-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lc5lGpSJ78dYTbJnQgc6faVm4rGWBkRDVj8MJjCYohhwcRJPA3j3QiyHWuxP/xx5 IFlYe/ACq9cMmnT28rQ/yg== 0001085146-10-000652.txt : 20100810 0001085146-10-000652.hdr.sgml : 20100810 20100809181409 ACCESSION NUMBER: 0001085146-10-000652 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100810 DATE AS OF CHANGE: 20100809 EFFECTIVENESS DATE: 20100810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Planning Corp CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 101002955 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 npc2q10.txt NATIONAL PLANNING CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: National Planning Corporation Address: 401 Wilshire Boulevard, Suite 1100 Santa Monica, CA 90401 13F File Number: 028-13971 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sean Haley Title: Chief Compliance Officer Phone: (310)-899-7813 Signature, Place, and Date of Signing: /s/ Sean Haley Santa Monica, CA August 09, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 236 Form 13F Information Table Value Total: $201,418 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 423 4854 SH SOLE 0 0 4854 ABBOTT LABS COM 002824100 248 5005 SH SOLE 0 0 5005 AIR T INC COM 009207101 142 14100 SH SOLE 0 0 14100 ALCOA INC COM 013817101 161 13852 SH SOLE 0 0 13852 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 192 29893 SH SOLE 0 0 29893 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 275 49849 SH SOLE 0 0 49849 ALTRIA GROUP INC COM 02209S103 859 38989 SH SOLE 0 0 38989 AMERICAN SELECT PORTFOLIO IN COM 029570108 201 16500 SH SOLE 0 0 16500 ANNALY CAP MGMT INC COM 035710409 3616 208499 SH SOLE 0 0 208499 ANTARES PHARMA INC COM 036642106 24 15700 SH SOLE 0 0 15700 ANWORTH MORTGAGE ASSET CP COM 037347101 452 66100 SH SOLE 0 0 66100 APPLE INC COM 037833100 2359 9023 SH SOLE 0 0 9023 ARENA PHARMACEUTICALS INC COM 040047102 200 27500 SH SOLE 0 0 27500 AT&T INC COM 00206R102 2159 80768 SH SOLE 0 0 80768 BANK OF AMERICA CORPORATION COM 060505104 975 68501 SH SOLE 0 0 68501 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 203 8420 SH SOLE 0 0 8420 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1628 20365 SH SOLE 0 0 20365 BIOCRYST PHARMACEUTICALS COM 09058V103 178 28975 SH SOLE 0 0 28975 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 137 19500 SH SOLE 0 0 19500 BLACKROCK INSD MUN INCOME TR COM 092479104 157 10414 SH SOLE 0 0 10414 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 233 16975 SH SOLE 0 0 16975 BOEING CO COM 097023105 239 3447 SH SOLE 0 0 3447 BP PLC SPONSORED ADR 055622104 588 14805 SH SOLE 0 0 14805 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 368 3835 SH SOLE 0 0 3835 BRISTOL MYERS SQUIBB CO COM 110122108 269 10375 SH SOLE 0 0 10375 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 200 11100 SH SOLE 0 0 11100 CAPSTEAD MTG CORP COM NO PAR 14067E506 218 18200 SH SOLE 0 0 18200 CATERPILLAR INC DEL COM 149123101 799 11384 SH SOLE 0 0 11384 CELGENE CORP COM 151020104 226 3928 SH SOLE 0 0 3928 CEMEX SAB DE CV SPON ADR NEW 151290889 98 10324 SH SOLE 0 0 10324 CENTRAL FD CDA LTD CL A 153501101 1990 136653 SH SOLE 0 0 136653 CENTURYLINK INC COM 156700106 300 8372 SH SOLE 0 0 8372 CHESAPEAKE ENERGY CORP COM 165167107 290 13343 SH SOLE 0 0 13343 CHEVRON CORP NEW COM 166764100 1478 18714 SH SOLE 0 0 18714 CISCO SYS INC COM 17275R102 644 27297 SH SOLE 0 0 27297 CITIGROUP INC COM 172967101 446 109457 SH SOLE 