0001492162-13-000015.txt : 20131108
0001492162-13-000015.hdr.sgml : 20131108
20131108162109
ACCESSION NUMBER: 0001492162-13-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131108
DATE AS OF CHANGE: 20131108
EFFECTIVENESS DATE: 20131108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lesa Sroufe & Co
CENTRAL INDEX KEY: 0001492162
IRS NUMBER: 331081760
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13961
FILM NUMBER: 131204998
BUSINESS ADDRESS:
STREET 1: 1200 FIFTH AVENUE, SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-838-8385
MAIL ADDRESS:
STREET 1: 1200 FIFTH AVENUE, SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001492162
XXXXXXXX
09-30-2013
09-30-2013
Lesa Sroufe & Co
1200 FIFTH AVENUE, SUITE 1200
SEATTLE
WA
98101
13F HOLDINGS REPORT
028-13961
N
Shaun E Corry
Chief Compliance Officer
206-838-8385
Shaun E. Corry
Seattle
WA
11-08-2013
0
44
172399
false
INFORMATION TABLE
2
lsc_13F-0930132.xml
1/100 BERKSHIRE HTWY CLA100 SH
COM
084990175
341
200
SH
SOLE
200
0
0
ALLEGHENY TECHNOLOGIES INC COM
COM
01741R102
4411
144522
SH
SOLE
118172
0
26350
ALLSTATE CORP
COM
020002101
1266
25050
SH
SOLE
0
0
25050
AMERISERV FINANCIAL INC
COM
03074A102
315
100000
SH
SOLE
100000
0
0
ANGLOGOLD ASHANTI ADR
ADR
035128206
3456
260270
SH
SOLE
213300
0
46970
APPLE INC COM
COM
037833100
5326
11172
SH
SOLE
9332
0
1840
ARCHER-DANIELS MIDLAND CO
COM
039483102
6747
183154
SH
SOLE
153304
0
29850
BANK OF UTICA NY NON VTG
COM
065437204
403
1000
SH
SOLE
1000
0
0
BRT REALTY TRUST
COM
055645303
143
20000
SH
SOLE
20000
0
0
CHEVRON CORP
COM
166764100
202
1662
SH
SOLE
1662
0
0
CHINA MOBILE LIMITED ADR
ADR
16941M109
6210
110045
SH
SOLE
91320
0
18725
COMMERZBANK AG ADR
ADR
202597308
115
10000
SH
SOLE
10000
0
0
DOLE FOOD CO INC
COM
256603101
6282
461250
SH
SOLE
356770
0
104480
ENCANA CORP
COM
292505104
4011
231421
SH
SOLE
187451
0
43970
EXELON CORP
COM
30161n101
5591
188638
SH
SOLE
153428
0
35210
EXXON MOBIL CORP
COM
30231G102
307
3569
SH
SOLE
3569
0
0
FLEXTRONICS INTERNATIONAL LTD
COM
Y2573F102
5713
628471
SH
SOLE
529741
0
98730
FORD MOTOR CO
COM
345370860
9517
564117
SH
SOLE
475747
0
88370
GENERAL ELECTRIC CO
COM
369604103
7519
314718
SH
SOLE
266288
0
48430
INTEL CORP
COM
458140100
255
11140
SH
SOLE
11140
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
291
1569
SH
SOLE
1569
0
0
ISHARES GOLD TRUST
ISHARES
464285105
130
10050
SH
SOLE
10050
0
0
L 3 COMMUNICATIONS INC
COM
502424104
7597
80391
SH
SOLE
68141
0
12250
LEGG MASON INC
COM
524901105
6351
189933
SH
SOLE
159323
0
30610
M & T BANK CORP
COM
55261F104
3089
27603
SH
SOLE
27603
0
0
MICROSOFT CORP
COM
594918104
791
23757
SH
SOLE
23667
0
90
NEWMONT MINING CORP
COM
651639106
3446
122625
SH
SOLE
100015
0
22610
NTT DOCOMO INC ADR
ADR
62942m201
6952
428585
SH
SOLE
357095
0
71490
OMEROS CORPORATION
COM
682143102
216
22115
SH
SOLE
22115
0
0
ORANGE SA SPON ADR
ADR
684060106
6937
554500
SH
SOLE
459500
0
95000
PAN AMERN SILVER CORP
COM
697900108
4026
381609
SH
SOLE
321759
0
59850
PFIZER INC
COM
717081103
8512
296320
SH
SOLE
251340
0
44980
REDWOOD TRUST INC
COM
758075402
5742
291610
SH
SOLE
229610
0
62000
ROYAL DUTCH SHELL PLC ADR
ADR
780259206
5833
88816
SH
SOLE
73566
0
15250
SCHNITZER STEEL INDUSTRIES, IN
COM
806882106
4957
180252
SH
SOLE
150252
0
30000
SEACO LTD ORD
COM
G79441104
2
20000
SH
SOLE
20000
0
0
SOUTHWEST AIRLINES CO
COM
844741108
8698
597365
SH
SOLE
497235
0
100130
SPDR GOLD TR GOLD SHS
ISHARES
78463V107
289
2255
SH
SOLE
2155
0
100
TEVA PHARMACEUTICAL INDUSTRIES
ADR
881624209
6251
165458
SH
SOLE
133688
0
31770
TIDEWATER INC
COM
886423102
1250
21061
SH
SOLE
1791
0
19270
TOTAL S A ADR
ADR
89151E109
6301
108794
SH
SOLE
91054
0
17740
UCORE RARE MATERIALS INC
COM
90348V103
3
10000
SH
SOLE
0
0
10000
WASHINGTON FEDERAL INC
COM
938824109
8191
396071
SH
SOLE
330251
0
65820
WESTERN UNION COMPANY
COM
959802109
8414
450936
SH
SOLE
360826
0
90110