERS LPUNIT LTD PARTN68268N1032295800SHDFND1005800OPKO HEALTH INCCOM68375N10315616040SHDFND10016040OPPENHEIMER REV WEIGHTED ETFLARGE CAP REV ET68386C10490922201SHDFND10022201OPPENHEIMER REV WEIGHTED ETFULTRA DIVID REV68386C40187427965SHDFND10027965ORACLE CORPCOM68389X105121531078SHDFND10031078OTTER TAIL CORPCOM6896481033058613SHDFND1008613OXFORD LANE CAP CORPCOM69154310211411100SHDFND10011100PALO ALTO NETWORKS INCCOM6974351052881890SHDFND1001890PAYPAL HLDGS INCCOM70450Y10349912093SHDFND10012093PCM FUND INCCOM69323T1011944195042SHDFND100195042PEMBINA PIPELINE CORPCOM70632710348316287SHDFND10016287PENTAIR PLCSHSG7S00T1042113800SHDFND1003800PEOPLES UNITED FINANCIAL INCCOM71270410516910115SHDFND10010115PEPSICO INCCOM713448108865480909SHDFND10080909PFIZER INCCOM717081103260485729SHDFND10085729PG&E CORPCOM69331C1082714435SHDFND1004435PHILIP MORRIS INTL INCCOM718172109175017982SHDFND10017982PHILLIPS 66COM7185461044565702SHDFND1005702PIEDMONT OFFICE REALTY TR INCOM CL A72019020628814906SHDFND10014906PIMCO CORPORATE & INCOME OPPCOM72201B1013016208851SHDFND100208851PIMCO CORPORATE INCOME STRATCOM72200U1002826189405SHDFND100189405PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D106174386392SHDFND10086392PIMCO ETF TRENHAN SHRT MA AC72201R8336646550SHDFND1006550PIMCO ETF TRTTL RTN ACTV ETF72201R775118211067SHDFND10011067PIMCO HIGH INCOME FDCOM SHS72201410775785278SHDFND10085278PIMCO INCOME OPPORTUNITY FDCOM72202B1002543115547SHDFND100115547PIMCO INCOME STRATEGY FUNDCOM72201H1082001192212SHDFND100192212PIMCO INCOME STRATEGY FUND ICOM72201J1042187236459SHDFND100236459PIMCO STRATEGIC INCOME FD INCOM72200X10438141738SHDFND10041738PIONEER FLOATING RATE TRCOM72369J10244438550SHDFND10038550PIONEER HIGH INCOME TRCOM72369H1061934197132SHDFND100197132PIONEER MUN HIGH INCOME TRCOM SHS72376310819915600SHDFND10015600PIONEER NAT RES COCOM7237871072081199SHDFND1001199PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052337964SHDFND1007964PNC FINL SVCS GROUP INCCOM6934751053213331SHDFND1003331POLARIS INDS INCCOM7310681022513139SHDFND1003139POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10524316488SHDFND10016488POWERSHARES ETF TR IIDWA TCTL SCTR73937B498188677850SHDFND10077850POWERSHARES ETF TR IIPFD PORTFOLIO73936T56567345426SHDFND10045426POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6547771207346SHDFND100207346POWERSHARES ETF TR IIS&P500 LOW VOL73937B779239959466SHDFND10059466POWERSHARES ETF TR IIS&P600 LOVL PT73937B639132235105SHDFND10035105POWERSHARES ETF TR IISOVEREIGN DEBT73936T573248883391SHDFND10083391POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153264764477SHDFND10064477POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7994678347SHDFND1008347POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70844214115SHDFND10014115POWERSHARES ETF TRUSTFTSE US1500 SM73935X5676366253SHDFND1006253POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19516916055SHDFND10016055POWERSHARES ETF TRUSTINTL DIV ACHV73935X71677955512SHDFND10055512POWERSHARES QQQ TRUSTUNIT SER 173935A10425386218184SHDFND100218184POWERSHS DB MULTI SECT COMMDB BASE METALS73936B70542929514SHDFND10029514POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10135830101SHDFND10030101PPG