0001085146-14-000863.txt : 20140414 0001085146-14-000863.hdr.sgml : 20140414 20140414171325 ACCESSION NUMBER: 0001085146-14-000863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140414 DATE AS OF CHANGE: 20140414 EFFECTIVENESS DATE: 20140414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Planning Corp CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 14763173 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492262 XXXXXXXX 03-31-2014 03-31-2014 National Planning Corp

401 WILSHIRE BLVD SUITE 1100 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-13971 N Sean Haley (310)-899-7813 /s/ Sean Haley Santa Monica CA 04-14-2014 1 715 1160347 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D2053135380SHDFND10053803M COCOM88579Y101487235821SHDFND10035821ABBOTT LABSCOM002824100230959855SHDFND10059855ABBVIE INCCOM00287Y109170531957SHDFND10031957ACADIA RLTY TRCOM SH BEN INT00423910937213910SHDFND10013910ADVISORSHARES TRPERITUS HG YLD00768Y503200037988SHDFND10037988AFLAC INCCOM0010551023896128SHDFND1006128AIR PRODS & CHEMS INCCOM0091581065154230SHDFND1004230ALCOA INCCOM01381710133425984SHDFND10025984ALEXION PHARMACEUTICALS INCCOM0153511093972572SHDFND1002572ALKERMES PLCSHSG0176710571415262SHDFND10015262ALLIANCEBERNSTEIN GBL HGH INCOM01879R10681755931SHDFND10055931ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10626010176SHDFND10010176ALLIANCEBERNSTEIN INCOME FUNCOM01881E10117724581SHDFND10024581ALLIANT ENERGY CORPCOM0188021083285781SHDFND1005781ALLIANZGI CONV & INCOME FDCOM0188281031276124503SHDFND100124503ALLIANZGI CONV & INCOME FD ICOM01882510996297654SHDFND10097654ALPS ETF TRALERIAN MLP00162Q866141279260SHDFND10079260ALTRIA GROUP INCCOM02209S1034034107339SHDFND100107339AMAZON COM INCCOM02313510610182976SHDFND1002976AMBEV SASPONSORED ADR02319V10343957932SHDFND10057932AMEREN CORPCOM0236081023759248SHDFND1009248AMERICAN CAPITAL AGENCY CORPCOM02503X10578236387SHDFND10036387AMERICAN ELEC PWR INCCOM0255371014859617SHDFND1009617AMERICAN EXPRESS COCOM025816109114212630SHDFND10012630AMERICAN INTL GROUP INCCOM NEW02687478458011465SHDFND10011465AMERICAN RLTY CAP PPTYS INCCOM02917T104243731724932SHDFND1001724932AMERICAN STRATEGIC INCM PTFLCOM03009810740741411SHDFND10041411AMERICAN WTR WKS CO INC NEWCOM0304201034489832SHDFND1009832AMERIGAS PARTNERS L PUNIT L P INT0309751063788840SHDFND1008840AMETEK INC NEWCOM0311001002144059SHDFND1004059AMGEN INCCOM0311621007976324SHDFND1006324AMREIT INC NEWCL B03216B20818210875SHDFND10010875ANADARKO PETE CORPCOM0325111072312674SHDFND1002674ANNALY CAP MGMT INCCOM0357104092053188005SHDFND100188005ANTARES PHARMA INCCOM036642106514140850SHDFND100140850APACHE CORPCOM0374111054365171SHDFND1005171APOLLO INVT CORPCOM03761U10637744937SHDFND10044937APPLE INCCOM0378331001669930779SHDFND10030779ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L10443727250SHDFND10027250ARCHER DANIELS MIDLAND COCOM0394831023838830SHDFND1008830ARENA PHARMACEUTICALS INCCOM04004710249874650SHDFND10074650ASANKO GOLD INCCOM04341Y1053616250SHDFND10016250ASSOCIATED BANC CORPCOM04548710536019744SHDFND10019744ASTRAZENECA PLCSPONSORED ADR046353108118318004SHDFND10018004AT&T INCCOM00206R1029304263055SHDFND100263055AUTOMATIC DATA PROCESSING INCOM0530151036658556SHDFND1008556BAIDU INCSPON ADR REP A0567521086824249SHDFND1004249BANCO SANTANDER SAADR05964H10512012360SHDFND10012360BANCORP NEW JERSEY INC NEWCOM05991510815211000SHDFND10011000BANK MONTREAL QUECOM0636711013875762SHDFND1005762BANK NEW YORK MELLON CORPCOM06405810054615489SHDFND10015489BANK OF AMERICA CORPORATIONCOM0605051043753217819SHDFND100217819BAXTER INTL INCCOM0718131094035504SHDFND1005504BB&T CORPCOM0549371072626443SHDFND1006443BCE INCCOM NEW05534B7603367709SHDFND1007709BECTON DICKINSON & COCOM0758871095254484SHDFND1004484BERKSHIRE HATHAWAY INC DELCL A0846701087474SHDFND1004BERKSHIRE HATHAWAY INC DELCL B NEW084670702809565037SHDFND10065037BIOGEN IDEC INCCOM09062X1035351727SHDFND1001727BIOMED REALTY TRUST INCCOM09063H10728914263SHDFND10014263BLACKROCK ECOSOLUTIONS INVTCOM SH09254610066081850SHDFND10081850BLACKROCK GLOBAL OPP EQTY TRCOM09250110579953858SHDFND10053858BLACKROCK HEALTH SCIENCES TRCOM09250W10739710525SHDFND10010525BLACKROCK KELSO CAPITAL CORPCOM09253310815016125SHDFND10016125BLACKROCK MUNICIPL INC QLTYCOM09247910447435200SHDFND10035200BLACKROCK MUNIVEST FD II INCCOM09253T10117011490SHDFND10011490BLACKROCK MUNIYIELD ARIZ FDCOM09254K10924016800SHDFND10016800BLACKROCK MUNIYIELD PA QLTYCOM09255G10780257375SHDFND10057375BLACKROCK REAL ASSET EQUITYCOM09254B10935639750SHDFND10039750BLACKSTONE GROUP L PCOM UNIT LTD09253U1082778318SHDFND1008318BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710417212320SHDFND10012320BOEING COCOM097023105486737931SHDFND10037931BP PLCSPONSORED ADR055622104118424448SHDFND10024448BP PRUDHOE BAY RTY TRUNIT BEN INT0556301076337392SHDFND1007392BRISTOL MYERS SQUIBB COCOM110122108296857540SHDFND10057540BRITISH AMERN TOB PLCSPONSORED ADR1104481072492253SHDFND1002253BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG162581082127288SHDFND1007288BUCKEYE PARTNERS L PUNIT LTD PARTN1182301015907801SHDFND1007801CALAMOS CONV & HIGH INCOME FCOM SHS12811P10856940306SHDFND10040306CALAMOS CONV OPP AND INC FDSH BEN