-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1pliBZVE5CMD5khDVafHvcVJS7SBrv+0vFiwt/WXKrS3ZWlzkN/JEYIoPM+fLI7 tGRr4332hVzzp8k5wYyTrQ== 0001492162-10-000003.txt : 20100518 0001492162-10-000003.hdr.sgml : 20100518 20100517175259 ACCESSION NUMBER: 0001492162-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100518 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lesa Sroufe & Co CENTRAL INDEX KEY: 0001492162 IRS NUMBER: 331081760 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13961 FILM NUMBER: 10840436 BUSINESS ADDRESS: STREET 1: 1200 FIFTH AVENUE, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-838-8385 MAIL ADDRESS: STREET 1: 1200 FIFTH AVENUE, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 march201013f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lesa Sroufe & Co. Address: 1200 Fifth Avenue, Suite 1200 Seattle, WA 98101 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shaun E. Corry Title: Chief Compliance Officer Phone: 206-838-8385 Signature, Place, and Date of Signing: /s/ Shaun E. Corry Seattle, WA May 17, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $162,345 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 868 10390SH SOLE 868 0 0 ABBOTT LABS COM 00282410 421 8000SH SOLE 421 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 6960 183410SH SOLE 6960 0 0 AT&T INC COM 00206R102 6198 239852SH SOLE 6198 0 0 AVISTA CORP COM 05379b107 6996 337795SH SOLE 6996 0 0 BARRICK GOLD CORP COM 067901108 371 9686SH SOLE 371 0 0 BERKSHIRE HATHAWAY INC CL A CLB 084670108 731 6SH SOLE 731 0 0 BERKSHIRE HATHAWAY INC CL B CLB NEW 084670702 610 7500SH SOLE 610 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 1117 13905SH SOLE 1117 0 0 BOEING CO COM 097023105 202 2784SH SOLE 202 0 0 BP PLC SPONSORED ADR 055622104 5432 95183SH SOLE 5432 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 436 16320SH SOLE 436 0 0 CARBO CERAMICS INC COM 140781105 954 15300SH SOLE 954 0 0 CHEVRON CORP COM 166764100 1311 17285SH SOLE 1311 0 0 CISCO SYS INC COM 17275r102 278 10698SH SOLE 278 0 0 DELL INC COM 24702R101 4998 332763SH SOLE 4998 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3811 102332SH SOLE 3811 0 0 LILLY ELI & CO COM 532457108 5217 144049SH SOLE 5217 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 3720 474477SH SOLE 3720 0 0 HUGOTON RTY TR UNIT BEN INT 444717102 3320 200715SH SOLE 3320 0 0 INTEL CORP COM 458140100 710 31873SH SOLE 710 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 321 2505SH SOLE 321 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3984 232448SH SOLE 3984 0 0 LSI CORP COM 502161102 208 33940SH SOLE 208 0 0 M & T BK CORP COM 55261F104 2387 30073SH SOLE 2387 0 0 MARATHON OIL CORP COM 565849106 205 6474SH SOLE 205 0 0 MARSH & MCLENNAN COS INC COM 571748102 6293 257708SH SOLE 6293 0 0 MERCK & CO INC NEW COM 58933y105 6800 182057SH SOLE 6800 0 0 MICROSOFT CORP COM 594918104 5002 170787SH SOLE 5002 0 0 NEWMONT MINING CORP COM 651639106 6494 127512SH SOLE 6494 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 5169 245917SH SOLE 5169 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 238 14275SH SOLE 238 0 0 OLIN CORP COM PAR $! 680665205 6520 332331SH SOLE 6520 0 0 PAN AMERN SILVER CORP COM 697900108 201 8700SH SOLE 201 0 0 PFIZER INC COM 717081103 6044 352394SH SOLE 6044 0 0 PNM RES INC COM 69349H107 4836 385966SH SOLE 4836 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 5321 275541SH SOLE 5321 0 0 PSHS SHRT S&P500 PSHS SHRT S&P500 74347R503 3290 66461SH SOLE 3290 0 0 SAFEWAY INC COM NEW 786514208 5775 232320SH SOLE 5775 0 0 SOUTHWEST AIRLS CO COM 844741108 7358 556545SH SOLE 7358 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3710 34053SH SOLE 3710 0 0 SYMANTEC CORP COM 871503108 564 33300SH SOLE 564 0 0 TECO ENERGY INC COM 872375100 5276 332035SH SOLE 5276 0 0 TIDEWATER INC COM 886423102 5793 122541SH SOLE 5793 0 0 TIME WARNER INC COM NEW 887317303 2869 91740SH SOLE 2869 0 0 UNITEDHEALTH GROUP INC COM 91324p102 271 8280SH SOLE 271 0 0 US BANCORP DEL COM NEW 902973304 337 13030SH SOLE 337 0 0 WASHINGTON FED INC COM 938824109 6650 327267SH SOLE 6650 0 0 WELLS FARGO & CO NEW COM 949746101 5768 185334SH SOLE 5768 0 0 162345 162345
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