INDS INCCOM6935061074594868SHDFND1004868PPL CORPCOM69351T106107431078SHDFND10031078PRICELINE GRP INCCOM NEW741503403326220SHDFND100220PRINCIPAL FINL GROUP INCCOM74251V1023646710SHDFND1006710PROCTER AND GAMBLE COCOM74271810913426155110SHDFND100155110PROSHARES TRRUSS 2000 DIVD74347B6982365047SHDFND1005047PROSHARES TRS&P 500 DV ARIST74348A467163731291SHDFND10031291PROSHARES TR IIULTRA SILVER NEW74347W3533568287SHDFND1008287PROSPECT CAPITAL CORPORATIONCOM74348T10261181205SHDFND10081205PS BUSINESS PKS INC CALIFCOM69360J107174216250SHDFND10016250PSYCHEMEDICS CORPCOM NEW74437520559725728SHDFND10025728PUBLIC STORAGECOM74460D1095932800SHDFND1002800PUBLIC SVC ENTERPRISE GROUPCOM7445731062636275SHDFND1006275PUTNAM MANAGED MUN INCOM TRCOM74682310348864853SHDFND10064853QUALCOMM INCCOM7475251034336326SHDFND1006326RADNET INCCOM75049110210215296SHDFND10015296RAYTHEON COCOM NEW7551115076905075SHDFND1005075REALTY INCOME CORPCOM75610910465911278SHDFND10011278REGENCY CTRS CORPCOM7588491033635189SHDFND1005189RETAIL PPTYS AMER INCCL A76131V20235123414SHDFND10023414REYNOLDS AMERICAN INCCOM761713106210838292SHDFND10038292RITE AID CORPCOM76775410439260268SHDFND10060268RLI CORPCOM7496071072735002SHDFND1005002ROSS STORES INCCOM7782961033114962SHDFND1004962ROYAL DUTCH SHELL PLCSPON ADR B78025910761011255SHDFND10011255ROYAL DUTCH SHELL PLCSPONS ADR A7802592062795437SHDFND1005437RYDEX ETF TRUSTGUG S&P MC400 PG78355W6013512936SHDFND1002936RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106234628688SHDFND10028688RYDEX ETF TRUSTGUG S&P500 EWCON78355W874206517140SHDFND10017140RYDEX ETF TRUSTGUG S&P500 PU GR78355W403297136082SHDFND10036082RYDEX ETF TRUSTGUG S&P500 PU VA78355W3042875480SHDFND1005480S&P GLOBAL INCCOM78409V1042391908SHDFND1001908SANOFISPONSORED ADR80105N10555714061SHDFND10014061SAREPTA THERAPEUTICS INCCOM80360710061315773SHDFND10015773SCANA CORP NEWCOM80589M1022032816SHDFND1002816SCHLUMBERGER LTDCOM8068571086918661SHDFND1008661SCHWAB STRATEGIC TRUS LRG CAP ETF808524201197138816SHDFND10038816SCHWAB STRATEGIC TRUS REIT ETF8085248477683194495SHDFND100194495SCHWAB STRATEGIC TRUS SML CAP ETF808524607363666046SHDFND10066046SEATTLE GENETICS INCCOM8125781026949116335SHDFND100116335SELECT INCOME REITCOM SH BEN INT81618T10037915583SHDFND10015583SELECT SECTOR SPDR TRRL EST SEL SEC81369Y8602899470SHDFND1009470SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4076267969SHDFND1007969SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308162130882SHDFND10030882SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209226833260SHDFND10033260SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506378354651SHDFND10054651SELECT SECTOR SPDR TRSBI INT-FINL81369Y605159479797SHDFND10079797SELECT SECTOR SPDR TRSBI INT-INDS81369Y704150826061SHDFND10026061SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886258753015SHDFND10053015SELECT SECTOR SPDR TRTECHNOLOGY81369Y803357075673SHDFND10075673SELECTIVE INS GROUP INCCOM816300107167346395SHDFND10046395SEMPRA ENERGYCOM8168511093413279SHDFND1003279SENIOR HSG PPTYS TRSH BEN INT81721M10967435250SHDFND10035250SHERWIN WILLIAMS