INT12811710868849894SHDFND10049894CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510122920350SHDFND10020350CALAVO GROWERS INCCOM1282461053459634SHDFND1009634CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER1314761032158175SHDFND1008175CAMPBELL SOUP COCOM13442910945310171SHDFND10010171CAPSTEAD MTG CORPCOM NO PAR14067E50644635138SHDFND10035138CARBO CERAMICS INCCOM1407811054683380SHDFND1003380CATCHMARK TIMBER TR INCCL A14912Y20228019982SHDFND10019982CATERPILLAR INC DELCOM149123101201319613SHDFND10019613CBRE CLARION GLOBAL REAL ESTCOM12504G10013215725SHDFND10015725CELGENE CORPCOM151020104150810230SHDFND10010230CENTRAL FD CDA LTDCL A15350110152337794SHDFND10037794CENTURYLINK INCCOM15670010641012371SHDFND10012371CERNER CORPCOM1567821043015362SHDFND1005362CHAMBERS STR PPTYSCOM15784210544456832SHDFND10056832CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q10141013535SHDFND10013535CHESAPEAKE ENERGY CORPCOM16516710729611207SHDFND10011207CHEVRON CORP NEWCOM16676410030264253570SHDFND100253570CHICAGO BRIDGE & IRON CO N VCOM1672501094154732SHDFND1004732CHIMERA INVT CORPCOM16934Q109570184611SHDFND100184611CHIPOTLE MEXICAN GRILL INCCOM169656105294511SHDFND100511CISCO SYS INCCOM17275R102141161365SHDFND10061365CITIGROUP INCCOM NEW17296742456211649SHDFND10011649CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M381125546061SHDFND10046061CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M506208182081SHDFND10082081CLOROX CO DELCOM189054109127114458SHDFND10014458CLOUGH GLOBAL EQUITY FDCOM18914C10036323400SHDFND10023400COCA COLA COCOM191216100239462468SHDFND10062468COGNIZANT TECHNOLOGY SOLUTIOCL A1924461022835440SHDFND1005440COHEN & STEERS INFRASTRUCTURCOM19248A10939417860SHDFND10017860COHEN & STEERS QUALITY RLTYCOM19247L10611110529SHDFND10010529COLGATE PALMOLIVE COCOM194162103214133290SHDFND10033290COLONY FINL INCCOM19624R106149468273SHDFND10068273COLUMBIA PPTY TR INCCOM NEW198287203221981298SHDFND10081298COMCAST CORP NEWCL A20030N10183116326SHDFND10016326CONOCOPHILLIPSCOM20825C104179325287SHDFND10025287CONSOLIDATED EDISON INCCOM209115104155328992SHDFND10028992CORE LABORATORIES N VCOMN227171073771863SHDFND1001863CORNERSTONE PROGRESSIVE RTNCOM21925C10120739147SHDFND10039147CORNERSTONE STRATEGIC VALUECOM NEW21924B20341162870SHDFND10062870CORNERSTONE TOTAL RTRN FD INCOM NEW21924U2011327221484SHDFND100221484CORNING INCCOM21935010540018734SHDFND10018734COSTCO WHSL CORP NEWCOM22160K105115810384SHDFND10010384CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10314645337SHDFND10045337CRESCENT PT ENERGY CORPCOM22576C10179721739SHDFND10021739CSX CORPCOM12640810372224699SHDFND10024699CUMMINS INCCOM23102110612418311SHDFND1008311CVB FINL CORPCOM12660010547529241SHDFND10029241CVS CAREMARK CORPORATIONCOM12665010089011908SHDFND10011908DANAHER CORP DELCOM2358511025447212SHDFND1007212DEERE & COCOM2441991056897495SHDFND1007495DEJOUR ENERGY INCCOM24486R103210000SHDFND10010000DELAWARE INV MN MUN INC FD ICOM24610V10331123259SHDFND10023259DELTA AIR LINES INC DELCOM NEW2473617022988357SHDFND1008357DENDREON CORPCOM24823Q1079732538SHDFND10032538DIAGEO P L CSPON ADR NEW25243Q20510738764SHDFND1008764DIAMONDBACK ENERGY INCCOM25278X1092002900SHDFND1002900DIGITAL RLTY TR INCCOM2538681032194187SHDFND1004187DIRECTVCOM25490A3093584594SHDFND1004594DISCOVER FINL SVCSCOM2547091082123588SHDFND1003588DISH NETWORK CORPCL A25470M1094106400SHDFND1006400DISNEY WALT COCOM DISNEY254687106313938437SHDFND10038437DIVIDEND & INCOME FUNDCOM NEW25538A20456136420SHDFND10036420DNP SELECT INCOME FDCOM23325P10426727604SHDFND10027604DOMINION RES INC VA NEWCOM25746U1095397669SHDFND1007669DOMINOS PIZZA INCCOM25754A20195912265SHDFND10012265DONALDSON INCCOM25765110949811701SHDFND10011701DOUBLELINE INCOME SOLUTIONSCOM2586221094007187419SHDFND100187419DOUBLELINE OPPORTUNISTIC CRCOM258623107202888877SHDFND10088877DOVER CORPCOM2600031085746737SHDFND1006737DOW 30SM ENHANCED PREM & INCCOM26053710517613100SHDFND10013100DOW CHEM COCOM2605431034619244SHDFND1009244DRAGONWAVE INCCOM26144M1031410000SHDFND10010000DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10111627425SHDFND10027425DST SYS INC DELCOM2333261072342424SHDFND1002424DTE ENERGY COCOM2333311073004032SHDFND1004032DU PONT E I DE NEMOURS & COCOM263534109160923619SHDFND10023619DUKE ENERGY CORP NEWCOM NEW26441C204249035435SHDFND10035435DUNKIN BRANDS GROUP INCCOM265504100248549413SHDFND10049413E M C CORP MASSCOM26864810238113672SHDFND10013672EASTMAN CHEM COCOM2774321004605270SHDFND1005270EATON CORP PLCSHSG29183103154120105SHDFND10020105EATON VANCE LTD DUR INCOME FCOM27828H10521814322SHDFND10014322EATON VANCE RISK MNGD DIV EQCOM27829G10626122900SHDFND10022900EATON VANCE SR INCOME TRSH BEN INT27826S1036910000SHDFND10010000EATON VANCE TAX MNGD GBL DVCOM27829F10832432106SHDFND10032106EATON VANCE TX MNG BY WRT OPCOM27828Y10820314200SHDFND10014200EATON VANCE TXMGD GL BUYWR OCOM27829C10529424250SHDFND10024250EBAY INCCOM27864210361511091SHDFND10011091ECHO THERAPEUTICS INCCOM NEW27876L2067423100SHDFND10023100EDISON INTLCOM281020107118121105SHDFND10021105EGA EMERGING GLOBAL SHS TREGS BRAZ INF ETF26846182920412380SHDFND10012380ELECTRO RENT CORPCOM28521810377543958SHDFND10043958ELEPHANT TALK COMM CORPCOM NEW2862022052724895SHDFND10024895EMERSON ELEC COCOM2910111045177620SHDFND1007620ENBRIDGE ENERGY PARTNERS