0001085146-14-000079.txt : 20140113 0001085146-14-000079.hdr.sgml : 20140113 20140113071726 ACCESSION NUMBER: 0001085146-14-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140113 DATE AS OF CHANGE: 20140113 EFFECTIVENESS DATE: 20140113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Planning Corp CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 14523194 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492262 XXXXXXXX 12-31-2013 12-31-2013 National Planning Corp

401 WILSHIRE BLVD SUITE 1100 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-13971 N Sean Haley (310)-899-7813 /s/ Sean Haley Santa Monica CA 01-10-2014 1 705 1121632 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D20592910011SHDFND100100113M COCOM88579Y101495335294SHDFND10035294ABBOTT LABSCOM002824100225758640SHDFND10058640ABBVIE INCCOM00287Y109161430588SHDFND10030588ACADIA RLTY TRCOM SH BEN INT00423910929912030SHDFND10012030ADVANCED MICRO DEVICES INCCOM0079031074611850SHDFND10011850ADVISORSHARES TRPERITUS HG YLD00768Y50359311460SHDFND10011460AFLAC INCCOM0010551023825713SHDFND1005713AIR PRODS & CHEMS INCCOM0091581064483954SHDFND1003954ALCOA INCCOM01381710142840438SHDFND10040438ALEXION PHARMACEUTICALS INCCOM0153511093672772SHDFND1002772ALKERMES PLCSHSG0176710548812062SHDFND10012062ALLIANCEBERNSTEIN GBL HGH INCOM01879R10669749003SHDFND10049003ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G1062049455SHDFND1009455ALLIANCEBERNSTEIN INCOME FUNCOM01881E10117424512SHDFND10024512ALLIANT ENERGY CORPCOM0188021082875580SHDFND1005580ALLIANZGI CONV & INCOME FDCOM01882810375478048SHDFND10078048ALLIANZGI CONV & INCOME FD ICOM01882510986796324SHDFND10096324ALLSTATE CORPCOM0200021012053724SHDFND1003724ALPINE TOTAL DYNAMIC DIVID FCOM SBI0210601086615831SHDFND10015831ALPS ETF TRC&S GLOBL ETF00162Q1062265751SHDFND1005751ALPS ETF TRALERIAN MLP00162Q8662071116243SHDFND100116243ALTRIA GROUP INCCOM02209S1034092106231SHDFND100106231AMAZON COM INCCOM02313510611372848SHDFND1002848AMBEV SASPONSORED ADR02319V10339653970SHDFND10053970AMEREN CORPCOM0236081023439464SHDFND1009464AMERICAN CAP MTG INVT CORPCOM02504A10475342924SHDFND10042924AMERICAN CAPITAL AGENCY CORPCOM02503X10581842352SHDFND10042352AMERICAN ELEC PWR INCCOM0255371014339319SHDFND1009319AMERICAN EXPRESS COCOM025816109115612786SHDFND10012786AMERICAN INTL GROUP INCCOM NEW02687478458311515SHDFND10011515AMERICAN RLTY CAP PPTYS INCCOM02917T104152181183660SHDFND1001183660AMERICAN STRATEGIC INCM PTFLCOM03009810748153459SHDFND10053459AMERICAN WTR WKS CO INC NEWCOM0304201033628653SHDFND1008653AMERIGAS PARTNERS L PUNIT L P INT0309751063698488SHDFND1008488AMGEN INCCOM0311621006956091SHDFND1006091ANADARKO PETE CORPCOM0325111072443064SHDFND1003064ANNALY CAP MGMT INCCOM0357104091747176074SHDFND100176074ANTARES PHARMA INCCOM036642106639143350SHDFND100143350APACHE CORPCOM0374111054685409SHDFND1005409APOLLO INVT CORPCOM03761U10636744487SHDFND10044487APPLE INCCOM0378331001750831272SHDFND10031272ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L10465236250SHDFND10036250ARCHER DANIELS MIDLAND COCOM0394831023137229SHDFND1007229ARENA PHARMACEUTICALS INCCOM04004710239266000SHDFND10066000ASANKO GOLD INCCOM04341Y1052618449SHDFND10018449ASSOCIATED BANC CORPCOM04548710540022944SHDFND10022944ASTRAZENECA PLCSPONSORED ADR04635310896816345SHDFND10016345AT&T INCCOM00206R1029126258230SHDFND100258230AUTOMATIC DATA PROCESSING INCOM0530151035957396SHDFND1007396BAIDU INCSPON ADR REP A0567521087824395SHDFND1004395BANCO SANTANDER SAADR05964H10511412577SHDFND10012577BANCORP NEW JERSEY INC NEWCOM05991510814711000SHDFND10011000BANK MONTREAL QUECOM0636711012653975SHDFND1003975BANK N S HALIFAXCOM0641491073926185SHDFND1006185BANK NEW YORK MELLON CORPCOM06405810054915762SHDFND10015762BANK OF AMERICA CORPORATIONCOM0605051042987190653SHDFND100190653BAXTER INTL INCCOM0718131093935651SHDFND1005651BB&T CORPCOM0549371072416443SHDFND1006443BCE INCCOM NEW05534B7602836680SHDFND1006680BECTON DICKINSON & COCOM0758871094143762SHDFND1003762BERKSHIRE HATHAWAY INC DELCL B NEW084670702756663720SHDFND10063720BIOGEN IDEC INCCOM09062X1034271531SHDFND1001531BIOMED REALTY TRUST INCCOM09063H10722012235SHDFND10012235BLACKBERRY LTDCOM09228F10313518315SHDFND10018315BLACKROCK CORPOR HI YLD FD VCOM09255P10713411060SHDFND10011060BLACKROCK ECOSOLUTIONS INVTCOM SH09254610062479100SHDFND10079100BLACKROCK GLOBAL OPP EQTY TRCOM09250110559740258SHDFND10040258BLACKROCK HEALTH SCIENCES TRCOM09250W1072436850SHDFND1006850BLACKROCK MUNICIPL INC QLTYCOM09247910444535200SHDFND10035200BLACKROCK MUNIVEST FD II INCCOM09253T10119013591SHDFND10013591BLACKROCK MUNIYIELD ARIZ FDCOM09254K10922017200SHDFND10017200BLACKROCK MUNIYIELD PA QLTYCOM09255G10771856000SHDFND10056000BLACKROCK REAL ASSET EQUITYCOM09254B10934539750SHDFND10039750BLACKSTONE GROUP L PCOM UNIT LTD09253U1082648349SHDFND1008349BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710431611948SHDFND10011948BOEING COCOM097023105532238962SHDFND10038962BP PLCSPONSORED ADR055622104115223667SHDFND10023667BP PRUDHOE BAY RTY TRUNIT BEN INT0556301076017585SHDFND1007585BRISTOL MYERS SQUIBB COCOM110122108302156759SHDFND10056759BRITISH AMERN TOB PLCSPONSORED