COCOM824348106374015081SHDFND10015081SILICONWARE PRECISION INDS LSPONSD ADR SPL8270848641395187483SHDFND100187483SILVER WHEATON CORPCOM82833610761626392SHDFND10026392SIRIUS XM HLDGS INCCOM82968B10331073432SHDFND10073432SMITH & WESSON HLDG CORPCOM83175610131511303SHDFND10011303SMUCKER J M COCOM NEW8326964053672794SHDFND1002794SONOCO PRODS COCOM83549510263312531SHDFND10012531SOUTHERN COCOM842587107197338973SHDFND10038973SOUTHWEST AIRLS COCOM84474110867616260SHDFND10016260SPDR DOW JONES INDL AVRG ETFUT SER 178467X109499927411SHDFND10027411SPDR GOLD TRUSTGOLD SHS78463V1071068687485SHDFND10087485SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749107623264SHDFND10023264SPDR INDEX SHS FDSDJ INTL RL ETF78463X863203952251SHDFND10052251SPDR INDEX SHS FDSEURO STOXX 5078463X20290628017SHDFND10028017SPDR INDEX SHS FDSS&P WRLD EX US78463X88962224199SHDFND10024199SPDR S&P 500 ETF TRTR UNIT78462F1031914489814SHDFND10089814SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071930070245SHDFND10070245SPDR SERIES TRUSTBRC CNV SECS ETF78464A359272160572SHDFND10060572SPDR SERIES TRUSTBRC HGH YLD BD78464A41748413339SHDFND10013339SPDR SERIES TRUSTBRCLYS AGG ETF78464A6492223796SHDFND1003796SPDR SERIES TRUSTBRCLYS INTL ETF78464A516194169780SHDFND10069780SPDR SERIES TRUSTDJ REIT ETF78464A607121713500SHDFND10013500SPDR SERIES TRUSTNUV HGHYLD MUN78464A28467511553SHDFND10011553SPDR SERIES TRUSTS&P DIVID ETF78464A76312405151711SHDFND100151711SPECTRA ENERGY CORPCOM84756010946111102SHDFND10011102SPIRIT AIRLS INCCOM8485771022184583SHDFND1004583SPIRIT RLTY CAP INC NEWCOM84860W10216013902SHDFND10013902SPROTT PHYSICAL GOLD TRUSTUNIT85207H10441639161SHDFND10039161SPROTT PHYSICAL PLAT PALLADUNIT85207Q1048812593SHDFND10012593SPROTT PHYSICAL SILVER TRTR UNIT85207K10732245753SHDFND10045753SSGA ACTIVE ETF TRMFS SYS GWT EQ78467V88969711491SHDFND10011491SSGA ACTIVE ETF TRMFS SYS VAL EQ78467V87180914983SHDFND10014983SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848237647718SHDFND10047718STARBUCKS CORPCOM855244109330760694SHDFND10060694STARWOOD PPTY TR INCCOM85571B10543219475SHDFND10019475STATE STR CORPCOM8574771032563534SHDFND1003534STRYKER CORPCOM8636671012371982SHDFND1001982SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210432411048SHDFND10011048SUFFOLK BANCORPCOM86473910769218651SHDFND10018651SYSCO CORPCOM871829107119822704SHDFND10022704TAHOE RES INCCOM87386810319117524SHDFND10017524TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100131041782SHDFND10041782TANGER FACTORY OUTLET CTRS ICOM875465106139841079SHDFND10041079TARGET CORPCOM87612E10677611498SHDFND10011498TCW STRATEGIC INCOME FUND INCOM8723401047814692SHDFND10014692TEMPLETON EMERG MKTS INCOMECOM88019210915013998SHDFND10013998TEMPLETON GLOBAL INCOME FDCOM88019810618329447SHDFND10029447TERRA NITROGEN CO L PCOM UNIT8810052012682535SHDFND1002535TESLA MTRS INCCOM88160R1017643953SHDFND1003953TEVA PHARMACEUTICAL INDS LTDADR8816242092746717SHDFND1006717THL CR INCCOM87243810613014450SHDFND10014450TIER REIT INCCOM NEW88650V20832922455SHDFND10022455TJX COS INC NEWCOM8725401094185704SHDFND1005704TRANSENTERIX INCCOM NEW89366M201260179450SHDFND100179450TRAVELERS COMPANIES