L PCOM29250R106164359221SHDFND10059221ENDEAVOUR SILVER CORPCOM29258Y103461101134SHDFND100101134ENERGY RECOVERY INCCOM29270J1005910939SHDFND10010939ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1002384960SHDFND1004960ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109206938033SHDFND10038033ENERPLUS CORPCOM29276610257728899SHDFND10028899ENSCO PLCSHS CLASS AG3157S10675114402SHDFND10014402ENTERPRISE FINL SVCS CORPCOM29371210530214500SHDFND10014500ENTERPRISE PRODS PARTNERS LCOM293792107641290957SHDFND10090957EOG RES INCCOM26875P1013013039SHDFND1003039ETF SER SOLUTIONSALPCLONE ALTER26922A30552813638SHDFND10013638EXCHANGE TRADED CONCEPTS TRYORK HIINC MLP30150510318110095SHDFND10010095EXELON CORPCOM30161N10181224231SHDFND10024231EXPRESS SCRIPTS HLDG COCOM30219G10897712923SHDFND10012923EXXON MOBIL CORPCOM30231G10213946142382SHDFND100142382FACEBOOK INCCL A30303M102281944939SHDFND10044939FEDEX CORPCOM31428X1065474060SHDFND1004060FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310024710778SHDFND10010778FIFTH STREET FINANCE CORPCOM31678A10337739387SHDFND10039387FIRST BANCORP P RCOM NEW3186727066812249SHDFND10012249FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2032202790SHDFND1002790FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1012317066SHDFND1007066FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11942111374SHDFND10011374FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1432474787SHDFND1004787FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20036513090SHDFND10013090FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083166063SHDFND1006063FIRST TR MORNINGSTAR DIV LEASHS33691710981336042SHDFND10036042FIRST TR NAS100 EQ WEIGHTEDSHS33734410548112700SHDFND10012700FIRST TR S&P REIT INDEX FDCOM33734G10890146653SHDFND10046653FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330439224753SHDFND10024753FIRST TR VALUE LINE DIVID INSHS33734H10687639893SHDFND10039893FIRSTENERGY CORPCOM33793210736210839SHDFND10010839FLAHERTY & CRUMRINE TOTAL RECOM338479108109254385SHDFND10054385FLAHERTY&CRMN PFD SEC INCOMCOM33847810062231862SHDFND10031862FLEXSHARES TRINTL QLTDV IDX33939L83735412760SHDFND10012760FLEXSHARES TRQUALT DIVD IDX33939L86050714927SHDFND10014927FLUOR CORP NEWCOM3434121025016447SHDFND1006447FORD MTR CO DELCOM PAR $0.013453708601707103693SHDFND100103693FRANKLIN STREET PPTYS CORPCOM35471R10612810312SHDFND10010312FREEPORT-MCMORAN COPPER & GOCOM35671D857122736811SHDFND10036811FRONTIER COMMUNICATIONS CORPCOM35906A1089917667SHDFND10017667FULTON FINL CORP PACOM36027110016112624SHDFND10012624GABELLI EQUITY TR INCCOM36239710136347000SHDFND10047000GALLAGHER ARTHUR J & COCOM3635761092605402SHDFND1005402GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10918418343SHDFND10018343GAMESTOP CORP NEWCL A36467W1093187323SHDFND1007323GENERAL DYNAMICS CORPCOM3695501082121918SHDFND1001918GENERAL ELECTRIC COCOM3696041037924304296SHDFND100304296GENERAL MLS INCCOM3703341044659007SHDFND1009007GENERAL MTRS COCOM37045V10035810263SHDFND10010263GENUINE PARTS COCOM3724601054635317SHDFND1005317GILEAD SCIENCES INCCOM375558103244233016SHDFND10033016GLADSTONE CAPITAL CORPCOM37653510036236236SHDFND10036236GLAXOSMITHKLINE PLCSPONSORED ADR37733W105146927711SHDFND10027711GLOBAL X FDSGBLX URANIUM NEW37950E27528716295SHDFND10016295GLOBAL X FDSGLB X SUPERDIV37950E549185575624SHDFND10075624GLOBAL X FDSSILVER MNR ETF37950E85315812149SHDFND10012149GOLDCORP INC NEWCOM38095640930212048SHDFND10012048GOLDEN STAR RES LTD CDACOM38119T104915000SHDFND10015000GOLDMAN SACHS GROUP INCCOM38141G1045203106SHDFND1003106GOOGLE INCCL A38259P50828685059SHDFND1005059GUGGENHEIM ENHNCD EQTY INCMCOM40167B10080188775SHDFND10088775GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F101208898714SHDFND10098714H & Q HEALTHCARE INVESTORSSH BEN INT40405210273826331SHDFND10026331H & Q LIFE SCIENCES INVSSH BEN INT40405310023110322SHDFND10010322HAIN CELESTIAL GROUP INCCOM4052171003633844SHDFND1003844HALLIBURTON COCOM40621610161810306SHDFND10010306HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P74923919050SHDFND10019050HARLEY DAVIDSON INCCOM4128221082523666SHDFND1003666HAWAIIAN ELEC INDUSTRIESCOM41987010024210007SHDFND10010007HCP INCCOM40414L10945111571SHDFND10011571HEALTH CARE REIT INCCOM42217K10660010026SHDFND10010026HEALTHCARE TR AMER INCCL A42225P1053572317519SHDFND100317519HECLA MNG COCOM42270410612840094SHDFND10040094HELMERICH & PAYNE INCCOM4234521012212050SHDFND1002050HENRY JACK & ASSOC INCCOM4262811012103736SHDFND1003736HERSHEY COCOM4278661084544403SHDFND1004403HESS CORPCOM42809H1074004708SHDFND1004708HEWLETT PACKARD COCOM42823610334410247SHDFND10010247HOME DEPOT INCCOM437076102121215160SHDFND10015160HONEYWELL INTL INCCOM43851610698910536SHDFND10010536HORMEL FOODS CORPCOM4404521002114358SHDFND1004358HOSPITALITY PPTYS TRCOM SH BEN INT44106M10234711978SHDFND10011978HUNTSMAN CORPCOM4470111072479807SHDFND1009807ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001019689569SHDFND1009569ILLINOIS TOOL WKS INCCOM4523081094245094SHDFND1005094INDEXIQ ETF TRUS RL EST SMCP45409B62884933286SHDFND10033286ING GLOBAL EQTY DIV & PREM OCOM45684E10710611561SHDFND10011561ING INFRASTRUCTURE INDLS & MCOM45685U1001989115400SHDFND100115400ING PRIME RATE TRSH BEN INT44977W1069917169SHDFND10017169ING