ADR1104481072402205SHDFND1002205BUCKEYE PARTNERS L PUNIT LTD PARTN1182301015317473SHDFND1007473CALAMOS CONV & HIGH INCOME FCOM SHS12811P10856443746SHDFND10043746CALAMOS CONV OPP AND INC FDSH BEN INT12811710869952655SHDFND10052655CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510127225050SHDFND10025050CALAVO GROWERS INCCOM1282461052919634SHDFND1009634CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER1314761032027775SHDFND1007775CAMPBELL SOUP COCOM1344291093849048SHDFND1009048CAPSTEAD MTG CORPCOM NO PAR14067E50616513757SHDFND10013757CAPSTONE TURBINE CORPCOM14067D1022116400SHDFND10016400CARBO CERAMICS INCCOM1407811054774080SHDFND1004080CATERPILLAR INC DELCOM149123101197321739SHDFND10021739CBRE CLARION GLOBAL REAL ESTCOM12504G10011814909SHDFND10014909CELGENE CORPCOM151020104206512203SHDFND10012203CENTRAL FD CDA LTDCL A15350110150938517SHDFND10038517CENTURYLINK INCCOM15670010640312703SHDFND10012703CERNER CORPCOM1567821042133804SHDFND1003804CHAMBERS STR PPTYSCOM15784210527235367SHDFND10035367CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q10139913785SHDFND10013785CHESAPEAKE ENERGY CORPCOM16516710735313065SHDFND10013065CHEVRON CORP NEWCOM16676410032091257229SHDFND100257229CHICAGO BRIDGE & IRON CO N VCOM1672501093253961SHDFND1003961CHIMERA INVT CORPCOM16934Q109574184611SHDFND100184611CHIPOTLE MEXICAN GRILL INCCOM169656105248461SHDFND100461CISCO SYS INCCOM17275R102141663945SHDFND10063945CITIGROUP INCCOM NEW17296742492217780SHDFND10017780CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M381121244947SHDFND10044947CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M506180272683SHDFND10072683CLOROX CO DELCOM189054109151316289SHDFND10016289CLOUGH GLOBAL EQUITY FDCOM18914C10033221100SHDFND10021100COACH INCCOM1897541042504470SHDFND1004470COCA COLA COCOM191216100249360406SHDFND10060406COGNIZANT TECHNOLOGY SOLUTIOCL A1924461022582570SHDFND1002570COHEN & STEERS INFRASTRUCTURCOM19248A10936817860SHDFND10017860COLE REAL ESTATE INVTS INCCOM19329V1054926351076SHDFND100351076COLGATE PALMOLIVE COCOM194162103221833910SHDFND10033910COLONY FINL INCCOM19624R10686942966SHDFND10042966COLUMBIA PPTY TR INCCOM NEW198287203186174506SHDFND10074506COMCAST CORP NEWCL A20030N10172013832SHDFND10013832CONOCOPHILLIPSCOM20825C104171224253SHDFND10024253CONSOLIDATED EDISON INCCOM209115104161229067SHDFND10029067CORE LABORATORIES N VCOMN227171074002101SHDFND1002101CORNERSTONE PROGRESSIVE RTNCOM21925C10116331817SHDFND10031817CORNERSTONE STRATEGIC VALUECOM NEW21924B20332349320SHDFND10049320CORNERSTONE TOTAL RTRN FD INCOM NEW21924U2011303215984SHDFND100215984CORNING INCCOM21935010534319041SHDFND10019041COSTCO WHSL CORP NEWCOM22160K105122010227SHDFND10010227CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10313644406SHDFND10044406CSX CORPCOM12640810372325025SHDFND10025025CUMMINS INCCOM23102110612058596SHDFND1008596CVB FINL CORPCOM12660010587051002SHDFND10051002CVS CAREMARK CORPORATIONCOM12665010079511116SHDFND10011116DANAHER CORP DELCOM2358511025657310SHDFND1007310DBX ETF TRXTRAK MSCI BRAZL23305130940826100SHDFND10026100DEERE & COCOM2441991056717363SHDFND1007363DEJOUR ENERGY INCCOM24486R103110000SHDFND10010000DELAWARE INV MN MUN INC FD ICOM24610V10328623259SHDFND10023259DELUXE CORPCOM2480191014158017SHDFND1008017DENDREON CORPCOM24823Q10710135538SHDFND10035538DIAGEO P L CSPON ADR NEW25243Q2057035308SHDFND1005308DIAMONDBACK ENERGY INCCOM25278X1092003700SHDFND1003700DIRECTVCOM25490A3093014402SHDFND1004402DISCOVER FINL SVCSCOM2547091082133788SHDFND1003788DISCOVERY COMMUNICATNS NEWCOM SER C25470F3023944720SHDFND1004720DISH NETWORK CORPCL A25470M1093836600SHDFND1006600DISNEY WALT COCOM DISNEY254687106295438516SHDFND10038516DIVIDEND & INCOME FUNDCOM NEW25538A20460339920SHDFND10039920DNP SELECT INCOME FDCOM23325P10426528003SHDFND10028003DOMINION RES INC VA NEWCOM25746U1095087885SHDFND1007885DOMINOS PIZZA INCCOM25754A20193313361SHDFND10013361DONALDSON INCCOM25765110953412286SHDFND10012286DOUBLELINE INCOME SOLUTIONSCOM2586221092771131151SHDFND100131151DOUBLELINE OPPORTUNISTIC CRCOM2586231074213188778SHDFND100188778DOVER CORPCOM2600031086136335SHDFND1006335DOW 30SM ENHANCED PREM & INCCOM26053710521316100SHDFND10016100DOW CHEM COCOM2605431034419987SHDFND1009987DRAGONWAVE INCCOM26144M1031410000SHDFND10010000DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10111227425SHDFND10027425DST SYS INC DELCOM2333261072202424SHDFND1002424DTE ENERGY COCOM2333311072663991SHDFND1003991DU PONT E I DE NEMOURS & COCOM263534109152023626SHDFND10023626DUKE ENERGY CORP NEWCOM NEW26441C204243835430SHDFND10035430DUNKIN BRANDS GROUP INCCOM265504100240249893SHDFND10049893E M C CORP MASSCOM26864810225910115SHDFND10010115EARTHLINK INCCOM2703211028015175SHDFND10015175EASTMAN CHEM COCOM2774321004225233SHDFND1005233EATON CORP PLCSHSG29183103140818489SHDFND10018489EATON VANCE LTD DUR INCOME FCOM27828H10519512772SHDFND10012772EATON VANCE RISK MNGD DIV EQCOM27829G10626523400SHDFND10023400EATON VANCE SR INCOME TRSH BEN INT27826S1036810000SHDFND10010000EATON VANCE TAX MNGD GBL DVCOM27829F10833332906SHDFND10032906EATON VANCE TX MNG BY WRT OPCOM27828Y10819914200SHDFND10014200EATON VANCE TXMGD GL BUYWR OCOM27829C10530024850SHDFND10024850EBAY