0001140361-17-007481.txt : 20170215 0001140361-17-007481.hdr.sgml : 20170215 20170214174637 ACCESSION NUMBER: 0001140361-17-007481 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp CENTRAL INDEX KEY: 0001491719 IRS NUMBER: 061603711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13939 FILM NUMBER: 17611299 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-295-6200 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001491719 XXXXXXXX 12-31-2016 12-31-2016 Lombard Odier Asset Management (USA) Corp

452 FIFTH AVENUE, 25TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-13939 N Laura Keeler 212-295-6145 /s/ Laura Keeler New York NY 02-14-2017 1 137 1081485 false 1 0001615423 028-16235 Compagnie Lombard Odier SCmA INFORMATION TABLE 2 form13fInfoTable.xml ADVANCE AUTO PARTS INC COM 00751Y106 12817 75789 SH DFND 75789 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 529 77913 SH DFND 77913 0 0 ALCOA CORP COM 013872106 7563 269320 SH DFND 269320 0 0 ALERE INC COM 01449J105 585 15000 SH Put DFND 15000 0 0 ANADARKO PETE CORP COM 032511107 12748 182820 SH DFND 182820 0 0 APPLE INC COM 037833100 2085 18000 SH Call DFND 18000 0 0 APPLE INC COM 037833100 793 6850 SH DFND 6850 0 0 ARRIS INTL INC SHS G0551A103 4711 156349 SH DFND 156349 0 0 AXSOME THERAPEUTICS INC COM 05464T104 1688 250000 SH DFND 250000 0 0 BAKER HUGHES INC COM 057224107 4077 62757 SH DFND 62757 0 0 BASIC ENERGY SVCS INC NEW COM NEW 06985P209 4419 125000 SH DFND 125000 0 0 BURLINGTON STORES INC COM 122017106 6423 75789 SH DFND 75789 0 0 CABELAS INC COM 126804301 4391 75000 SH 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