RISK MANAGED NAT RES FDCOM44981010042641500SHDFND10041500INLAND REAL ESTATE CORPCOM NEW45746120021520259SHDFND10020259INTEL CORPCOM4581401003004116037SHDFND100116037INTERNATIONAL BUSINESS MACHSCOM459200101938548490SHDFND10048490INVESCO DYNAMIC CR OPP FDCOM46132R104110285883SHDFND10085883INVESCO MORTGAGE CAPITAL INCCOM46131B10017010250SHDFND10010250INVESCO SR INCOME TRCOM46131H1078717396SHDFND10017396INVESTORS REAL ESTATE TRSH BEN INT46173010314215943SHDFND10015943ISHARESMSCI AUST ETF4642861032218529SHDFND1008529ISHARESMSCI CDA ETF46428650952617626SHDFND10017626ISHARESMSCI PAC JP ETF4642866652134391SHDFND1004391ISHARESMSCI GERMANY ETF46428680647915182SHDFND10015182ISHARESMSCI JAPAN ETF4642868482124185339SHDFND100185339ISHARESMRNGSTR LG-CP GR4642871194284233SHDFND1004233ISHARESMRNGSTR LG-CP ET4642871275735142SHDFND1005142ISHARESNYSE COMPSIT ETF4642871432062135SHDFND1002135ISHARESCORE S&P TTL STK4642871502442816SHDFND1002816ISHARESSELECT DIVID ETF46428716811117151277SHDFND100151277ISHARESTIPS BD ETF464287176200217964SHDFND10017964ISHARESCHINA LG-CAP ETF46428718485223763SHDFND10023763ISHARESCORE S&P500 ETF4642872001097457763SHDFND10057763ISHARESCORE TOTUSBD ETF46428722617300161138SHDFND100161138ISHARESMSCI EMG MKT ETF464287234246159211SHDFND10059211ISHARESIBOXX INV CP ETF464287242207617874SHDFND10017874ISHARESGLOBAL TECH ETF464287291121814214SHDFND10014214ISHARESS&P 500 GRWT ETF464287309867685838SHDFND10085838ISHARESGLOB HLTHCRE ETF4642873255586105SHDFND1006105ISHARESGLOBAL ENERG ETF4642873412435503SHDFND1005503ISHARESNA NAT RES4642873744349685SHDFND1009685ISHARESLATN AMER 40 ETF4642873902897734SHDFND1007734ISHARESS&P 500 VAL ETF46428740816858192686SHDFND100192686ISHARES1-3 YR TR BD ETF464287457251629822SHDFND10029822ISHARESMSCI EAFE ETF464287465672999306SHDFND10099306ISHARESRUS MDCP VAL ETF4642874735187453SHDFND1007453ISHARESRUS MD CP GR ETF4642874813514023SHDFND1004023ISHARESRUS MID-CAP ETF464287499335321397SHDFND10021397ISHARESCORE S&P MCP ETF464287507930966916SHDFND10066916ISHARESNASDQ BIOTEC ETF46428755611624808SHDFND1004808ISHARESCOHEN&STEER REIT46428756488710724SHDFND10010724ISHARESGLOBAL 100 ETF4642875722122700SHDFND1002700ISHARESU.S. CNSM SV ETF4642875807406038SHDFND1006038ISHARESRUS 1000 VAL ETF464287598528954431SHDFND10054431ISHARESS&P MC 400GR ETF464287606417226899SHDFND10026899ISHARESRUS 1000 GRW ETF464287614759386535SHDFND10086535ISHARESRUS 1000 ETF464287622157514873SHDFND10014873ISHARESRUS 2000 VAL ETF4642876309389154SHDFND1009154ISHARESRUS 2000 GRW ETF4642876489226652SHDFND1006652ISHARESRUSSELL 2000 ETF464287655997984281SHDFND10084281ISHARESRUS 3000 VAL ETF4642876632441914SHDFND1001914ISHARESRUS 3000 GRW ETF4642876712823917SHDFND1003917ISHARESRUSSELL 3000 ETF464287689135411915SHDFND10011915ISHARESU.S. UTILITS ETF464287697410939768SHDFND10039768ISHARESS&P MC 400VL ETF46428770512540103064SHDFND100103064ISHARESU.S. TECH ETF464287721545859099SHDFND10059099ISHARESU.S. REAL ES ETF4642877399398137983SHDFND100137983ISHARESU.S. INDS ETF464287754176817332SHDFND10017332ISHARESUS HLTHCARE ETF464287762171813796SHDFND10013796ISHARESU.S. FIN SVC ETF4642877704645425SHDFND1005425ISHARESU.S. FINLS ETF464287788270732930SHDFND10032930ISHARESU.S. ENERGY ETF46428779697718969SHDFND10018969ISHARESCORE S&P SCP ETF464287804479342781SHDFND10042781ISHARESU.S. BAS MTL ETF46428783813453159376SHDFND100159376ISHARESSP SMCP600VL ETF46428787911834102759SHDFND100102759ISHARESSP SMCP600GR ETF464287887273922625SHDFND10022625ISHARESMRNGSTR LG-CP VL464288109264932189SHDFND10032189ISHARESMRGSTR MD CP ETF464288208158211558SHDFND10011558ISHARESMSCI ACWI ETF4642882572354008SHDFND1004008ISHARESJP MOR EM MK ETF464288281188416966SHDFND10016966ISHARESNAT AMT FREE BD4642884142202065SHDFND1002065ISHARESINTL SEL DIV ETF46428844893824202SHDFND10024202ISHARESMRGSTR SM CP ETF4642885055103763SHDFND1003763ISHARESIBOXX HI YD ETF464288513599463756SHDFND10063756ISHARESMBS ETF464288588189017883SHDFND10017883ISHARESMRGSTR SM CP GR464288604202515235SHDFND10015235ISHARES1-3 YR CR BD ETF464288646241022897SHDFND10022897ISHARES3-7 YR TR BD ETF4642886613362798SHDFND1002798ISHARESU.S. PFD STK ETF464288687179546119SHDFND10046119ISHARESGLOBAL MATER ETF4642886953906175SHDFND1006175ISHARESGLOB INDSTRL ETF4642887294055630SHDFND1005630ISHARESGLB CNS DISC ETF464288745200224018SHDFND10024018ISHARESUS HOME CONS ETF46428875236814910SHDFND10014910ISHARESUS HLTHCR PR ETF4642888287097133SHDFND1007133ISHARESU.S. PHARMA ETF4642888365764518SHDFND1004518ISHARESUS OIL EQ&SV ETF4642888443304802SHDFND1004802ISHARESUS OIL&GS EX ETF4642888516787832SHDFND1007832ISHARESEAFE VALUE ETF4642888773085303SHDFND1005303ISHARESEAFE GRWTH ETF4642888854075693SHDFND1005693ISHARESRUS TP200 VL ETF464289420150836645SHDFND10036645ISHARESRUS TP200 GR ETF4642894383768213SHDFND1008213ISHARESGRWT ALLOCAT ETF4642898673528967SHDFND1008967ISHARESMODERT ALLOC ETF46428987561517658SHDFND10017658ISHARES GOLD TRUSTISHARES46428510580864618SHDFND10064618ISHARES INCCORE MSCI EMKT46434G1035210104622SHDFND100104622ISHARES SILVER TRUSTISHARES46428Q1092200114673SHDFND100114673ISHARES TRHIGH DIVIDND ETF46429B663293641053SHDFND10041053ISHARES TRUSA MIN VOL ETF46429B6975054139717SHDFND100139717ISHARES TRMSCI USA QLT FAC46432F33960010523SHDFND10010523ISHARES