INCCOM27864210361811354SHDFND10011354ECHO THERAPEUTICS INCCOM NEW27876L2066621025SHDFND10021025EDISON INTLCOM28102010792820179SHDFND10020179EGA EMERGING GLOBAL SHS TREGS BRAZ INF ETF26846182923513780SHDFND10013780ELECTRO RENT CORPCOM28521810379342621SHDFND10042621EMERSON ELEC COCOM2910111045337561SHDFND1007561ENBRIDGE ENERGY PARTNERS L PCOM29250R106172957823SHDFND10057823ENDEAVOUR SILVER CORPCOM29258Y10330283246SHDFND10083246ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109205235829SHDFND10035829ENERPLUS CORPCOM29276610252629199SHDFND10029199ENSCO PLCSHS CLASS AG3157S1063916831SHDFND1006831ENTERPRISE FINL SVCS CORPCOM29371210529614500SHDFND10014500ENTERPRISE PRODS PARTNERS LCOM293792107620393587SHDFND10093587EOG RES INCCOM26875P1012771644SHDFND1001644EXELON CORPCOM30161N10150518450SHDFND10018450EXPRESS SCRIPTS HLDG COCOM30219G10897813965SHDFND10013965EXXON MOBIL CORPCOM30231G10214466143136SHDFND100143136FACEBOOK INCCL A30303M102258147586SHDFND10047586FEDEX CORPCOM31428X1065283695SHDFND1003695FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310025711254SHDFND10011254FIFTH STREET FINANCE CORPCOM31678A10334136887SHDFND10036887FIRST BANCORP P RCOM NEW3186727067612249SHDFND10012249FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11940911507SHDFND10011507FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20032712064SHDFND10012064FIRST TR ISE REVERE NAT GASCOM33734J102164583952SHDFND10083952FIRST TR MORNINGSTAR DIV LEASHS336917109160973291SHDFND10073291FIRST TR NAS100 EQ WEIGHTEDSHS33734410537310250SHDFND10010250FIRST TR S&P REIT INDEX FDCOM33734G10873241940SHDFND10041940FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330440625353SHDFND10025353FIRST TR VALUE LINE DIVID INSHS33734H10681738112SHDFND10038112FIRSTENERGY CORPCOM33793210738211585SHDFND10011585FLAHERTY & CRUMRINE TOTAL RECOM33847910893450135SHDFND10050135FLAHERTY&CRMN PFD SEC INCOMCOM33847810059233836SHDFND10033836FLEXSHARES TRINTL QLTDV IDX33939L83746517116SHDFND10017116FLEXSHARES TRQUALT DIVD IDX33939L86070621173SHDFND10021173FORD MTR CO DELCOM PAR $0.013453708601548100093SHDFND100100093FRANKLIN STREET PPTYS CORPCOM35471R10612310312SHDFND10010312FREEPORT-MCMORAN COPPER & GOCOM35671D857171144994SHDFND10044994FRONTIER COMMUNICATIONS CORPCOM35906A1088018703SHDFND10018703FULTON FINL CORP PACOM36027110016512624SHDFND10012624GABELLI EQUITY TR INCCOM36239710155471150SHDFND10071150GALLAGHER ARTHUR J & COCOM3635761092896152SHDFND1006152GENERAL ELECTRIC COCOM3696041038281295106SHDFND100295106GENERAL MLS INCCOM3703341044388779SHDFND1008779GENERAL MTRS COCOM37045V1003127524SHDFND1007524GENUINE PARTS COCOM3724601054385268SHDFND1005268GILEAD SCIENCES INCCOM375558103248832855SHDFND10032855GLADSTONE CAPITAL CORPCOM37653510013414014SHDFND10014014GLAXOSMITHKLINE PLCSPONSORED ADR37733W105134125264SHDFND10025264GLOBAL X FDSGLB X SUPERDIV37950E549108446797SHDFND10046797GLOBAL X FDSSILVER MNR ETF37950E85313812149SHDFND10012149GOLDCORP INC NEWCOM38095640927312588SHDFND10012588GOLDEN STAR RES LTD CDACOM38119T104513000SHDFND10013000GOLDMAN SACHS GROUP INCCOM38141G1046323546SHDFND1003546GOOGLE INCCL A38259P50854214849SHDFND1004849GUGGENHEIM ENHNCD EQTY INCMCOM40167B10076586600SHDFND10086600GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F101204795759SHDFND10095759H & Q HEALTHCARE INVESTORSSH BEN INT40405210262923588SHDFND10023588H & Q LIFE SCIENCES INVSSH BEN INT40405310021510387SHDFND10010387HAIN CELESTIAL GROUP INCCOM4052171003744144SHDFND1004144HALLIBURTON COCOM40621610152110305SHDFND10010305HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P74926321150SHDFND10021150HARLEY DAVIDSON INCCOM4128221082673866SHDFND1003866HAWAIIAN ELEC INDUSTRIESCOM4198701002208476SHDFND1008476HCP INCCOM40414L1092787648SHDFND1007648HEALTH CARE REIT INCCOM42217K1064588574SHDFND1008574HEALTHCARE TR AMER INCCL A42225P1053132318315SHDFND100318315HECLA MNG COCOM42270410612440092SHDFND10040092HENRY JACK & ASSOC INCCOM4262811012213723SHDFND1003723HERSHEY COCOM4278661084114231SHDFND1004231HESS CORPCOM42809H1074004808SHDFND1004808HEWLETT PACKARD COCOM42823610328410071SHDFND10010071HOME DEPOT INCCOM437076102138016816SHDFND10016816HONEYWELL INTL INCCOM43851610693010209SHDFND10010209HOSPITALITY PPTYS TRCOM SH BEN INT44106M10229410879SHDFND10010879HUNTSMAN CORPCOM44701110730212267SHDFND10012267ICAHN ENTERPRISES LPDEPOSITARY UNIT45110010110389514SHDFND1009514ILLINOIS TOOL WKS INCCOM4523081093994748SHDFND1004748ING EMERGING MKTS HGH DIV EQCOM45685X10425120950SHDFND10020950ING GLOBAL EQTY DIV & PREM OCOM45684E1079910658SHDFND10010658ING INFRASTRUCTURE INDLS & MCOM45685U1001927112600SHDFND100112600ING PRIME RATE TRSH BEN INT44977W10610217469SHDFND10017469ING RISK MANAGED NAT RES FDCOM44981010041241575SHDFND10041575INLAND REAL ESTATE CORPCOM NEW45746120017817087SHDFND10017087INTEL CORPCOM4581401002995115355SHDFND100115355INTERNATIONAL BUSINESS MACHSCOM459200101891147489SHDFND10047489INVESCO DYNAMIC CR OPP FDCOM46132R10495173653SHDFND10073653INVESCO MORTGAGE CAPITAL INCCOM46131B10015710650SHDFND10010650INVESCO SR INCOME TRCOM46131H1076813375SHDFND10013375INVESTORS REAL ESTATE TRSH BEN INT46173010312314309SHDFND10014309ISHARESMSCI