0001492162-11-000012.txt : 20110812
0001492162-11-000012.hdr.sgml : 20110812
20110812153539
ACCESSION NUMBER: 0001492162-11-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lesa Sroufe & Co
CENTRAL INDEX KEY: 0001492162
IRS NUMBER: 331081760
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13961
FILM NUMBER: 111031185
BUSINESS ADDRESS:
STREET 1: 1200 FIFTH AVENUE, SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-838-8385
MAIL ADDRESS:
STREET 1: 1200 FIFTH AVENUE, SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
june201113f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lesa Sroufe & Co.
Address: 1200 Fifth Avenue, Suite 1200
Seattle, WA 98101
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Shaun E. Corry
Title: Chief Compliance Officer
Phone: 206-838-8385
Signature, Place, and Date of Signing:
/s/ Shaun E. Corry Seattle, WA August 12, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 43
Form 13F Information Table Value Total: $214,476 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES Common Stock 002824100 7865 149471 SH Sole 124571 24900
AMERISERV FINANCIAL INC Common Stock 03074A102 195 100000 SH Sole 100000
ANGLOGOLD ASHANTI LTD Sponsored Adr 035128206 7670 182221 SH Sole 152121 30100
ARCHER-DANIELS MIDLAND CO Common Stock 039483102 7388 245045 SH Sole 202145 42900
AVISTA CORP Common Stock 05379b107 9376 364969 SH Sole 304269 60700
BANK OF UTICA NY NON VTG Common Stock 065437204 255 1000 SH Sole 1000
BARRICK GOLD CORP CAD Common Stock 067901108 395 8716 SH Sole 8716
BRT REALTY TRUST Common Stock 055645303 126 20000 SH Sole 20000
CHEVRON CORP Common Stock 166764100 452 4392 SH Sole 4392
CISCO SYSTEMS INC Common Stock 17275r102 6499 416351 SH Sole 341151 75200
DELL INC Common Stock 24702R101 7294 437567 SH Sole 358767 78800
ELI LILLY & CO Common Stock 532457108 7008 186725 SH Sole 152325 34400
ENCANA CORP Common Stock 292505104 6921 224771 SH Sole 184271 40500
EXXON MOBIL CORP Common Stock 30231G102 369 4531 SH Sole 4531
FIRST CAROLINA INV INC Common Stock 319420105 136 24700 SH Sole 24700
FLEXTRONICS INTERNATIONAL LTD Common Stock Y2573F102 5245 816997 SH Sole 684997 132000
GENERAL ELECTRIC CO Common Stock 369604103 7924 420131 SH Sole 350531 69600
HUDSON CITY BANCORP INC Common Stock 443683107 5976 729645 SH Sole 587345 142300
INTEL CORP Common Stock 458140100 8235 371634 SH Sole 311734 59900
ISHARES GOLD TRUST Ishares 464285105 147 10050 SH Sole 10050
ISHARES SILVER TRUST Ishares 46428Q109 5573 164693 SH Sole 139893 24800
L 3 COMMUNICATIONS INC Common Stock 502424104 9285 106177 SH Sole 90177 16000
LEVEL 3 COMMUNICATIONS, INC. Common Stock 52729N100 98 40000 SH Sole 40000
M & T BANK CORP Common Stock 55261F104 2505 28483 SH Sole 28483
MERCK & CO INC NEW Common Stock 58933y105 7218 204529 SH Sole 168329 36200
MICROSOFT CORP Common Stock 594918104 6522 250856 SH Sole 206756 44100
NEWMONT MINING CORP Common Stock 651639106 8007 148357 SH Sole 123757 24600
OMEROS CORPORATION Common Stock 682143102 81 19639 SH Sole 19639
PAN AMERN SILVER CORP Common Stock 697900108 245 7940 SH Sole 7940
PFIZER INC Common Stock 717081103 8498 412516 SH Sole 335616 76900
PORTLAND GENERAL ELECTRIC CO Common Stock 736508847 7609 301001 SH Sole 249901 51100
PROSHARES SHORT S&P500 Common Stock 74347R503 5976 146073 SH Sole 146073
RADIOSHACK CORP Common Stock 750438103 5838 438642 SH Sole 346142 92500
REDWOOD TRUST INC Common Stock 758075402 5271 348599 SH Sole 286999 61600
SAFEWAY INC NEW Common Stock 786514208 7421 317563 SH Sole 246663 70900
SEACO LTD ORD Common Stock G79441104 14 20000 SH Sole 20000
SOUTHWEST AIRLINES CO Common Stock 844741108 8823 772584 SH Sole 628684 143900
SPDR GOLD TR GOLD SHS Ishares 78463V107 6153 42143 SH Sole 36543 5600
TECO ENERGY INC Common Stock 872375100 7501 397109 SH Sole 327809 69300
TIDEWATER INC Common Stock 886423102 870 16159 SH Sole 2759 13400
TOTAL S A ADR Sponsored Adr 89151E109 7379 127575 SH Sole 102075 25500
WAL-MART STORES INC Common Stock 931142103 5789 108944 SH Sole 84644 24300
WASHINGTON FEDERAL INC Common Stock 938824109 8324 506658 SH Sole 412058 94600
214476