TRMSCI USAMOMFCT46432F3965989728SHDFND1009728ISHARES TRCORE MSCI EAFE46432F842263942877SHDFND10042877ISIS PHARMACEUTICALS INCCOM4643301092285400SHDFND1005400JOHNSON & JOHNSONCOM478160104765577930SHDFND10077930JPMORGAN CHASE & COCOM46625H100265443878SHDFND10043878KANSAS CITY SOUTHERNCOM NEW4851703023353212SHDFND1003212KAYNE ANDERSON MLP INVT COCOM4866061062617187SHDFND1007187KIMBERLY CLARK CORPCOM494368103122011139SHDFND10011139KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106425456482SHDFND10056482KINDER MORGAN INC DELCOM49456B1012999104SHDFND1009104KINDER MORGAN MANAGEMENT LLCSHS49455U1005066977SHDFND1006977KKR & CO L P DELCOM UNITS48248M10231713755SHDFND10013755KODIAK OIL & GAS CORPCOM50015Q10045937175SHDFND10037175KRAFT FOODS GROUP INCCOM50076Q1063997046SHDFND1007046LAS VEGAS SANDS CORPCOM5178341077659227SHDFND1009227LILLY ELI & COCOM532457108126721421SHDFND10021421LINN ENERGY LLCUNIT LTD LIAB53602010069124129SHDFND10024129LIONS GATE ENTMNT CORPCOM NEW53591920333512014SHDFND10012014LOCKHEED MARTIN CORPCOM5398301094462707SHDFND1002707LOWES COS INCCOM548661107102720732SHDFND10020732LRAD CORPCOM50213V10912761388SHDFND10061388LTC PPTYS INCCOM50217510264217017SHDFND10017017MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010698313805SHDFND10013805MANNKIND CORPCOM56400P20127238936SHDFND10038936MARATHON OIL CORPCOM5658491062256350SHDFND1006350MARKET VECTORS ETF TRGOLD MINER ETF57060U1002664109529SHDFND100109529MARKET VECTORS ETF TRMKT VECTR WIDE57060U13452117643SHDFND10017643MARKET VECTORS ETF TRBIOTECH ETF57060U1837768314SHDFND1008314MARKET VECTORS ETF TRMUN BD CLOSED57060U332121649218SHDFND10049218MARKET VECTORS ETF TRHG YLD MUN ETF57060U87864521978SHDFND10021978MARKET VECTORS ETF TRURAN NUCLR ENRGY57061R5773326596SHDFND1006596MASTERCARD INCCL A57636Q104112115006SHDFND10015006MCCORMICK & CO INCCOM NON VTG5797802062153022SHDFND1003022MCDONALDS CORPCOM580135101218822419SHDFND10022419MCEWEN MNG INCCOM58039P10711345817SHDFND10045817MCGRAW HILL FINL INCCOM5806451093915079SHDFND1005079MDU RES GROUP INCCOM55269010938511075SHDFND10011075MEDIDATA SOLUTIONS INCCOM58471A1053796500SHDFND1006500MEDTRONIC INCCOM5850551066159945SHDFND1009945MERCK & CO INC NEWCOM58933Y105303353728SHDFND10053728MFA FINL INCCOM55272X10217021926SHDFND10021926MFS HIGH YIELD MUN TRSH BEN INT59318E1029822608SHDFND10022608MFS INTER INCOME TRSH BEN INT55273C1077614546SHDFND10014546MFS MULTIMARKET INCOME TRSH BEN INT5527371088212485SHDFND10012485MFS MUN INCOME TRSH BEN INT55273810618729300SHDFND10029300MICRON TECHNOLOGY INCCOM59511210325310370SHDFND10010370MICROSOFT CORPCOM594918104330880006SHDFND10080006MIDWAY GOLD CORPCOM5981531048782200SHDFND10082200MINCO GOLD CORPORATIONCOM60254D1081648040SHDFND10048040MOLYCORP INC DELCOM6087531097816134SHDFND10016134MONDELEZ INTL INCCL A60920710583123789SHDFND10023789MONSANTO CO NEWCOM61166W1013873382SHDFND1003382MORGAN STANLEYCOM NEW6174464482086608SHDFND1006608NATIONAL GRID PLCSPON ADR NEW63627430077211251SHDFND10011251NATIONAL OILWELL VARCO INCCOM6370711014405611SHDFND1005611NEONODE INCCOM NEW64051M40210217000SHDFND10017000NETFLIX INCCOM64110L106313862SHDFND100862NEUBERGER BERMAN MLP INCOMECOM64129H10437220508SHDFND10020508NEW YORK CMNTY BANCORP INCCOM64944510346428971SHDFND10028971NEWMONT MINING CORPCOM65163910694338901SHDFND10038901NEXTERA ENERGY INCCOM65339F1017167608SHDFND1007608NIKE INCCL B6541061034425927SHDFND1005927NOBLE CORP PLCSHS USDG65431101102131958SHDFND10031958NOBLE ENERGY INCCOM6550441052463502SHDFND1003502NORFOLK SOUTHERN CORPCOM6558441088849050SHDFND1009050NORTHERN LTS ETF TRARROW DJ GLOBL66537H10527510145SHDFND10010145NORTHERN TIER ENERGY LPCOM UN REPR PART665826103175567740SHDFND10067740NORTHROP GRUMMAN CORPCOM6668071024343481SHDFND1003481NOVAGOLD RES INCCOM NEW66987E20637599698SHDFND10099698NOVARTIS A GSPONSORED ADR66987V109154018213SHDFND10018213NOVO-NORDISK A SADR670100205113024825SHDFND10024825NUCOR CORPCOM6703461053326499SHDFND1006499NUSTAR ENERGY LPUNIT COM67058H1022564651SHDFND1004651NUVEEN CORE EQUITY ALPHA FUNCOM67090X10797555845SHDFND10055845NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10232926045SHDFND10026045NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10021217483SHDFND10017483NUVEEN GBL INCOME OPPORTUN FCOM67073C10412410700SHDFND10010700NUVEEN MUN HIGH INCOME OPP FCOM67068210357244808SHDFND10044808NUVEEN MUN VALUE FD INCCOM67092810013814710SHDFND10014710NUVEEN PFD INCOME OPPRTNY FDCOM67073B10635838491SHDFND10038491NUVEEN QUALITY PFD INCOME FDCOM67072C10564974281SHDFND10074281O REILLY AUTOMOTIVE INC NEWCOM67103H1073422289SHDFND1002289OAKTREE CAP GROUP LLCUNIT CL A674001201127121930SHDFND10021930OCCIDENTAL PETE CORP DELCOM674599105170617763SHDFND10017763OLD REP INTL CORPCOM68022310420912614SHDFND10012614OMEGA HEALTHCARE INVS INCCOM681936100304190523SHDFND10090523ONEOK INC NEWCOM6826801032414024SHDFND1004024ONEOK PARTNERS LPUNIT LTD PARTN68268N103119721745SHDFND10021745ORACLE CORPCOM68389X105112127265SHDFND10027265PARAMOUNT GOLD & SILVER CORPCOM69924P102183137500SHDFND100137500PAREXEL INTL CORPCOM6994621073987250SHDFND1007250PAYCHEX INCCOM70432610746510864SHDFND10010864PCM FUND INCCOM69323T10137630933SHDFND10030933PENDRELL CORPCOM70686R1043820496SHDFND10020496PENTAIR LTDSHSH6169Q1083324119SHDFND1004119PEOPLES