AUST ETF4642861032269229SHDFND1009229ISHARESMSCI BRZ CAP ETF46428640071315989SHDFND10015989ISHARESMSCI CDA ETF464286509119541249SHDFND10041249ISHARESMSCI PAC JP ETF4642866652595536SHDFND1005536ISHARESMSCI GERMANY ETF46428680636711558SHDFND10011558ISHARESMSCI JAPAN ETF4642868481878154924SHDFND100154924ISHARESMRNGSTR LG-CP GR4642871194124133SHDFND1004133ISHARESMRNGSTR LG-CP ET4642871275515111SHDFND1005111ISHARESNYSE COMPSIT ETF4642871432022135SHDFND1002135ISHARESCORE S&P TTL STK4642871502202590SHDFND1002590ISHARESSELECT DIVID ETF4642871689929138930SHDFND100138930ISHARESTIPS BD ETF464287176181116532SHDFND10016532ISHARESCHINA LG-CAP ETF46428718465116909SHDFND10016909ISHARESCORE S&P500 ETF464287200979752771SHDFND10052771ISHARESCORE TOTUSBD ETF464287226885283153SHDFND10083153ISHARESMSCI EMG MKT ETF464287234324177681SHDFND10077681ISHARESIBOXX INV CP ETF464287242337829621SHDFND10029621ISHARESGLOBAL TECH ETF464287291103012389SHDFND10012389ISHARESS&P 500 GRWT ETF464287309751976090SHDFND10076090ISHARESGLOB HLTHCRE ETF4642873254835611SHDFND1005611ISHARESGLOBAL ENERG ETF4642873412144914SHDFND1004914ISHARESNA NAT RES4642873743317671SHDFND1007671ISHARESS&P 500 VAL ETF464287408670278397SHDFND10078397ISHARES20+ YR TR BD ETF464287432354334751SHDFND10034751ISHARES7-10 Y TR BD ETF464287440446145028SHDFND10045028ISHARES1-3 YR TR BD ETF464287457796294375SHDFND10094375ISHARESMSCI EAFE ETF46428746513499201257SHDFND100201257ISHARESRUS MDCP VAL ETF4642874734406681SHDFND1006681ISHARESRUS MD CP GR ETF4642874812092486SHDFND1002486ISHARESRUS MID-CAP ETF464287499207313836SHDFND10013836ISHARESCORE S&P MCP ETF464287507865664813SHDFND10064813ISHARESNASDQ BIOTEC ETF46428755610554648SHDFND1004648ISHARESCOHEN&STEER REIT46428756479610667SHDFND10010667ISHARESU.S. CNSM SV ETF464287580394832489SHDFND10032489ISHARESRUS 1000 VAL ETF464287598331435251SHDFND10035251ISHARESS&P MC 400GR ETF4642876061053070109SHDFND10070109ISHARESRUS 1000 GRW ETF464287614482856220SHDFND10056220ISHARESRUS 1000 ETF464287622155715079SHDFND10015079ISHARESRUS 2000 VAL ETF4642876308448487SHDFND1008487ISHARESRUS 2000 GRW ETF4642876489006635SHDFND1006635ISHARESRUSSELL 2000 ETF46428765527198235727SHDFND100235727ISHARESRUS 3000 VAL ETF4642876632361914SHDFND1001914ISHARESRUS 3000 GRW ETF4642876712503545SHDFND1003545ISHARESRUSSELL 3000 ETF464287689138412482SHDFND10012482ISHARESU.S. UTILITS ETF4642876973213364SHDFND1003364ISHARESS&P MC 400VL ETF464287705286024615SHDFND10024615ISHARESU.S. TELECOM ETF464287713107935808SHDFND10035808ISHARESU.S. TECH ETF464287721722181508SHDFND10081508ISHARESU.S. REAL ES ETF46428773966010523SHDFND10010523ISHARESU.S. INDS ETF464287754388438290SHDFND10038290ISHARESUS HLTHCARE ETF464287762311026670SHDFND10026670ISHARESU.S. FIN SVC ETF4642877704745650SHDFND1005650ISHARESU.S. ENERGY ETF46428779682016260SHDFND10016260ISHARESCORE S&P SCP ETF464287804505146316SHDFND10046316ISHARESU.S. CNSM GD ETF4642878122722836SHDFND1002836ISHARESU.S. BAS MTL ETF464287838775495180SHDFND10095180ISHARESSP SMCP600VL ETF464287879337030273SHDFND10030273ISHARESSP SMCP600GR ETF464287887345529021SHDFND10029021ISHARESMRNGSTR LG-CP VL464288109257031972SHDFND10031972ISHARESMRGSTR MD CP ETF464288208142110981SHDFND10010981ISHARESJP MOR EM MK ETF464288281144013332SHDFND10013332ISHARESINTL SEL DIV ETF464288448102426978SHDFND10026978ISHARESMRGSTR SM CP ETF4642885055524255SHDFND1004255ISHARESIBOXX HI YD ETF464288513485752261SHDFND10052261ISHARESMBS ETF464288588657763016SHDFND10063016ISHARESMRGSTR SM CP GR464288604205015459SHDFND10015459ISHARESCREDIT BD ETF464288620177316542SHDFND10016542ISHARES1-3 YR CR BD ETF464288646266225256SHDFND10025256ISHARES3-7 YR TR BD ETF464288661882573558SHDFND10073558ISHARESSHRT TRS BD ETF464288679126911509SHDFND10011509ISHARESU.S. PFD STK ETF464288687180649107SHDFND10049107ISHARESGLOBAL MATER ETF4642886954296875SHDFND1006875ISHARESGLOB INDSTRL ETF4642887292313300SHDFND1003300ISHARESGLB CNS DISC ETF464288745200323791SHDFND10023791ISHARESUS HOME CONS ETF46428875245718433SHDFND10018433ISHARESUS HLTHCR PR ETF4642888286336788SHDFND1006788ISHARESU.S. PHARMA ETF4642888365334518SHDFND1004518ISHARESUS OIL EQ&SV ETF4642888444907558SHDFND1007558ISHARESUS OIL&GS EX ETF4642888517539140SHDFND1009140ISHARESEAFE VALUE ETF4642888773105409SHDFND1005409ISHARESEAFE GRWTH ETF4642888853865355SHDFND1005355ISHARESRUS TP200 VL ETF464289420138134274SHDFND10034274ISHARESRUS TP200 GR ETF4642894383367414SHDFND1007414ISHARESGRWT ALLOCAT ETF46428986738810088SHDFND10010088ISHARESMODERT ALLOC ETF46428987537811000SHDFND10011000ISHARESFLTG RATE BD ETF46429B6552234393SHDFND1004393ISHARESHIGH DIVIDND ETF46429B663262537348SHDFND10037348ISHARESUSA MIN VOL ETF46429B6975163145440SHDFND100145440ISHARES GOLD TRUSTISHARES46428510546139413SHDFND10039413ISHARES INCCORE MSCI EMKT46434G103383076776SHDFND10076776ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R1072878938SHDFND1008938ISHARES SILVER TRUSTISHARES46428Q1091959104756SHDFND100104756ISHARES TRCORE MSCI EAFE46432F84262310250SHDFND10010250JOHNSON & JOHNSONCOM478160104745881675SHDFND10081675JPMORGAN CHASE & COCOM46625H100254943510SHDFND10043510KANSAS CITY SOUTHERNCOM