0 0 109457 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 712 16814 SH SOLE 0 0 16814 COCA COLA CO COM 191216100 319 5650 SH SOLE 0 0 5650 COHEN & STEERS CLOSED END OP COM 19248P106 444 36130 SH SOLE 0 0 36130 COMBINATORX INC COM 20010A103 66 40200 SH SOLE 0 0 40200 CONOCOPHILLIPS COM 20825C104 599 10379 SH SOLE 0 0 10379 CONSOLIDATED EDISON INC COM 209115104 525 11299 SH SOLE 0 0 11299 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 911 9999 SH SOLE 0 0 9999 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 941 9841 SH SOLE 0 0 9841 DENDREON CORP COM 24823Q107 359 10510 SH SOLE 0 0 10510 DISNEY WALT CO COM DISNEY 254687106 474 13911 SH SOLE 0 0 13911 DNP SELECT INCOME FD COM 23325P104 113 12000 SH SOLE 0 0 12000 DOMINION RES INC VA NEW COM 25746U109 258 6009 SH SOLE 0 0 6009 DRYSHIPS INC SHS Y2109Q101 59 12600 SH SOLE 0 0 12600 DUKE ENERGY CORP NEW COM 26441C105 256 14839 SH SOLE 0 0 14839 EATON VANCE TXMGD GL BUYWR O COM 27829C105 259 21250 SH SOLE 0 0 21250 EMPIRE RESORTS INC COM 292052107 18 15200 SH SOLE 0 0 15200 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 214 3850 SH SOLE 0 0 3850 ENDEAVOUR SILVER CORP COM 29258Y103 196 57946 SH SOLE 0 0 57946 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 417 8142 SH SOLE 0 0 8142 ENTERPRISE PRODS PARTNERS L COM 293792107 1020 26996 SH SOLE 0 0 26996 EXELON CORP COM 30161N101 421 9944 SH SOLE 0 0 9944 EXXON MOBIL CORP COM 30231G102 2518 40182 SH SOLE 0 0 40182 FEDEX CORP COM 31428X106 241 2869 SH SOLE 0 0 2869 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 1205 49958 SH SOLE 0 0 49958 FORD MTR CO DEL COM PAR $0.01 345370860 898 69432 SH SOLE 0 0 69432 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1346 18163 SH SOLE 0 0 18163 FRONTIER COMMUNICATIONS CORP COM 35906A108 238 31637 SH SOLE 0 0 31637 FULTON FINL CORP PA COM 360271100 207 22467 SH SOLE 0 0 22467 GABELLI UTIL TR COM 36240A101 82 10099 SH SOLE 0 0 10099 GASCO ENERGY INC COM 367220100 16 47500 SH SOLE 0 0 47500 GENERAL ELECTRIC CO COM 369604103 2244 136928 SH SOLE 0 0 136928 GENERAL MLS INC COM 370334104 313 9176 SH SOLE 0 0 9176 GOOGLE INC CL A 38259P508 1613 3306 SH SOLE 0 0 3306 GRAMERCY CAP CORP COM 384871109 285 172950 SH SOLE 0 0 172950 ING PRIME RATE TR SH BEN INT 44977W106 207 36441 SH SOLE 0 0 36441 INLAND REAL ESTATE CORP COM NEW 457461200 118 14770 SH SOLE 0 0 14770 INTEL CORP COM 458140100 547 26487 SH SOLE 0 0 26487 INTERNATIONAL BUSINESS MACHS COM 459200101 1900 14547 SH SOLE 0 0 14547 INVESTORS REAL ESTATE TR SH BEN INT 461730103 232 26897 SH SOLE 0 0 26897 ISHARES COMEX GOLD TR ISHARES 464285105 322 27490 SH SOLE 0 0 27490 ISHARES INC MSCI BRAZIL 464286400 347 4915 SH SOLE 0 0 4915 ISHARES INC MSCI BRIC INDX 464286657 1946 42687 SH SOLE 0 0 42687 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 274 9052 SH SOLE 0 0 9052 ISHARES SILVER TRUST ISHARES 46428Q109 691 38297 SH SOLE 0 0 38297 ISHARES TR BARCLYS 1-3YR CR 464288646 2559 24474 SH SOLE 0 0 24474 ISHARES TR BARCLYS 3-7 YR 464288661 306 2646 SH SOLE 0 0 2646 ISHARES TR BARCLYS MBS BD 464288588 237 2178 SH SOLE 0 0 2178 ISHARES TR BARCLYS SH TREA 464288679 939 8512 SH SOLE 0 0 8512 ISHARES TR DJ OIL&GAS EXP 464288851 340 6575 SH SOLE 0 0 6575 ISHARES TR HIGH YLD CORP 464288513 4871 55045 SH SOLE 0 0 55045 ISHARES TR JPMORGAN USD 464288281 900 8291 SH SOLE 0 0 8291 ISHARES TR LARGE VAL INDX 464288109 600 11117 SH SOLE 0 0 11117 ISHARES TR MSCI GRW IDX 464288885 480 8801 SH