INCCOM89417E109211920115SHDFND10020115TREVENA INCCOM89532E1098019952SHDFND10019952TRIANGLE PETE CORPCOM NEW89600B20169304875SHDFND100304875TRIPADVISOR INCCOM8969452012023181SHDFND1003181TWITTER INCCOM90184L102834524SHDFND1004524TWITTER INCCOM90184L10215800SHCallDFND1005800U S GEOTHERMAL INCCOM90338S1021420900SHDFND10020900UNILEVER PLCSPON ADR NEW9047677042896919SHDFND1006919UNION PAC CORPCOM9078181085225751SHDFND1005751UNITED CONTL HLDGS INCCOM9100471092404103SHDFND1004103UNITED DEV FDG IVCOM9101871034015955SHDFND10015955UNITED PARCEL SERVICE INCCL B9113121068197461SHDFND1007461UNITED STATES OIL FUND LPUNITS91232N10887185695SHDFND10085695UNITED TECHNOLOGIES CORPCOM913017109139313520SHDFND10013520UNITEDHEALTH GROUP INCCOM91324P1023542492SHDFND1002492UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E1055269347SHDFND1009347UNIVERSAL HLTH SVCS INCCL B9139031002151725SHDFND1001725US BANCORP DELCOM NEW90297330487119395SHDFND10019395VALERO ENERGY CORP NEWCOM91913Y1004878325SHDFND1008325VALLEY NATL BANCORPCOM91979410713613654SHDFND10013654VANECK VECTORS ETF TRGOLD MINERS ETF92189F1062824117262SHDFND100117262VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F361108934624SHDFND10034624VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6433549105891SHDFND100105891VANGUARD ADMIRAL FDS INC500 GRTH IDX F921932505764671588SHDFND10071588VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328854304230SHDFND1004230VANGUARD BD INDEX FD INCINTERMED TERM92193781926063301267SHDFND100301267VANGUARD BD INDEX FD INCLONG TERM BOND921937793495152205SHDFND10052205VANGUARD BD INDEX FD INCSHORT TRM BOND92193782718017223705SHDFND100223705VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835667780380SHDFND10080380VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40723409424000SHDFND100424000VANGUARD INDEX FDSEXTEND MKT ETF922908652185621195SHDFND10021195VANGUARD INDEX FDSGROWTH ETF92290873617665161475SHDFND100161475VANGUARD INDEX FDSMCAP GR IDXVIP9229085389589351SHDFND1009351VANGUARD INDEX FDSMCAP VL IDXVIP9229085128389167SHDFND1009167VANGUARD INDEX FDSMID CAP ETF922908629201216020SHDFND10016020VANGUARD INDEX FDSREIT ETF922908553750193526SHDFND10093526VANGUARD INDEX FDSS&P 500 ETF SHS9229083639144673SHDFND1004673VANGUARD INDEX FDSSM CP VAL ETF922908611177316498SHDFND10016498VANGUARD INDEX FDSSMALL CP ETF9229087511009186176SHDFND10086176VANGUARD INDEX FDSSML CP GRW ETF9229085959817881SHDFND1007881VANGUARD INDEX FDSTOTAL STK MKT92290876930808282252SHDFND100282252VANGUARD INDEX FDSVALUE ETF92290874424798286715SHDFND100286715VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775172438758SHDFND10038758VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585981158239SHDFND100158239VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874216446285SHDFND10046285VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426763546656SHDFND1006656VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742153225713SHDFND10025713VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703744233SHDFND1004233VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C771495992340SHDFND10092340VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409287835843SHDFND10035843VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844386846727SHDFND10046727VANGUARD