-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKmzpCNTFFcMhJhUTsKSppDUG7fmhUjChH97FIqjaWikm44sh+UeDkjk/r8XtjMP 1sVbT7z6M3usq9PMbCNyPA== 0000902664-11-000520.txt : 20110214 0000902664-11-000520.hdr.sgml : 20110214 20110214151719 ACCESSION NUMBER: 0000902664-11-000520 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charter Oak Partners Management, L.P. CENTRAL INDEX KEY: 0001492145 IRS NUMBER: 161681723 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13963 FILM NUMBER: 11606854 BUSINESS ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 226 7591 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET STREET 2: SUITE 210 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 p11-0479form13fhr.txt CHARTER OAK PARTNERS MANAGEMENT, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS MANAGEMENT, L.P. Address: 10 WRIGHT STREET WESTPORT, CT 06880 Form 13F File Number: 028-13963 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: JERROLD N. FINE Title: MANAGING MEMBER OF THE GENERAL PARTNER Phone: 203-226-7591 Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 02/14/11 - -------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] The 13F reports relating to the securities holdings of Charter Oak Partners and its affiliated funds prior to January 1, 2010 can be found under the name "Charter Oak Partners/CT", 13F File Number 028-01685 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $ 166,068 -------------- (In Thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12871 CHARTER OAK MANAGEMENT GP LLC 2. 028-13964 FINE PARTNERS, L.P
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 99 CENTS ONLY STORES COM 65440K106 316 19,804 SH DEFINED 1, 2 19,804 0 0 99 CENTS ONLY STORES COM 65440K106 22 1,403 SH DEFINED 1 1,403 0 0 ABBOTT LABS COM 002824100 3,555 74,203 SH DEFINED 1, 2 74,203 0 0 ABBOTT LABS COM 002824100 252 5,257 SH DEFINED 1 5,257 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2,826 49,509 SH DEFINED 1, 2 49,509 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 200 3,507 SH DEFINED 1 3,507 0 0 CISCO SYS INC COM 17275R102 4,006 198,036 SH DEFINED 1, 2 198,036 0 0 CISCO SYS INC COM 17275R102 284 38,785 SH DEFINED 1 38,785 0 0 DIRECTV COM CL A 25490A101 1,363 34,142 SH DEFINED 1, 2 34,142 0 0 DIRECTV COM CL A 25490A101 97 2,419 SH DEFINED 1 2,419 0 0 EVEREST RE GROUP LTD COM G3223R108 12,859 151,605 SH DEFINED 1, 2 151,605 0 0 EVEREST RE GROUP LTD COM G3223R108 911 10,740 SH DEFINED 1 10,740 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 7,171 494,863 SH DEFINED 1, 2 494,863 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 508 35,057 SH DEFINED 1 35,057 0 0 HEWLETT PACKARD CO COM 428236103 4,169 99,018 SH DEFINED 1, 2 99,018 0 0 HEWLETT PACKARD CO COM 428236103 295 7,015 SH DEFINED 1 7,015 0 0 KAR AUCTION SVCS INC COM 48238T109 1,826 132,312 SH DEFINED 1, 2 132,312 0 0 KAR AUCTION SVCS INC COM 48238T109 129 9,373 SH DEFINED 1 9,373 0 0 KOHLS CORP COM 500255104 4,034 74,242 SH DEFINED 1, 2 74,242 0 0 KOHLS CORP COM 500255104 286 5,259 SH DEFINED 1 5,259 0 0 LINCOLN NATL CORP IND COM 534187109 2,751 98,938 SH DEFINED 1, 2 98,938 0 0 LINCOLN NATL CORP IND COM 534187109 195 7,009 SH DEFINED 1 7,009 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 2,058 54,907 SH DEFINED 1, 2 54,907 0 0 LOWES COS INC COM 548661107 3,043 121,313 SH DEFINED 1, 2 121,313 0 0 LOWES COS INC COM 548661107 216 8,594 SH DEFINED 1 8,594 0 0 METLIFE INC COM 59156R108 6,157 138,544 SH DEFINED 1, 2 138,544 0 0 METLIFE INC COM 59156R108 436 9,815 SH DEFINED 1 9,815 0 0 MURPHY OIL CORP COM 626717102 8,489 113,868 SH DEFINED 1, 2 113,868 0 0 MURPHY OIL CORP COM 626717102 601 8,066 SH DEFINED 1 8,066 0 0 MYLAN INC COM 628530107 13,942 659,803 SH DEFINED 1, 2 659,803 0 0 MYLAN INC COM 628530107 988 46,741 SH DEFINED 1 46,741 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 990 54,460 SH DEFINED 1, 2 54,460 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 70 3,858 SH DEFINED 1 3,858 0 0 O REILLY AUTOMOTIVE INC COM 686091109 1,416 26,811 SH DEFINED 1, 2 26,811 0 0 O REILLY AUTOMOTIVE INC COM 686091109 100 1,899 SH DEFINED 1 1,899 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 26,327 268,366 SH DEFINED 1, 2 268,366 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1,865 19,011 SH DEFINED 1 19,011 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 3,880 480,182 SH DEFINED 1, 2 480,182 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 275 34,006 SH DEFINED 1 34,006 0 0 POLARIS INDS INC COM 731068102 4,727 60,586 SH DEFINED 1, 2 60,586 0 0 POLARIS INDS INC COM 731068102 335 4,292 SH DEFINED 1 4,292 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 729 49,486 SH DEFINED 1, 2 49,486 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 52 3,506 SH DEFINED 1 3,506 0 0 RAILAMERICA INC COM 750753402 1,923 148,494 SH DEFINED 1, 2 148,494 0 0 RAILAMERICA INC COM 750753402 136 10,519 SH DEFINED 1 10,519 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 3,046 99,018 SH DEFINED 1, 2 99,018 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 216 7,015 SH DEFINED 1 7,015 0 0 SOUTHWESTERN ENERGY CO COM 845467109 11,117 297,003 SH DEFINED 1, 2 297,003 0 0 SOUTHWESTERN ENERGY CO COM 845467109 788 21,040 SH DEFINED 1 21,040 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1,321 9,526 SH DEFINED 1, 2 9,526 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 94 675 SH DEFINED 1 675 0 0 ST JUDE MED INC COM 790849103 8,466 198,036 SH DEFINED 1, 2 198,036 0 0 ST JUDE MED INC COM 790849103 600 14,029 SH DEFINED 1 14,029 0 0 WAL MART STORES INC COM 931142103 12,622 234,053 SH DEFINED 1, 2 234,053 0 0 WAL MART STORES INC COM 931142103 894 16,581 SH DEFINED 1 16,581 0 0 YRC WORLDWIDE INC COM 984249102 88 23,754 SH DEFINED 1, 2 23,754 0 0 YRC WORLDWIDE INC COM 984249102 6 1,675 SH DEFINED 1 1,675 0 0
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