UNITED FINANCIAL INCCOM71270410516811315SHDFND10011315PEPSICO INCCOM7134481088791106260SHDFND100106260PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40838728228SHDFND10028228PETSMART INCCOM7167681062183110SHDFND1003110PFIZER INCCOM7170811033233100130SHDFND100100130PHILIP MORRIS INTL INCCOM718172109166620203SHDFND10020203PHILLIPS 66COM7185461047179043SHDFND1009043PIEDMONT OFFICE REALTY TR INCOM CL A72019020638622736SHDFND10022736PIMCO CALIF MUN INCOME FD IICOM72200M10847349580SHDFND10049580PIMCO CALIF MUN INCOME FD IICOM72201C10917818025SHDFND10018025PIMCO CORPORATE & INCOME OPPCOM72201B1012766152507SHDFND100152507PIMCO CORPORATE INCOME STRATCOM72200U100147488857SHDFND10088857PIMCO ETF TR15+ YR US TIPS72201R30499216518SHDFND10016518PIMCO ETF TRBROAD US TIPS72201R40375613517SHDFND10013517PIMCO ETF TRTOTL RETN ETF72201R775165215513SHDFND10015513PIMCO ETF TR0-5 HIGH YIELD72201R7839889266SHDFND1009266PIMCO ETF TRENHAN SHRT MAT72201R8333263214SHDFND1003214PIMCO ETF TR25YR+ ZERO U S72201R8823744110SHDFND1004110PIMCO GLOBAL STOCKSPLS INCMCOM72201110375331335SHDFND10031335PIMCO HIGH INCOME FDCOM SHS7220141075495436426SHDFND100436426PIMCO INCOME OPPORTUNITY FDCOM72202B1002841101888SHDFND100101888PIMCO INCOME STRATEGY FUNDCOM72201H10855947664SHDFND10047664PIMCO INCOME STRATEGY FUND ICOM72201J10471669289SHDFND10069289PIMCO STRATEGIC INCOME FD INCOM72200X1041216118192SHDFND100118192PIONEER FLOATING RATE TRCOM72369J10236629420SHDFND10029420PIONEER HIGH INCOME TRCOM72369H1061948109333SHDFND100109333PIONEER MUN HIGH INCOME TRCOM SHS72376310822615300SHDFND10015300PIONEER NAT RES COCOM72378710710745563SHDFND1005563PITNEY BOWES INCCOM72447910036213518SHDFND10013518PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105173331281SHDFND10031281PLUM CREEK TIMBER CO INCCOM7292511084049576SHDFND1009576POTASH CORP SASK INCCOM73755L10738711092SHDFND10011092POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S1052329022SHDFND1009022POWERSHARES ETF TR IIS&P500 LOW VOL73937B779132838992SHDFND10038992POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153150039632SHDFND10039632POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19513010655SHDFND10010655POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2863046887SHDFND1006887POWERSHARES ETF TRUSTFTSE US1500 SM73935X5678588515SHDFND1008515POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70850217113SHDFND10017113POWERSHARES ETF TRUSTINTL DIV ACHV73935X7162332127277SHDFND100127277POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73246022780SHDFND10022780POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79971212451SHDFND10012451POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562475816SHDFND1005816POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q10863523247SHDFND10023247POWERSHARES ETF TRUST IIDWA SC MOMNT PTF73936Q744115628975SHDFND10028975POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76988635687SHDFND10035687POWERSHARES ETF TRUST IICEF INC COMPST73936Q84358823793SHDFND10023793POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T5572180112206SHDFND100112206POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56532722931SHDFND10022931POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T57350918153SHDFND10018153POWERSHARES GLOBAL ETF TRUSTGBL WTR PORT73936T62327811293SHDFND10011293POWERSHARES QQQ TRUSTUNIT SER 173935A10411203125259SHDFND100125259POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10140113979SHDFND10013979POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40875427087SHDFND10027087POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10744520700SHDFND10020700PPG INDS INCCOM69350610710965556SHDFND1005556PPL CORPCOM69351T10668020986SHDFND10020986PRIMERO MNG CORPCOM74164W1068611787SHDFND10011787PROCTER & GAMBLE COCOM74271810914464180509SHDFND100180509PROSHARES TRPSHS ULTRA INDL74347R7272372219SHDFND1002219PROSHARES TRRAFI LG SHT FD74347X3103097213SHDFND1007213PROSHARES TRULT FTSE CHINA2574347X8803567162SHDFND1007162PROSHARES TR IIULTRA SILVER NEW74347W3534917543SHDFND1007543PROSPECT CAPITAL CORPORATIONCOM74348T10297589274SHDFND10089274PSYCHEMEDICS CORPCOM NEW74437520548627909SHDFND10027909PUBLIC STORAGECOM74460D1093922308SHDFND1002308PUBLIC SVC ENTERPRISE GROUPCOM74457310657015150SHDFND10015150QUALCOMM INCCOM747525103143617923SHDFND10017923QUESTAR CORPCOM7483561022068686SHDFND1008686QUICKLOGIC CORPCOM74837P10810418700SHDFND10018700RAYTHEON COCOM NEW7551115072792795SHDFND1002795REALTY INCOME CORPCOM75610910480419750SHDFND10019750REAVES UTIL INCOME FDCOM SH BEN INT756158101202972932SHDFND10072932REGENCY CTRS CORPCOM7588491032755357SHDFND1005357REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y107134549186SHDFND10049186RETAIL PPTYS AMER INCCL A76131V20280158654SHDFND10058654REYNOLDS AMERICAN INCCOM76171310656210415SHDFND10010415RITE AID CORPCOM76775410450379051SHDFND10079051ROCKWELL AUTOMATION INCCOM7739031092081649SHDFND1001649ROSS STORES INCCOM7782961032213013SHDFND1003013ROYAL BK CDA MONTREAL QUECOM7800871022894359SHDFND1004359ROYAL DUTCH SHELL PLCSPON ADR B780259107136917602SHDFND10017602ROYAL DUTCH SHELL PLCSPONS ADR A7802592063214389SHDFND1004389RPM INTL INCCOM7496851033598523SHDFND1008523RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106169022878SHDFND10022878RYDEX