SOLE 0 0 8801 ISHARES TR MSCI VAL IDX 464288877 748 15535 SH SOLE 0 0 15535 ISHARES TR RSSL MCRCP IDX 464288869 204 4929 SH SOLE 0 0 4929 ISHARES TR RUS200 VAL IDX 464289420 1065 41647 SH SOLE 0 0 41647 ISHARES TR S&P ASIA 50 IN 464288430 2009 49458 SH SOLE 0 0 49458 ISHARES TR S&P GL INDUSTR 464288729 242 5200 SH SOLE 0 0 5200 ISHARES TR S&P GLB MTRLS 464288695 223 3703 SH SOLE 0 0 3703 ISHARES TR S&P NTL AMTFREE 464288414 382 3624 SH SOLE 0 0 3624 ISHARES TR S&P SH NTL AMTFR 464288158 244 2298 SH SOLE 0 0 2298 ISHARES TR US PFD STK IDX 464288687 840 21432 SH SOLE 0 0 21432 ISHARES TR INDEX BARCLY USAGG B 464287226 4115 38279 SH SOLE 0 0 38279 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 7817 92784 SH SOLE 0 0 92784 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 1924 20029 SH SOLE 0 0 20029 ISHARES TR INDEX BARCLYS TIPS BD 464287176 10837 101371 SH SOLE 0 0 101371 ISHARES TR INDEX COHEN&ST RLTY 464287564 591 9582 SH SOLE 0 0 9582 ISHARES TR INDEX DJ SEL DIV INX 464287168 758 16459 SH SOLE 0 0 16459 ISHARES TR INDEX DJ US BAS MATL 464287838 1114 18299 SH SOLE 0 0 18299 ISHARES TR INDEX DJ US REAL EST 464287739 1389 26268 SH SOLE 0 0 26268 ISHARES TR INDEX FTSE XNHUA IDX 464287184 965 22900 SH SOLE 0 0 22900 ISHARES TR INDEX IBOXX INV CPBD 464287242 3610 32856 SH SOLE 0 0 32856 ISHARES TR INDEX MSCI EAFE IDX 464287465 2952 55018 SH SOLE 0 0 55018 ISHARES TR INDEX MSCI EMERG MKT 464287234 3017 71349 SH SOLE 0 0 71349 ISHARES TR INDEX RUSL 2000 GROW 464287648 872 12207 SH SOLE 0 0 12207 ISHARES TR INDEX RUSL 2000 VALU 464287630 303 4905 SH SOLE 0 0 4905 ISHARES TR INDEX RUSSELL 1000 464287622 477 7761 SH SOLE 0 0 7761 ISHARES TR INDEX RUSSELL 2000 464287655 763 11618 SH SOLE 0 0 11618 ISHARES TR INDEX RUSSELL 3000 464287689 369 5589 SH SOLE 0 0 5589 ISHARES TR INDEX RUSSELL1000GRW 464287614 229 4616 SH SOLE 0 0 4616 ISHARES TR INDEX RUSSELL1000VAL 464287598 344 5862 SH SOLE 0 0 5862 ISHARES TR INDEX S&P 500 INDEX 464287200 246 2188 SH SOLE 0 0 2188 ISHARES TR INDEX S&P 500 VALUE 464287408 2316 42969 SH SOLE 0 0 42969 ISHARES TR INDEX S&P GBL ENER 464287341 1548 46429 SH SOLE 0 0 46429 ISHARES TR INDEX S&P MC 400 GRW 464287606 1904 22918 SH SOLE 0 0 22918 ISHARES TR INDEX S&P MIDCAP 400 464287507 551 7178 SH SOLE 0 0 7178 ISHARES TR INDEX S&P MIDCP VALU 464287705 2007 28911 SH SOLE 0 0 28911 ISHARES TR INDEX S&P NA NAT RES 464287374 219 6418 SH SOLE 0 0 6418 ISHARES TR INDEX S&P SMLCAP 600 464287804 621 10762 SH SOLE 0 0 10762 ISHARES TR INDEX S&P SMLCP GROW 464287887 2212 36487 SH SOLE 0 0 36487 ISHARES TR INDEX S&P SMLCP VALU 464287879 2137 34775 SH SOLE 0 0 34775 ISHARES TR INDEX S&P500 GRW 464287309 2537 44010 SH SOLE 0 0 44010 JOHNSON & JOHNSON COM 478160104 1004 16873 SH SOLE 0 0 16873 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3942 117917 SH SOLE 0 0 117917 JPMORGAN CHASE & CO COM 46625H100 253 6226 SH SOLE 0 0 6226 KIMBER RES INC COM 49435N101 520 685274 SH SOLE 0 0 685274 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 953 13956 SH SOLE 0 0 13956 KRAFT FOODS INC CL A 50075N104 234 8022 SH SOLE 0 0 8022 MARKET VECTORS ETF TR COAL ETF 57060U837 218 6293 SH SOLE 0 0 6293 MCDONALDS CORP COM 580135101 370 5273 SH SOLE 0 0 5273 MERCK & CO INC NEW COM 58933Y105 322 9229 SH SOLE 0 0 9229 MFS INTER INCOME TR SH BEN INT 55273C107 77 11000 SH SOLE 0 0 11000 MFS MUN INCOME TR SH BEN INT 552738106 245 33900 SH SOLE 0 0 33900 MICROSOFT CORP COM 594918104 1198 46002 SH