NEW4851703023783065SHDFND1003065KAYNE ANDERSON MLP INVT COCOM4866061062897259SHDFND1007259KIMBERLY CLARK CORPCOM494368103116411164SHDFND10011164KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106422452514SHDFND10052514KINDER MORGAN INC DELCOM49456B1012938071SHDFND1008071KINDER MORGAN MANAGEMENT LLCSHS49455U1007029261SHDFND1009261KKR & CO L P DELCOM UNITS48248M10238715938SHDFND10015938KODIAK OIL & GAS CORPCOM50015Q10041236875SHDFND10036875KRAFT FOODS GROUP INCCOM50076Q1063857046SHDFND1007046LAS VEGAS SANDS CORPCOM5178341077489459SHDFND1009459LEUCADIA NATL CORPCOM5272881042047190SHDFND1007190LILLY ELI & COCOM532457108107921173SHDFND10021173LINN ENERGY LLCUNIT LTD LIAB53602010043614210SHDFND10014210LIONS GATE ENTMNT CORPCOM NEW53591920333810686SHDFND10010686LOCKHEED MARTIN CORPCOM5398301093552358SHDFND1002358LOWES COS INCCOM548661107108221793SHDFND10021793LRAD CORPCOM50213V1097940062SHDFND10040062LTC PPTYS INCCOM50217510259416646SHDFND10016646MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010687113783SHDFND10013783MANNKIND CORPCOM56400P20118836200SHDFND10036200MARATHON OIL CORPCOM5658491062256348SHDFND1006348MARKET VECTORS ETF TRGOLD MINER ETF57060U10072634384SHDFND10034384MARKET VECTORS ETF TRMKT VECTR WIDE57060U1342378206SHDFND1008206MARKET VECTORS ETF TRBIOTECH ETF57060U1835025626SHDFND1005626MARKET VECTORS ETF TRMUN BD CLOSED57060U33241717837SHDFND10017837MARKET VECTORS ETF TRINVT GRD FL RT57060U514228191507SHDFND10091507MARKET VECTORS ETF TRHG YLD MUN ETF57060U87883829674SHDFND10029674MARKET VECTORS ETF TRURAN NUCLR ENRGY57061R5772775793SHDFND1005793MASTERCARD INCCL A57636Q10411501378SHDFND1001378MCCORMICK & CO INCCOM NON VTG5797802062403486SHDFND1003486MCDONALDS CORPCOM580135101230323645SHDFND10023645MCEWEN MNG INCCOM58039P1077638567SHDFND10038567MCGRAW HILL FINL INCCOM5806451094125280SHDFND1005280MDU RES GROUP INCCOM55269010933611036SHDFND10011036MEDIDATA SOLUTIONS INCCOM58471A1054547500SHDFND1007500MEDTRONIC INCCOM5850551065269190SHDFND1009190MERCK & CO INC NEWCOM58933Y105274254555SHDFND10054555MERITOR INCCOM59001K10012812300SHDFND10012300MFA FINL INCCOM55272X10215421592SHDFND10021592MFS HIGH YIELD MUN TRSH BEN INT59318E1029222608SHDFND10022608MFS INTER INCOME TRSH BEN INT55273C1077915103SHDFND10015103MFS MULTIMARKET INCOME TRSH BEN INT5527371088212417SHDFND10012417MFS MUN INCOME TRSH BEN INT55273810619330800SHDFND10030800MICROSOFT CORPCOM594918104305081766SHDFND10081766MIDWAY GOLD CORPCOM5981531047289300SHDFND10089300MINCO GOLD CORPORATIONCOM60254D108548040SHDFND10048040MOLYCORP INC DELCOM6087531096812634SHDFND10012634MONDELEZ INTL INCCL A60920710585923991SHDFND10023991MONSANTO CO NEWCOM61166W1013933382SHDFND1003382MORGAN STANLEYCOM NEW6174464482819002SHDFND1009002NATIONAL GRID PLCSPON ADR NEW6362743006239437SHDFND1009437NATIONAL OILWELL VARCO INCCOM6370711013854817SHDFND1004817NETFLIX INCCOM64110L1065231415SHDFND1001415NEUBERGER BERMAN MLP INCOMECOM64129H10446324306SHDFND10024306NEW YORK CMNTY BANCORP INCCOM64944510345326986SHDFND10026986NEWMONT MINING CORPCOM65163910689038811SHDFND10038811NEXTERA ENERGY INCCOM65339F1016267265SHDFND1007265NIKE INCCL B6541061034996332SHDFND1006332NOBLE ENERGY INCCOM6550441052363481SHDFND1003481NOKIA CORPSPONSORED ADR65490220413116241SHDFND10016241NORFOLK SOUTHERN CORPCOM6558441088799462SHDFND1009462NORTHERN TIER ENERGY LPCOM UN REPR PART665826103185775863SHDFND10075863NORTHROP GRUMMAN CORPCOM6668071022201915SHDFND1001915NOVAGOLD RES INCCOM NEW66987E2069036300SHDFND10036300NOVARTIS A GSPONSORED ADR66987V109133816710SHDFND10016710NOVO-NORDISK A SADR6701002055613053SHDFND1003053NUCOR CORPCOM6703461052144034SHDFND1004034NUSTAR ENERGY LPUNIT COM67058H1022655176SHDFND1005176NUVEEN CORE EQUITY ALPHA FUNCOM67090X10765838810SHDFND10038810NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10233026045SHDFND10026045NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10018915483SHDFND10015483NUVEEN GBL INCOME OPPORTUN FCOM67073C10412110700SHDFND10010700NUVEEN MUN HIGH INCOME OPP FCOM67068210325721400SHDFND10021400NUVEEN MUN VALUE FD INCCOM67092810011512710SHDFND10012710NUVEEN PFD INCOME OPPRTNY FDCOM67073B10640845877SHDFND10045877NUVEEN PREM INCOME MUN FD 2COM67063W10212710130SHDFND10010130NUVEEN QUALITY PFD INCOME FDCOM67072C10568784609SHDFND10084609O REILLY AUTOMOTIVE INC NEWCOM67103H1073152435SHDFND1002435OAKTREE CAP GROUP LLCUNIT CL A674001201199233920SHDFND10033920OCCIDENTAL PETE CORP DELCOM674599105174018101SHDFND10018101OCWEN FINL CORPCOM NEW675746309244044232SHDFND10044232OLD REP INTL CORPCOM68022310418310804SHDFND10010804OMEGA HEALTHCARE INVS INCCOM681936100269290217SHDFND10090217ONEOK PARTNERS LPUNIT LTD PARTN68268N103111721179SHDFND10021179ORACLE CORPCOM68389X10595625015SHDFND10025015PARAMOUNT GOLD & SILVER CORPCOM69924P102136141000SHDFND100141000PAREXEL INTL CORPCOM6994621073197050SHDFND1007050PAYCHEX INCCOM70432610752211413SHDFND10011413PCM FUND INCCOM69323T10146439632SHDFND10039632PENDRELL CORPCOM70686R1044120496SHDFND10020496PENN WEST PETE LTD NEWCOM70788710512514803SHDFND10014803PENNEY J C INCCOM70816010611612535SHDFND10012535PENTAIR LTDSHSH6169Q1082783602SHDFND1003602PEOPLES UNITED FINANCIAL