ETF TRUSTGUG RUSS TOP 5078355W2053312530SHDFND1002530RYDEX ETF TRUSTGUG S&P500 PU GR78355W403182924494SHDFND10024494RYDEX ETF TRUSTGUG S&P MC400 PG78355W6012401918SHDFND1001918SABINE ROYALTY TRUNIT BEN INT7856881024769582SHDFND1009582SANOFISPONSORED ADR80105N1053466652SHDFND1006652SCHLUMBERGER LTDCOM8068571089059260SHDFND1009260SCHWAB STRATEGIC TRUS LRG CAP ETF808524201173938484SHDFND10038484SCHWAB STRATEGIC TRUS SML CAP ETF808524607268649251SHDFND10049251SEADRILL LIMITEDSHSG7945E105125435295SHDFND10035295SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209146124713SHDFND10024713SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308138532173SHDFND10032173SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407123218650SHDFND10018650SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506118413171SHDFND10013171SELECT SECTOR SPDR TRSBI INT-FINL81369Y605143163808SHDFND10063808SELECT SECTOR SPDR TRSBI INT-INDS81369Y70458811085SHDFND10011085SELECT SECTOR SPDR TRTECHNOLOGY81369Y80397626523SHDFND10026523SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886209150866SHDFND10050866SEMPRA ENERGYCOM8168511097077360SHDFND1007360SENIOR HSG PPTYS TRSH BEN INT81721M109123855252SHDFND10055252SHERWIN WILLIAMS COCOM824348106308715430SHDFND10015430SILVER WHEATON CORPCOM82833610768129486SHDFND10029486SIRIUS XM HLDGS INCCOM82968B103401120169SHDFND100120169SMITH & WESSON HLDG CORPCOM83175610116611129SHDFND10011129SMUCKER J M COCOM NEW8326964054884989SHDFND1004989SONOCO PRODS COCOM83549510246311042SHDFND10011042SOUTHERN COCOM842587107129930005SHDFND10030005SPDR DOW JONES INDL AVRG ETFUT SER 178467X109470128426SHDFND10028426SPDR GOLD TRUSTGOLD SHS78463V107509040940SHDFND10040940SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10340310456SHDFND10010456SPDR INDEX SHS FDSEURO STOXX 5078463X202107324957SHDFND10024957SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74977317553SHDFND10017553SPDR INDEX SHS FDSDJ INTL RL ETF78463X863118228412SHDFND10028412SPDR INDEX SHS FDSS&P WRLD EX US78463X8892337847SHDFND1007847SPDR S&P 500 ETF TRTR UNIT78462F10325183133326SHDFND100133326SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071243949044SHDFND10049044SPDR SERIES TRUSTMORGAN TECH ETF78464A1025155500SHDFND1005500SPDR SERIES TRUSTNUV HGHYLD MUN78464A2843576572SHDFND1006572SPDR SERIES TRUSTBRC CNV SECS ETF78464A35967013808SHDFND10013808SPDR SERIES TRUSTBRC HGH YLD BD78464A417323878696SHDFND10078696SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42599040858SHDFND10040858SPDR SERIES TRUSTBRCLYS INTL ETF78464A5162754661SHDFND1004661SPDR SERIES TRUSTDJ REIT ETF78464A6076748588SHDFND1008588SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A68049010695SHDFND10010695SPDR SERIES TRUSTS&P RETAIL ETF78464A71494410888SHDFND10010888SPDR SERIES TRUSTS&P DIVID ETF78464A763710695984SHDFND10095984SPDR SERIES TRUSTS&P 600 SML CAP78464A8135425134SHDFND1005134SPDR SERIES TRUSTS&P BIOTECH78464A8702141480SHDFND1001480SPDR SERIES TRUSTS&P HOMEBUILD78464A8882337056SHDFND1007056SPECTRA ENERGY CORPCOM847560109107728571SHDFND10028571SPIRIT RLTY CAP INC NEWCOM84860W10220518564SHDFND10018564SPRINT CORPCOM SER 185207U10520121446SHDFND10021446SPROTT PHYSICAL GOLD TRUSTUNIT85207H10447944761SHDFND10044761SPROTT PHYSICAL PLAT PALLADUNIT85207Q10414915234SHDFND10015234SPROTT PHYSICAL SILVER TRTR UNIT85207K10740951250SHDFND10051250ST JUDE MED INCCOM79084910385812955SHDFND10012955STARBUCKS CORPCOM855244109283438463SHDFND10038463STARWOOD PPTY TR INCCOM85571B1052474105207SHDFND100105207STARWOOD WAYPOINT RESIDENTLCOM SHS85571W10948616926SHDFND10016926STATE STR CORPCOM8574771032443516SHDFND1003516STRYKER CORPCOM8636671012352858SHDFND1002858SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210461514691SHDFND10014691SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1084495001SHDFND1005001SYNERGETICS USA INCCOM87160G1073811475SHDFND10011475SYSCO CORPCOM871829107111531203SHDFND10031203TANGER FACTORY OUTLET CTRS ICOM8754651062817972SHDFND1007972TARGET CORPCOM87612E10669611431SHDFND10011431TATA MTRS LTDSPONSORED ADR8765685022165858SHDFND1005858TC PIPELINES LPUT COM LTD PRT87233Q1082334716SHDFND1004716TCW STRATEGIC INCOME FUND INCOM8723401048315192SHDFND10015192TEEKAY OFFSHORE PARTNERS L PPARTNERSHIP UNY8565J10187826345SHDFND10026345TEMPLETON EMERG MKTS INCOMECOM88019210924016921SHDFND10016921TEMPLETON GLOBAL INCOME FDCOM88019810630338416SHDFND10038416TEREX CORP NEWCOM8807791033056909SHDFND1006909TERRA NITROGEN CO L PCOM UNIT8810052015013199SHDFND1003199TESLA MTRS INCCOM88160R1015752496SHDFND1002496TEVA PHARMACEUTICAL INDS LTDADR8816242094247951SHDFND1007951TJX COS INC NEWCOM8725401095739218SHDFND1009218TORTOISE ENERGY INFRSTRCTR CCOM89147L100159734857SHDFND10034857TOWERSTREAM CORPCOM8920001004719500SHDFND10019500TRAVELERS COMPANIES INCCOM89417E1093073622SHDFND1003622TREVENA INCCOM89532E10911815475SHDFND10015475TRIANGLE PETE CORPCOM NEW89600B2011374167800SHDFND100167800TRINITY INDS INCCOM8965221093604915SHDFND1004915TRIPADVISOR INCCOM8969452013223389SHDFND1003389TWO HBRS INVT CORPCOM90187B10143842451SHDFND10042451U S GEOTHERMAL INCCOM90338S102810900SHDFND10010900UNDER ARMOUR INCCL A904311107128710829SHDFND10010829UNILEVER PLCSPON ADR