SOLE 0 0 46002 MILLER PETE INC COM 600577100 254 51450 SH SOLE 0 0 51450 MINEFINDERS LTD COM 602900102 476 55366 SH SOLE 0 0 55366 MYLAN INC COM 628530107 189 10925 SH SOLE 0 0 10925 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 385 20875 SH SOLE 0 0 20875 NEUBERGER BERMAN INCOME OPP COM SHS 64126L108 249 32722 SH SOLE 0 0 32722 NEWELL RUBBERMAID INC COM 651229106 181 11025 SH SOLE 0 0 11025 NUCOR CORP COM 670346105 336 8402 SH SOLE 0 0 8402 NUVEEN INSD MUN OPPORTUNITY COM 670984103 203 13745 SH SOLE 0 0 13745 NUVEEN INSD QUALITY MUN FD I COM 67062N103 218 14646 SH SOLE 0 0 14646 NUVEEN MULTI STRAT INC & GR COM 67073B106 711 89500 SH SOLE 0 0 89500 OCULUS INNOVATIVE SCIENCES I COM 67575P108 48 25500 SH SOLE 0 0 25500 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 235 3380 SH SOLE 0 0 3380 PARAMOUNT GOLD & SILVER CORP COM 69924P102 55 40000 SH SOLE 0 0 40000 PENGROWTH ENERGY TR TR UNIT NEW 706902509 279 28040 SH SOLE 0 0 28040 PENN WEST ENERGY TR TR UNIT 707885109 1203 60257 SH SOLE 0 0 60257 PEPSICO INC COM 713448108 445 6766 SH SOLE 0 0 6766 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 231 6029 SH SOLE 0 0 6029 PFIZER INC COM 717081103 338 20668 SH SOLE 0 0 20668 PHILIP MORRIS INTL INC COM 718172109 253 4852 SH SOLE 0 0 4852 PHOENIX COS INC NEW COM 71902E109 464 195211 SH SOLE 0 0 195211 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 328 18402 SH SOLE 0 0 18402 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 697 33221 SH SOLE 0 0 33221 PIMCO HIGH INCOME FD COM SHS 722014107 602 46298 SH SOLE 0 0 46298 PIMCO INCOME OPPORTUNITY FD COM 72202B100 607 23410 SH SOLE 0 0 23410 PIONEER MUN HIGH INCOME TR COM SHS 723763108 183 12500 SH SOLE 0 0 12500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 239 3857 SH SOLE 0 0 3857 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 663 28354 SH SOLE 0 0 28354 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 414 15866 SH SOLE 0 0 15866 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 99 10505 SH SOLE 0 0 10505 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 255 10000 SH SOLE 0 0 10000 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 545 38730 SH SOLE 0 0 38730 POWERSHARES GLOBAL ETF TRUST HI YLD USD BD 73936T557 648 35575 SH SOLE 0 0 35575 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1942 41772 SH SOLE 0 0 41772 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 286 11133 SH SOLE 0 0 11133 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 209 4988 SH SOLE 0 0 4988 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 326 12593 SH SOLE 0 0 12593 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 578 24782 SH SOLE 0 0 24782 PPL CORP COM 69351T106 244 8801 SH SOLE 0 0 8801 PROCTER & GAMBLE CO COM 742718109 3021 50394 SH SOLE 0 0 50394 PROSHARES TR ULTRA FNCLS NEW 74347X633 735 12652 SH SOLE 0 0 12652 PROVIDENT ENERGY TR TR UNIT 74386K104 390 57728 SH SOLE 0 0 57728 QUICKLOGIC CORP COM 74837P108 68 20000 SH SOLE 0 0 20000 QWEST COMMUNICATIONS INTL IN COM 749121109 115 20165 SH SOLE 0 0 20165 RITE AID CORP COM 767754104 10 10100 SH SOLE 0 0 10100 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 2636 64121 SH SOLE 0 0 64121 RYDEX ETF TRUST S&P500 PUR GRW 78355W403 586 16679 SH SOLE 0 0 16679 SCHLUMBERGER LTD COM 806857108 352 5572 SH SOLE 0 0 5572 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 399 7182 SH SOLE 0 0 7182 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 