INCCOM71270410517111315SHDFND10011315PEPSICO INCCOM7134481089164110511SHDFND100110511PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40845332328SHDFND10032328PETSMART INCCOM7167681062833881SHDFND1003881PFIZER INCCOM717081103300297987SHDFND10097987PHILIP MORRIS INTL INCCOM718172109199422852SHDFND10022852PHILLIPS 66COM71854610477910003SHDFND10010003PIEDMONT OFFICE REALTY TR INCOM CL A72019020634621085SHDFND10021085PIMCO CALIF MUN INCOME FD IICOM72200M10849254430SHDFND10054430PIMCO CALIF MUN INCOME FD IICOM72201C10916518025SHDFND10018025PIMCO CORPORATE & INCOME OPPCOM72201B1013073178121SHDFND100178121PIMCO CORPORATE INCOME STRATCOM72200U100140588645SHDFND10088645PIMCO ETF TR15+ YR US TIPS72201R304157827630SHDFND10027630PIMCO ETF TRTOTL RETN ETF72201R7759779358SHDFND1009358PIMCO ETF TR0-5 HIGH YIELD72201R7838878342SHDFND1008342PIMCO ETF TRENHAN SHRT MAT72201R833230722775SHDFND10022775PIMCO GLOBAL STOCKSPLS INCMCOM72201110353122963SHDFND10022963PIMCO HIGH INCOME FDCOM SHS7220141075036432668SHDFND100432668PIMCO INCOME OPPORTUNITY FDCOM72202B1002975105475SHDFND100105475PIMCO INCOME STRATEGY FUNDCOM72201H10859752712SHDFND10052712PIMCO INCOME STRATEGY FUND ICOM72201J10471371481SHDFND10071481PIMCO STRATEGIC GBL GOV FD ICOM72200X1041261128679SHDFND100128679PIONEER HIGH INCOME TRCOM72369H1061993116994SHDFND100116994PIONEER MUN HIGH INCOME TRCOM SHS72376310821015300SHDFND10015300PIONEER NAT RES COCOM72378710712156609SHDFND1006609PITNEY BOWES INCCOM72447910034514718SHDFND10014718PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105149229041SHDFND10029041PLUM CREEK TIMBER CO INCCOM7292511083888339SHDFND1008339POTASH CORP SASK INCCOM73755L1072788449SHDFND1008449POWERSHARES ETF TR IIS&P400 LOVL PT73937B6472579040SHDFND1009040POWERSHARES ETF TR IIS&P500 LOW VOL73937B779134240520SHDFND10040520POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153154342133SHDFND10042133POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19512910655SHDFND10010655POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862545940SHDFND1005940POWERSHARES ETF TRUSTFTSE US1500 SM73935X5678458686SHDFND1008686POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70848717113SHDFND10017113POWERSHARES ETF TRUSTINTL DIV ACHV73935X7162144116090SHDFND100116090POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73237518859SHDFND10018859POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79969813093SHDFND10013093POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q10874127902SHDFND10027902POWERSHARES ETF TRUST IIDWA EMKT MOM PTF73936Q20744424409SHDFND10024409POWERSHARES ETF TRUST IIDWA SC MOMNT PTF73936Q744117829515SHDFND10029515POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76993337456SHDFND10037456POWERSHARES ETF TRUST IICEF INC COMPST73936Q84340616618SHDFND10016618POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T5572108109884SHDFND100109884POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56531823405SHDFND10023405POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T57341115231SHDFND10015231POWERSHARES GLOBAL ETF TRUSTGBL WTR PORT73936T62332013862SHDFND10013862POWERSHARES QQQ TRUSTUNIT SER 173935A10418050205140SHDFND100205140POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10141614279SHDFND10014279POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40839416275SHDFND10016275POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10745621261SHDFND10021261PPG INDS INCCOM69350610710485524SHDFND1005524PPL CORPCOM69351T10666722175SHDFND10022175PRAXAIR INCCOM74005P1042031547SHDFND1001547PRECISION CASTPARTS CORPCOM7401891053001114SHDFND1001114PRICELINE COM INCCOM NEW741503403474408SHDFND100408PROCTER & GAMBLE COCOM74271810915508190657SHDFND100190657PROSHARES TRPSHS ULTRA INDL74347R7272422316SHDFND1002316PROSHARES TRRAFI LG SHT FD74347X31058413724SHDFND10013724PROSHARES TRULT FTSE CHINA2574347X8802133683SHDFND1003683PROSHARES TR IIULTRA SILVER74347W84124315480SHDFND10015480PROSPECT CAPITAL CORPORATIONCOM74348T10291582343SHDFND10082343PSYCHEMEDICS CORPCOM NEW74437520538627164SHDFND10027164PUBLIC STORAGECOM74460D1093442289SHDFND1002289PUBLIC SVC ENTERPRISE GROUPCOM7445731062166714SHDFND1006714PVR PARTNERS L PCOM UNIT REPTG L693665101124846523SHDFND10046523QUALCOMM INCCOM747525103135018347SHDFND10018347QUATERRA RES INCCOM74795210956616625SHDFND100616625QUICKLOGIC CORPCOM74837P1087518700SHDFND10018700RAYTHEON COCOM NEW7551115072542777SHDFND1002777REALTY INCOME CORPCOM75610910472819465SHDFND10019465REAVES UTIL INCOME FDCOM SH BEN INT756158101181972071SHDFND10072071REGENCY CTRS CORPCOM7588491032535357SHDFND1005357RETAIL PPTYS AMER INCCL A76131V20289370283SHDFND10070283REYNOLDS AMERICAN INCCOM7617131064739740SHDFND1009740RITE AID CORPCOM76775410426751856SHDFND10051856ROSS STORES INCCOM7782961032573471SHDFND1003471ROYAL BK CDA MONTREAL QUECOM7800871022443617SHDFND1003617ROYAL DUTCH SHELL PLCSPON ADR B780259107133317578SHDFND10017578ROYAL DUTCH SHELL PLCSPONS ADR A7802592063074320SHDFND1004320RPM INTL INCCOM7496851033327973SHDFND1007973RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106153021449SHDFND10021449RYDEX ETF TRUSTGUG RUSS TOP 5078355W2053482678SHDFND1002678RYDEX