NEW9047677042375579SHDFND1005579UNION PAC CORPCOM90781810811035831SHDFND1005831UNITED PARCEL SERVICE INCCL B911312106155815904SHDFND10015904UNITED TECHNOLOGIES CORPCOM913017109203817002SHDFND10017002UNITEDHEALTH GROUP INCCOM91324P1022222719SHDFND1002719UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E1053879092SHDFND1009092US BANCORP DELCOM NEW902973304103724084SHDFND10024084VALEANT PHARMACEUTICALS INTLCOM91911K1023092309SHDFND1002309VALERO ENERGY CORP NEWCOM91913Y1002234060SHDFND1004060VALLEY NATL BANCORPCOM91979410717716793SHDFND10016793VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328853453680SHDFND1003680VANGUARD BD INDEX FD INCLONG TERM BOND921937793722884395SHDFND10084395VANGUARD BD INDEX FD INCINTERMED TERM9219378199102109928SHDFND100109928VANGUARD BD INDEX FD INCSHORT TRM BOND92193782725193315211SHDFND100315211VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835192123791SHDFND10023791VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40710414206413SHDFND100206413VANGUARD INDEX FDSS&P 500 ETF SHS9229083639985767SHDFND1005767VANGUARD INDEX FDSMCAP VL IDXVIP922908512101612127SHDFND10012127VANGUARD INDEX FDSMCAP GR IDXVIP9229085389299884SHDFND1009884VANGUARD INDEX FDSREIT ETF922908553353949843SHDFND10049843VANGUARD INDEX FDSSML CP GRW ETF9229085958927068SHDFND1007068VANGUARD INDEX FDSSM CP VAL ETF922908611123912127SHDFND10012127VANGUARD INDEX FDSMID CAP ETF922908629182915894SHDFND10015894VANGUARD INDEX FDSEXTEND MKT ETF922908652653575788SHDFND10075788VANGUARD INDEX FDSGROWTH ETF92290873630565322317SHDFND100322317VANGUARD INDEX FDSVALUE ETF92290874434869443397SHDFND100443397VANGUARD INDEX FDSSMALL CP ETF92290875112832111914SHDFND100111914VANGUARD INDEX FDSTOTAL STK MKT922908769477448443SHDFND10048443VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718339731379SHDFND10031379VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423806310SHDFND1006310VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775147529054SHDFND10029054VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428586537158983SHDFND100158983VANGUARD INTL EQUITY INDEX FMEGA CAP GRO ETF922042866239039954SHDFND10039954VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874420570807SHDFND10070807VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409152919168SHDFND10019168VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77110353200985SHDFND100200985VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704265041SHDFND1005041VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844635783806SHDFND10083806VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385820354488803SHDFND100488803VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464068032126329SHDFND100126329VANGUARD WORLD FDMEGA CAP INDEX921910873208032220SHDFND10032220VANGUARD WORLD FDSCONSUM DIS ETF92204A108252123331SHDFND10023331VANGUARD WORLD FDSCONSUM STP ETF92204A207939284654SHDFND10084654VANGUARD WORLD FDSENERGY ETF92204A3066505014SHDFND1005014VANGUARD WORLD FDSHEALTH CAR ETF92204A504180916722SHDFND10016722VANGUARD WORLD FDSINF TECH ETF92204A7023493765SHDFND1003765VANGUARD WORLD FDSMATERIALS ETF92204A8015264883SHDFND1004883VANGUARD WORLD FDSUTILITIES ETF92204A87695810661SHDFND10010661VECTOR GROUP LTDCOM92240M10896345125SHDFND10045125VENTAS INCCOM92276F1002133474SHDFND1003474VERIZON COMMUNICATIONS INCCOM92343V1047376154244SHDFND100154244VISA INCCOM CL A92826C83915237093SHDFND1007093VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30863917394SHDFND10017394VRINGO INCCOM92911N10414137000SHDFND10037000W P CAREY INCCOM92936U109159726329SHDFND10026329WABTEC CORPCOM9297401084155261SHDFND1005261WALGREEN COCOM931422109135420403SHDFND10020403WAL-MART STORES INCCOM931142103225529221SHDFND10029221WASTE MGMT INC DELCOM94106L1093588594SHDFND1008594WELLS FARGO & CO NEWCOM949746101218843964SHDFND10043964WELLS FARGO ADV GLB DIV OPPCOM94987C10363580138SHDFND10080138WELLS FARGO ADVANTAGE INCOMECOM SHS94987B10530231795SHDFND10031795WESTAR ENERGY INCCOM95709T1002918401SHDFND1008401WESTERN ASSET CLYM INFL OPPCOM95766R10413211371SHDFND10011371WESTERN ASSET EMRG MKT INCMCOM95766E10316913795SHDFND10013795WESTERN ASSET HIGH INCM FD ICOM95766J1021404149797SHDFND100149797WESTERN ASSET PREMIER BD FDSHS BEN INT95766410538026080SHDFND10026080WEYERHAEUSER COCOM9621661042478398SHDFND1008398WHOLE FOODS MKT INCCOM9668371064518572SHDFND1008572WILLIAMS COS INC DELCOM96945710095723559SHDFND10023559WINDSTREAM HLDGS INCCOM97382A1011071122978SHDFND100122978WISDOMTREE TREQTY INC ETF97717W2083215641SHDFND1005641WISDOMTREE TREMG MKTS SMCAP97717W2812054360SHDFND1004360WISDOMTREE TRLARGECAP DIVID97717W307225133044SHDFND10033044WISDOMTREE TREMERG MKTS ETF97717W315102720827SHDFND10020827WISDOMTREE TRDIV EX-FINL FD97717W4062523568SHDFND1003568WISDOMTREE TRMIDCAP DIVI FD97717W5052823627SHDFND1003627WISDOMTREE TRTTL EARNING FD97717W5962473621SHDFND1003621WISDOMTREE TRINTL SMCAP DIV97717W760165925306SHDFND10025306WISDOMTREE TRJAPN HEDGE EQT97717W8514258829SHDFND1008829WYNN RESORTS LTDCOM9831341075212292SHDFND1002292XCEL ENERGY INCCOM98389B10063521022SHDFND10021022YAHOO INCCOM984332106169846332SHDFND10046332YAMANA GOLD INCCOM98462Y10012714742SHDFND10014742YELP INCCL A9858171052653500SHDFND1003500YUM BRANDS INCCOM9884981013504542SHDFND1004542