0001492162-11-000012.txt : 20110812 0001492162-11-000012.hdr.sgml : 20110812 20110812153539 ACCESSION NUMBER: 0001492162-11-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lesa Sroufe & Co CENTRAL INDEX KEY: 0001492162 IRS NUMBER: 331081760 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13961 FILM NUMBER: 111031185 BUSINESS ADDRESS: STREET 1: 1200 FIFTH AVENUE, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-838-8385 MAIL ADDRESS: STREET 1: 1200 FIFTH AVENUE, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 june201113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lesa Sroufe & Co. Address: 1200 Fifth Avenue, Suite 1200 Seattle, WA 98101 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shaun E. Corry Title: Chief Compliance Officer Phone: 206-838-8385 Signature, Place, and Date of Signing: /s/ Shaun E. Corry Seattle, WA August 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: $214,476 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES Common Stock 002824100 7865 149471 SH Sole 124571 24900 AMERISERV FINANCIAL INC Common Stock 03074A102 195 100000 SH Sole 100000 ANGLOGOLD ASHANTI LTD Sponsored Adr 035128206 7670 182221 SH Sole 152121 30100 ARCHER-DANIELS MIDLAND CO Common Stock 039483102 7388 245045 SH Sole 202145 42900 AVISTA CORP Common Stock 05379b107 9376 364969 SH Sole 304269 60700 BANK OF UTICA NY NON VTG Common Stock 065437204 255 1000 SH Sole 1000 BARRICK GOLD CORP CAD Common Stock 067901108 395 8716 SH Sole 8716 BRT REALTY TRUST Common Stock 055645303 126 20000 SH Sole 20000 CHEVRON CORP Common Stock 166764100 452 4392 SH Sole 4392 CISCO SYSTEMS INC Common Stock 17275r102 6499 416351 SH Sole 341151 75200 DELL INC Common Stock 24702R101 7294 437567 SH Sole 358767 78800 ELI LILLY & CO Common Stock 532457108 7008 186725 SH Sole 152325 34400 ENCANA CORP Common Stock 292505104 6921 224771 SH Sole 184271 40500 EXXON MOBIL CORP Common Stock 30231G102 369 4531 SH Sole 4531 FIRST CAROLINA INV INC Common Stock 319420105 136 24700 SH Sole 24700 FLEXTRONICS INTERNATIONAL LTD Common Stock Y2573F102 5245 816997 SH Sole 684997 132000 GENERAL ELECTRIC CO Common Stock 369604103 7924 420131 SH Sole 350531 69600 HUDSON CITY BANCORP INC Common Stock 443683107 5976 729645 SH Sole 587345 142300 INTEL CORP Common Stock 458140100 8235 371634 SH Sole 311734 59900 ISHARES GOLD TRUST Ishares 464285105 147 10050 SH Sole 10050 ISHARES SILVER TRUST Ishares 46428Q109 5573 164693 SH Sole 139893 24800 L 3 COMMUNICATIONS INC Common Stock 502424104 9285 106177 SH Sole 90177 16000 LEVEL 3 COMMUNICATIONS, INC. Common Stock 52729N100 98 40000 SH Sole 40000 M & T BANK CORP Common Stock 55261F104 2505 28483 SH Sole 28483 MERCK & CO INC NEW Common Stock 58933y105 7218 204529 SH Sole 168329 36200 MICROSOFT CORP Common Stock 594918104 6522 250856 SH Sole 206756 44100 NEWMONT MINING CORP Common Stock 651639106 8007 148357 SH Sole 123757 24600 OMEROS CORPORATION Common Stock 682143102 81 19639 SH Sole 19639 PAN AMERN SILVER CORP Common Stock 697900108 245 7940 SH Sole 7940 PFIZER INC Common Stock 717081103 8498 412516 SH Sole 335616 76900 PORTLAND GENERAL ELECTRIC CO Common Stock 736508847 7609 301001 SH Sole 249901 51100 PROSHARES SHORT S&P500 Common Stock 74347R503 5976 146073 SH Sole 146073 RADIOSHACK CORP Common Stock 750438103 5838 438642 SH Sole 346142 92500 REDWOOD TRUST INC Common Stock 758075402 5271 348599 SH Sole 286999 61600 SAFEWAY INC NEW Common Stock 786514208 7421 317563 SH Sole 246663 70900 SEACO LTD ORD Common Stock G79441104 14 20000 SH Sole 20000 SOUTHWEST AIRLINES CO Common Stock 844741108 8823 772584 SH Sole 628684 143900 SPDR GOLD TR GOLD SHS Ishares 78463V107 6153 42143 SH Sole 36543 5600 TECO ENERGY INC Common Stock 872375100 7501 397109 SH Sole 327809 69300 TIDEWATER INC Common Stock 886423102 870 16159 SH Sole 2759 13400 TOTAL S A ADR Sponsored Adr 89151E109 7379 127575 SH Sole 102075 25500 WAL-MART STORES INC Common Stock 931142103 5789 108944 SH Sole 84644 24300 WASHINGTON FEDERAL INC Common Stock 938824109 8324 506658 SH Sole 412058 94600 214476