ETF TRUSTGUG S&P500 PU GR78355W403171124363SHDFND10024363RYDEX ETF TRUSTGUG S&P MC400 PG78355W6012842314SHDFND1002314SABINE ROYALTY TRUNIT BEN INT7856881024989776SHDFND1009776SANOFISPONSORED ADR80105N1053406315SHDFND1006315SCHLUMBERGER LTDCOM8068571088949900SHDFND1009900SCHWAB STRATEGIC TRUS LRG CAP ETF808524201151634429SHDFND10034429SCHWAB STRATEGIC TRUS SML CAP ETF808524607236945185SHDFND10045185SEADRILL LIMITEDSHSG7945E105105425858SHDFND10025858SELECT SECTOR SPDR TRSBI MATERIALS81369Y10064213902SHDFND10013902SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209408973795SHDFND10073795SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308295368624SHDFND10068624SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407269340212SHDFND10040212SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506283832137SHDFND10032137SELECT SECTOR SPDR TRSBI INT-FINL81369Y605148467624SHDFND10067624SELECT SECTOR SPDR TRSBI INT-INDS81369Y704203039032SHDFND10039032SELECT SECTOR SPDR TRTECHNOLOGY81369Y803104629023SHDFND10029023SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886216657116SHDFND10057116SEMPRA ENERGYCOM8168511096747525SHDFND1007525SENIOR HSG PPTYS TRSH BEN INT81721M109108048856SHDFND10048856SHERWIN WILLIAMS COCOM824348106292815951SHDFND10015951SILVER WHEATON CORPCOM82833610749124273SHDFND10024273SIRIUS XM HLDGS INCCOM82968B103401115819SHDFND100115819SMITH & WESSON HLDG CORPCOM83175610113910370SHDFND10010370SMUCKER J M COCOM NEW8326964054764616SHDFND1004616SONOCO PRODS COCOM8354951022315534SHDFND1005534SOUTHERN COCOM842587107124930478SHDFND10030478SPDR DOW JONES INDL AVRG ETFUT SER 178467X109503130410SHDFND10030410SPDR GOLD TRUSTGOLD SHS78463V107550847399SHDFND10047399SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10341510456SHDFND10010456SPDR INDEX SHS FDSEURO STOXX 5078463X20264915392SHDFND10015392SPDR INDEX SHS FDSASIA PACIF ETF78463X3014275520SHDFND1005520SPDR INDEX SHS FDSS&P EM MKT DIV78463X53340610421SHDFND10010421SPDR INDEX SHS FDSINTL HLTH ETF78463X68175017032SHDFND10017032SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749115327748SHDFND10027748SPDR INDEX SHS FDSDJ INTL RL ETF78463X863153237231SHDFND10037231SPDR INDEX SHS FDSS&P WRLD EX US78463X8892257700SHDFND1007700SPDR S&P 500 ETF TRTR UNIT78462F1031419676871SHDFND10076871SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107269111035SHDFND10011035SPDR SERIES TRUSTMORGAN TECH ETF78464A1024935500SHDFND1005500SPDR SERIES TRUSTNUV HGHYLD MUN78464A28460211790SHDFND10011790SPDR SERIES TRUSTBRC CNV SECS ETF78464A35975116070SHDFND10016070SPDR SERIES TRUSTBRC HGH YLD BD78464A417323379887SHDFND10079887SPDR SERIES TRUSTNUVN BR SHT MUNI78464A425163967507SHDFND10067507SPDR SERIES TRUSTDB INT GVT ETF78464A490163428038SHDFND10028038SPDR SERIES TRUSTBRCLYS INTL ETF78464A51695316502SHDFND10016502SPDR SERIES TRUSTDJ REIT ETF78464A6074826786SHDFND1006786SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A68012274268372SHDFND100268372SPDR SERIES TRUSTS&P RETAIL ETF78464A71495610875SHDFND10010875SPDR SERIES TRUSTS&P DIVID ETF78464A763709597692SHDFND10097692SPDR SERIES TRUSTS&P 600 SML CAP78464A8134764612SHDFND1004612SPDR SERIES TRUSTS&P HOMEBUILD78464A8882507526SHDFND1007526SPECTRA ENERGY CORPCOM84756010999327788SHDFND10027788SPIRIT RLTY CAP INC NEWCOM84860W10223824191SHDFND10024191SPRINT CORPCOM SER 185207U10524923443SHDFND10023443SPROTT PHYSICAL GOLD TRUSTUNIT85207H10425325723SHDFND10025723SPROTT PHYSICAL SILVER TRTR UNIT85207K10739953009SHDFND10053009ST JUDE MED INCCOM7908491034046555SHDFND1006555STARBUCKS CORPCOM855244109314840064SHDFND10040064STARWOOD PPTY TR INCCOM85571B1053099111664SHDFND100111664STATE STR CORPCOM8574771032643580SHDFND1003580STRYKER CORPCOM8636671012222917SHDFND1002917STURM RUGER & CO INCCOM8641591082223042SHDFND1003042SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210467114337SHDFND10014337SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1082693548SHDFND1003548SYNERGETICS USA INCCOM87160G1074211475SHDFND10011475SYSCO CORPCOM871829107116732444SHDFND10032444TANGER FACTORY OUTLET CTRS ICOM8754651062648370SHDFND1008370TARGET CORPCOM87612E10664110275SHDFND10010275TC PIPELINES LPUT COM LTD PRT87233Q1082174438SHDFND1004438TCW STRATEGIC INCOME FUND INCOM8723401048215192SHDFND10015192TEEKAY OFFSHORE PARTNERS L PPARTNERSHIP UNY8565J10186526028SHDFND10026028TEMPLETON EMERG MKTS INCOMECOM88019210918513523SHDFND10013523TEMPLETON GLOBAL INCOME FDCOM88019810630037841SHDFND10037841TEREX CORP NEWCOM8807791033247809SHDFND1007809TERRA NITROGEN CO L PCOM UNIT8810052014363093SHDFND1003093TESLA MTRS INCCOM88160R1012951925SHDFND1001925TEVA PHARMACEUTICAL INDS LTDADR8816242092997495SHDFND1007495TJX COS INC NEWCOM8725401095538771SHDFND1008771TORTOISE ENERGY INFRSTRCTR CCOM89147L100167034853SHDFND10034853TOWERSTREAM CORPCOM8920001005819500SHDFND10019500TRAVELERS COMPANIES INCCOM89417E1093313656SHDFND1003656TRIANGLE PETE CORPCOM NEW89600B201868106800SHDFND100106800TRINITY INDS INCCOM8965221092654880SHDFND1004880TRIPADVISOR INCCOM8969452012913592SHDFND1003592TWO HBRS INVT CORPCOM90187B10135538102SHDFND10038102U S GEOTHERMAL INCCOM90338S102410900SHDFND10010900UNDER ARMOUR INCCL