0001492162-13-000015.txt : 20131108 0001492162-13-000015.hdr.sgml : 20131108 20131108162109 ACCESSION NUMBER: 0001492162-13-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lesa Sroufe & Co CENTRAL INDEX KEY: 0001492162 IRS NUMBER: 331081760 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13961 FILM NUMBER: 131204998 BUSINESS ADDRESS: STREET 1: 1200 FIFTH AVENUE, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-838-8385 MAIL ADDRESS: STREET 1: 1200 FIFTH AVENUE, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492162 XXXXXXXX 09-30-2013 09-30-2013 Lesa Sroufe & Co

1200 FIFTH AVENUE, SUITE 1200 SEATTLE WA 98101

13F HOLDINGS REPORT 028-13961 N Shaun E Corry 206-838-8385 Shaun E. Corry Seattle WA 11-08-2013 0 44 172399 false INFORMATION TABLE 2 lsc_13F-0930132.xml 1/100 BERKSHIRE HTWY CLA100 SH COM 084990175 341 200 SH SOLE 200 0 0 ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 4411 144522 SH SOLE 118172 0 26350 ALLSTATE CORP COM 020002101 1266 25050 SH SOLE 0 0 25050 AMERISERV FINANCIAL INC COM 03074A102 315 100000 SH SOLE 100000 0 0 ANGLOGOLD ASHANTI ADR ADR 035128206 3456 260270 SH SOLE 213300 0 46970 APPLE INC COM COM 037833100 5326 11172 SH SOLE 9332 0 1840 ARCHER-DANIELS MIDLAND CO COM 039483102 6747 183154 SH SOLE 153304 0 29850 BANK OF UTICA NY NON VTG COM 065437204 403 1000 SH SOLE 1000 0 0 BRT REALTY TRUST COM 055645303 143 20000 SH SOLE 20000 0 0 CHEVRON CORP COM 166764100 202 1662 SH SOLE 1662 0 0 CHINA MOBILE LIMITED ADR ADR 16941M109 6210 110045 SH SOLE 91320 0 18725 COMMERZBANK AG ADR ADR 202597308 115 10000 SH SOLE 10000 0 0 DOLE FOOD CO INC COM 256603101 6282 461250 SH SOLE 356770 0 104480 ENCANA CORP COM 292505104 4011 231421 SH SOLE 187451 0 43970 EXELON CORP COM 30161n101 5591 188638 SH SOLE 153428 0 35210 EXXON MOBIL CORP COM 30231G102 307 3569 SH SOLE 3569 0 0 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 5713 628471 SH SOLE 529741 0 98730 FORD MOTOR CO COM 345370860 9517 564117 SH SOLE 475747 0 88370 GENERAL ELECTRIC CO COM 369604103 7519 314718 SH SOLE 266288 0 48430 INTEL CORP COM 458140100 255 11140 SH SOLE 11140 0 0 INTL BUSINESS MACHINES CORP COM 459200101 291 1569 SH SOLE 1569 0 0 ISHARES GOLD TRUST ISHARES 464285105 130 10050 SH SOLE 10050 0 0 L 3 COMMUNICATIONS INC COM 502424104 7597 80391 SH SOLE 68141 0 12250 LEGG MASON INC COM 524901105 6351 189933 SH SOLE 159323 0 30610 M & T BANK CORP COM 55261F104 3089 27603 SH SOLE 27603 0 0 MICROSOFT CORP COM 594918104 791 23757 SH SOLE 23667 0 90 NEWMONT MINING CORP COM 651639106 3446 122625 SH SOLE 100015 0 22610 NTT DOCOMO INC ADR ADR 62942m201 6952 428585 SH SOLE 357095 0 71490 OMEROS CORPORATION COM 682143102 216 22115 SH SOLE 22115 0 0 ORANGE SA SPON ADR ADR 684060106 6937 554500 SH SOLE 459500 0 95000 PAN AMERN SILVER CORP COM 697900108 4026 381609 SH SOLE 321759 0 59850 PFIZER INC COM 717081103 8512 296320 SH SOLE 251340 0 44980 REDWOOD TRUST INC COM 758075402 5742 291610 SH SOLE 229610 0 62000 ROYAL DUTCH SHELL PLC ADR ADR 780259206 5833 88816 SH SOLE 73566 0 15250 SCHNITZER STEEL INDUSTRIES, IN COM 806882106 4957 180252 SH SOLE 150252 0 30000 SEACO LTD ORD COM G79441104 2 20000 SH SOLE 20000 0 0 SOUTHWEST AIRLINES CO COM 844741108 8698 597365 SH SOLE 497235 0 100130 SPDR GOLD TR GOLD SHS ISHARES 78463V107 289 2255 SH SOLE 2155 0 100 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 6251 165458 SH SOLE 133688 0 31770 TIDEWATER INC COM 886423102 1250 21061 SH SOLE 1791 0 19270 TOTAL S A ADR ADR 89151E109 6301 108794 SH SOLE 91054 0 17740 UCORE RARE MATERIALS INC COM 90348V103 3 10000 SH SOLE 0 0 10000 WASHINGTON FEDERAL INC COM 938824109 8191 396071 SH SOLE 330251 0 65820 WESTERN UNION COMPANY COM 959802109 8414 450936 SH SOLE 360826 0 90110