160 11067 SH SOLE 0 0 11067 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 2189 98343 SH SOLE 0 0 98343 SEMPRA ENERGY COM 816851109 222 4294 SH SOLE 0 0 4294 SHAMIR OPTICAL INDUSTRY LTD SHS M83683108 227 25400 SH SOLE 0 0 25400 SILVER WHEATON CORP COM 828336107 1115 57762 SH SOLE 0 0 57762 SIRIUS XM RADIO INC COM 82967N108 63 61645 SH SOLE 0 0 61645 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2124 20015 SH SOLE 0 0 20015 SPDR GOLD TRUST GOLD SHS 78463V107 3648 31399 SH SOLE 0 0 31399 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 3106 27721 SH SOLE 0 0 27721 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 994 7096 SH SOLE 0 0 7096 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 239 4183 SH SOLE 0 0 4183 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1508 38166 SH SOLE 0 0 38166 SPDR SERIES TRUST DJ REIT ETF 78464A607 620 10826 SH SOLE 0 0 10826 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 386 6950 SH SOLE 0 0 6950 SPDR SERIES TRUST S&P DIVID ETF 78464A763 214 4385 SH SOLE 0 0 4385 SUN COMMUNITIES INC COM 866674104 288 9640 SH SOLE 0 0 9640 TCW STRATEGIC INCOME FUND IN COM 872340104 103 20507 SH SOLE 0 0 20507 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 456 9067 SH SOLE 0 0 9067 UNITED PARCEL SERVICE INC CL B 911312106 258 3857 SH SOLE 0 0 3857 UNITED STATES NATL GAS FUND UNIT 912318102 170 21243 SH SOLE 0 0 21243 UNITED STATES OIL FUND LP UNITS 91232N108 231 6246 SH SOLE 0 0 6246 UNITED TECHNOLOGIES CORP COM 913017109 285 3961 SH SOLE 0 0 3961 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 602 7167 SH SOLE 0 0 7167 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1981 24198 SH SOLE 0 0 24198 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 211 4597 SH SOLE 0 0 4597 VANGUARD INDEX FDS GROWTH ETF 922908736 1699 31962 SH SOLE 0 0 31962 VANGUARD INDEX FDS REIT ETF 922908553 717 13739 SH SOLE 0 0 13739 VANGUARD INDEX FDS SM CP VAL ETF 922908611 852 14516 SH SOLE 0 0 14516 VANGUARD INDEX FDS SMALL CP ETF 922908751 767 12564 SH SOLE 0 0 12564 VANGUARD INDEX FDS SML CP GRW ETF 922908595 509 7994 SH SOLE 0 0 7994 VANGUARD INDEX FDS STK MRK ETF 922908769 1396 24427 SH SOLE 0 0 24427 VANGUARD INDEX FDS VALUE ETF 922908744 1237 25496 SH SOLE 0 0 25496 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 3235 75592 SH SOLE 0 0 75592 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 2100 44043 SH SOLE 0 0 44043 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 383 7370 SH SOLE 0 0 7370 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 265 3320 SH SOLE 0 0 3320 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 635 8172 SH SOLE 0 0 8172 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 324 9648 SH SOLE 0 0 9648 VANGUARD WORLD FD MEGA CAP INDEX 921910873 374 9745 SH SOLE 0 0 9745 VANGUARD WORLD FD MEGA VALUE 300 921910840 1952 55343 SH SOLE 0 0 55343 VANGUARD WORLD FDS UTILITIES ETF 92204A876 416 6410 SH SOLE 0 0 6410 VERIZON COMMUNICATIONS INC COM 92343V104 1425 48163 SH SOLE 0 0 48163 WAL MART STORES INC COM 931142103 296 5757 SH SOLE 0 0 5757 WALGREEN CO COM 931422109 514 17943 SH SOLE 0 0 17943 WELLS FARGO & CO NEW COM 949746101 272 9594 SH SOLE 0 0 9594 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1676 32117 SH SOLE 0 0 32117 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 208 4593 SH SOLE 0 0 4593 YAMANA GOLD INC COM 98462Y100 221 23175 SH SOLE 0 0 23175
-----END PRIVACY-ENHANCED MESSAGE-----