A90431110798211260SHDFND10011260UNION PAC CORPCOM9078181088515058SHDFND1005058UNITED PARCEL SERVICE INCCL B911312106163015371SHDFND10015371UNITED STS GASOLINE FD LPUNITS91201T1022233711SHDFND1003711UNITED TECHNOLOGIES CORPCOM913017109161014136SHDFND10014136UNITEDHEALTH GROUP INCCOM91324P1022122769SHDFND1002769UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E1053659071SHDFND1009071US BANCORP DELCOM NEW90297330496523937SHDFND10023937VALLEY NATL BANCORPCOM91979410719919688SHDFND10019688VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328853393787SHDFND1003787VANGUARD BD INDEX FD INCLONG TERM BOND921937793557368262SHDFND10068262VANGUARD BD INDEX FD INCINTERMED TERM921937819764393706SHDFND10093706VANGUARD BD INDEX FD INCSHORT TRM BOND92193782720961262158SHDFND100262158VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835183122956SHDFND10022956VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4078438170185SHDFND100170185VANGUARD INDEX FDSS&P 500 ETF SHS9229083638575072SHDFND1005072VANGUARD INDEX FDSMCAP VL IDXVIP92290851292611589SHDFND10011589VANGUARD INDEX FDSMCAP GR IDXVIP9229085387938779SHDFND1008779VANGUARD INDEX FDSREIT ETF922908553264441075SHDFND10041075VANGUARD INDEX FDSSML CP GRW ETF9229085959547815SHDFND1007815VANGUARD INDEX FDSSM CP VAL ETF922908611110211329SHDFND10011329VANGUARD INDEX FDSMID CAP ETF922908629142712997SHDFND10012997VANGUARD INDEX FDSEXTEND MKT ETF922908652612073997SHDFND10073997VANGUARD INDEX FDSGROWTH ETF92290873626880288964SHDFND100288964VANGUARD INDEX FDSVALUE ETF92290874430352397428SHDFND100397428VANGUARD INDEX FDSSMALL CP ETF92290875111277102564SHDFND100102564VANGUARD INDEX FDSTOTAL STK MKT922908769572159682SHDFND10059682VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718283427577SHDFND10027577VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423465817SHDFND1005817VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775145828811SHDFND10028811VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585678138378SHDFND100138378VANGUARD INTL EQUITY INDEX FMEGA CAP GRO ETF922042866201832929SHDFND10032929VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874398367710SHDFND10067710VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409143417923SHDFND10017923VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7719022176570SHDFND100176570VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703073710SHDFND1003710VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844558674208SHDFND10074208VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385817596421928SHDFND100421928VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464067480120179SHDFND100120179VANGUARD WORLD FDMEGA GRWTH IND9219108164916765SHDFND1006765VANGUARD WORLD FDMEGA CAP VAL ETF92191084063011468SHDFND10011468VANGUARD WORLD FDMEGA CAP INDEX921910873192230359SHDFND10030359VANGUARD WORLD FDSCONSUM DIS ETF92204A108206719152SHDFND10019152VANGUARD WORLD FDSCONSUM STP ETF92204A207911482750SHDFND10082750VANGUARD WORLD FDSENERGY ETF92204A3066505125SHDFND1005125VANGUARD WORLD FDSHEALTH CAR ETF92204A504156515514SHDFND10015514VANGUARD WORLD FDSMATERIALS ETF92204A8015034883SHDFND1004883VANGUARD WORLD FDSUTILITIES ETF92204A876130815706SHDFND10015706VECTOR GROUP LTDCOM92240M10873344696SHDFND10044696VERIZON COMMUNICATIONS INCCOM92343V1047314148601SHDFND100148601VISA INCCOM CL A92826C83915927155SHDFND1007155VODAFONE GROUP PLC NEWSPONS ADR NEW92857W209126432077SHDFND10032077VRINGO INCCOM92911N1049431500SHDFND10031500W P CAREY INCCOM92936U109125020474SHDFND10020474WABTEC CORPCOM9297401083925261SHDFND1005261WALGREEN COCOM931422109107418694SHDFND10018694WAL-MART STORES INCCOM931142103233129552SHDFND10029552WASTE MGMT INC DELCOM94106L1093888642SHDFND1008642WELLS FARGO & CO NEWCOM949746101173338142SHDFND10038142WELLS FARGO ADV GLB DIV OPPCOM94987C10359581938SHDFND10081938WELLS FARGO ADVANTAGE INCOMECOM SHS94987B10530833595SHDFND10033595WESTERN ASSET CLYM INFL OPPCOM95766R10413011371SHDFND10011371WESTERN ASSET EMRG MKT INCMCOM95766E10316013495SHDFND10013495WESTERN ASSET HIGH INCM FD ICOM95766J1021442159465SHDFND100159465WESTERN ASSET PREMIER BD FDSHS BEN INT95766410537825943SHDFND10025943WEYERHAEUSER COCOM9621661043069666SHDFND1009666WHOLE FOODS MKT INCCOM9668371064908387SHDFND1008387WINDSTREAM HLDGS INCCOM97382A10111314278SHDFND10014278WISDOMTREE TREQTY INC ETF97717W2083406139SHDFND1006139WISDOMTREE TREMG MKTS SMCAP97717W2812595615SHDFND1005615WISDOMTREE TRLARGECAP DIVID97717W307225333814SHDFND10033814WISDOMTREE TREMERG MKTS ETF97717W315106820879SHDFND10020879WISDOMTREE TRDIV EX-FINL FD97717W4062443567SHDFND1003567WISDOMTREE TRMIDCAP DIVI FD97717W5052963979SHDFND1003979WISDOMTREE TRTTL EARNING FD97717W5963234853SHDFND1004853WISDOMTREE TRASIA PAC EXJP FD97717W8283144757SHDFND1004757WISDOMTREE TRJAPN HEDGE EQT97717W8513837560SHDFND1007560WISDOMTREE TREM LCL DEBT FD97717X8673978628SHDFND1008628WYNN RESORTS LTDCOM9831341075042598SHDFND1002598XCEL ENERGY INCCOM98389B10058920998SHDFND10020998YAHOO INCCOM984332106192848145SHDFND10048145YAMANA GOLD INCCOM98462Y1009010442SHDFND10010442YELP INCCL A9858171052032950SHDFND1002950YUM BRANDS INCCOM9884981013584667SHDFND1004667