STAR FDVG TL INTL STK F921909768162835298SHDFND10035298VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385834834959361SHDFND100959361VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406566579348SHDFND10079348VANGUARD WHITEHALL FDS INCINTL HIGH ETF92194679412876231746SHDFND100231746VANGUARD WORLD FDMEGA CAP VAL ETF9219108406079741SHDFND1009741VANGUARD WORLD FDSCONSUM DIS ETF92204A108601648958SHDFND10048958VANGUARD WORLD FDSCONSUM STP ETF92204A207464234389SHDFND10034389VANGUARD WORLD FDSENERGY ETF92204A3065675971SHDFND1005971VANGUARD WORLD FDSHEALTH CAR ETF92204A504481338607SHDFND10038607VANGUARD WORLD FDSINF TECH ETF92204A702230519326SHDFND10019326VANGUARD WORLD FDSMATERIALS ETF92204A8015164902SHDFND1004902VANGUARD WORLD FDSUTILITIES ETF92204A8763383172SHDFND1003172VECTOR GROUP LTDCOM92240M108100747976SHDFND10047976VENTAS INCCOM92276F100107216668SHDFND10016668VEREIT INCCOM92339V1001884206079SHDFND100206079VERIZON COMMUNICATIONS INCCOM92343V104437092079SHDFND10092079VERTEX PHARMACEUTICALS INCCOM92532F1003844613SHDFND1004613VICTORY PORTFOLIOS IICEMP US 500 ENHA92647N78255014473SHDFND10014473VICTORY PORTFOLIOS IICEMP US 500 VOLA92647N76612963341225SHDFND100341225VICTORY PORTFOLIOS IICEMP US DISCOVER92647N7742537269SHDFND1007269VICTORY PORTFOLIOS IICEMP US EQ INCOM92647N82450212868SHDFND10012868VICTORY PORTFOLIOS IICEMP US LARGE CA92647N86512990342558SHDFND100342558VICTORY PORTFOLIOS IICEMP US SM CAP H92647N8739049250514SHDFND100250514VICTORY PORTFOLIOS IICEMP US SM CAP V92647N8328661243127SHDFND100243127VISA INCCOM CL A92826C839122514847SHDFND10014847VODAFONE GROUP PLC NEWSPNSR ADR92857W30832712038SHDFND10012038VOYA GLBL ADV & PREM OPP FDCOM92912R10415215917SHDFND10015917VOYA PRIME RATE TRSH BEN INT92913A10025247724SHDFND10047724W P CAREY INCCOM92936U10965611161SHDFND10011161WALGREENS BOOTS ALLIANCE INCCOM931427108173521302SHDFND10021302WAL-MART STORES INCCOM931142103121517418SHDFND10017418WASTE MGMT INC DELCOM94106L109142021953SHDFND10021953WEC ENERGY GROUP INCCOM92939U1063576086SHDFND1006086WELLS FARGO & CO NEWCOM949746101133629427SHDFND10029427WELLS FARGO GLOBAL DIVIDENDWF GLOBAL OPPTY94987C1039217038SHDFND10017038WELLTOWER INCCOM95040Q1044657018SHDFND1007018WESTERN ASSET HIGH INCM FD ICOM95766J10211616736SHDFND10016736WEYERHAEUSER COCOM9621661042077070SHDFND1007070WILLIAMS COS INC DELCOM9694571002257692SHDFND1007692WISDOMTREE CONTINUOUS COMMODSHS BEN INT97718W10860330930SHDFND10030930WISDOMTREE TRDIV EX-FINL FD97717W4062062678SHDFND1002678WISDOMTREE TREMER MKT HIGH FD97717W31538210081SHDFND10010081WISDOMTREE TREUROPE HEDGED EQ97717X7013827146SHDFND1007146WISDOMTREE TRHIGH DIV FD97717W2084737380SHDFND1007380WISDOMTREE TRLARGECAP DIVID97717W307238431576SHDFND10031576WISDOMTREE TRMIDCAP DIVI FD97717W5055616357SHDFND1006357WISDOMTREE TRSMALLCAP DIVID97717W6042142968SHDFND1002968WISDOMTREE TRSTRATEGIC CP BD97717X6932222965SHDFND1002965XCEL ENERGY INCCOM98389B10063415417SHDFND10015417XENIA HOTELS & RESORTS INCCOM98401710327917429SHDFND10017429ZIOPHARM ONCOLOGY INCCOM98973P10117129524SHDFND10029524