0001140361-16-086673.txt : 20161115
0001140361-16-086673.hdr.sgml : 20161115
20161115092648
ACCESSION NUMBER: 0001140361-16-086673
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp
CENTRAL INDEX KEY: 0001491719
IRS NUMBER: 061603711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13939
FILM NUMBER: 161997997
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-295-6200
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001491719
XXXXXXXX
09-30-2016
09-30-2016
Lombard Odier Asset Management (USA) Corp
452 FIFTH AVENUE, 25TH FLOOR
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-13939
N
Laura Keeler
Authorized Signatory
212-295-6145
/s/ Laura Keeler
New York
NY
11-14-2016
1
238
1081485
false
1
0001615423
028-16235
Compagnie Lombard Odier SCmA
INFORMATION TABLE
2
form13fInfoTable.xml
ADVANCE AUTO PARTS INC
COM
00751Y106
14912
100000
SH
DFND
100000
0
0
ADVANTAGE OIL & GAS LTD
COM
00765F101
856
93037
SH
DFND
93037
0
0
AFFIMED NV
COM
N01045108
976
350989
SH
DFND
350989
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
6950
50000
SH
DFND
50000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
6699
126412
SH
DFND
126412
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
5299
100000
SH
Call
DFND
100000
0
0
ALERE INC
COM
01449J105
432
10000
SH
DFND
10000
0
0
ALERE INC
COM
01449J105
649
15000
SH
Put
DFND
15000
0
0
ALLEGION PLC
ORD SHS
G0176J109
2057
29857
SH
DFND
29857
0
0
ALLERGAN PLC
SHS
G0177J108
2072
8997
SH
DFND
8997
0
0
AMAZON.COM INC
COM
023135106
16746
20000
SH
DFND
20000
0
0
AMETEK INC
COM
031100100
1911
40000
SH
Put
DFND
40000
0
0
ANADARKO PETROLEUM CORP
COM
032511107
6970
110000
SH
DFND
110000
0
0
APIGEE CORP
COM
03765N108
870
50000
SH
DFND
50000
0
0
ARRIS INTERNATIONAL PLC
SHS
G0551A103
6362
224570
SH
DFND
224570
0
0
ASSURED GUARANTY LTD
COM
G0585R106
9281
334458
SH
DFND
334458
0
0
AXSOME THERAPEUTICS INC
COM
05464T104
2585
328061
SH
DFND
328061
0
0
BAKER HUGHES INC
COM
057224107
1913
37909
SH
DFND
37909
0
0
BHP BILLITON PLC-ADR
SPONSORED ADR
05545E209
8166
268780
SH
DFND
268780
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
476
20000
SH
DFND
20000
0
0
BROADCOM LTD
SHS
Y09827109
2704
15673
SH
DFND
15673
0
0
BROCADE COMMUNICATIONS SYS
COM NEW
111621306
2921
316475
SH
DFND
316475
0
0
BURLINGTON STORES INC
COM
122017106
10128
125000
SH
DFND
125000
0
0
CABOT OIL & GAS CORP
COM
127097103
6192
240000
SH
DFND
240000
0
0
CALLON PETROLEUM CO
COM
13123X102
4270
271985
SH
DFND
271985
0
0
CALPINE CORP
COM NEW
131347304
4930
390000
SH
DFND
390000
0
0
CANADIAN NATL RAILWAY CO
COM
136375102
981
15000
SH
DFND
15000
0
0
CANADIAN PACIFIC RAILWAY LTD
COM
13645T100
1374
9000
SH
DFND
9000
0
0
CARBO CERAMICS INC
COM
140781105
2141
195678
SH
DFND
195678
0
0
CARMIKE CINEMAS INC
COM
143436400
981
30000
SH
DFND
30000
0
0
CASEY'S GENERAL STORES INC
COM
147528103
15019
125000
SH
DFND
125000
0
0
CATERPILLAR INC
COM
149123101
1775
20000
SH
DFND
20000
0
0
CAVIUM INC
COM
14964U108
1746
30000
SH
DFND
30000
0
0
CBL & ASSOCIATES PROPERTIES
COM
124830100
1214
100000
SH
Put
DFND
100000
0
0
CENTENNIAL RESOURCE DEVELOPM
UNIT 99/99/9999T
82811P200
2885
160200
SH
DFND
160200
0
0
CEPHEID
COM
15670R107
2108
40000
SH
DFND
40000
0
0
CEPHEID
COM
15670R107
2635
50000
SH
Put
DFND
50000
0
0
CHARLES RIVER LABORATORIES
COM
159864107
2492
29900
SH
DFND
29900
0
0
CHEMTURA CORP
COM NEW
163893209
1969
60000
SH
DFND
60000
0
0
CIMAREX ENERGY CO
COM
171798101
6719
50000
SH
DFND
50000
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
5149
946520
SH
DFND
946520
0
0
COLUMBIA PIPELINE PARTNERS L
COM UT REPSTG
198281107
1614
100000
SH
Put
DFND
100000
0
0
COMMSCOPE HOLDING CO INC
COM
20337X109
12207
405400
SH
DFND
405400
0
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668108
750
65000
SH
DFND
65000
0
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668108
3297
285700
SH
Call
DFND
285700
0
0
COMMUNITY HEALTH SYSTEMS-CVR
RIGHT 99/99/9999
203668116
1
100000
SH
DFND
100000
0
0
COMSCORE INC
COM
20564W105
1533
50000
SH
DFND
50000
0
0
CONSTELLATION BRANDS INC-A
CL A
21036P108
6660
40000
SH
DFND
40000
0
0
CONSUMER DISCRETIONARY SELT
SBI CONS DISCR
81369Y407
9285
116000
SH
Call
DFND
116000
0
0
COTY INC-CL A
COM CL A
222070203
2350
100000
SH
Call
DFND
100000
0
0
CRANE CO
COM
224399105
1260
20000
SH
DFND
20000
0
0
CUMMINS INC
COM
231021106
6408
50000
SH
DFND
50000
0
0
CURRENCYSHARES JAPANESE YEN
JAPANESE YEN
23130A102
38084
400000
SH
Put
DFND
400000
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
1216
626978
SH
DFND
626978
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
2346
192926
SH
DFND
192926
0
0
DANA INC
COM
235825205
1091
70000
SH
DFND
70000
0
0
DANAHER CORP
COM
235851102
2556
32600
SH
DFND
32600
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2496
35000
SH
DFND
35000
0
0
DELTA AIR LINES INC
COM NEW
247361702
315
8000
SH
DFND
8000
0
0
DERMIRA INC
COM
24983L104
5919
175000
SH
DFND
175000
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
4827
50000
SH
DFND
50000
0
0
DIPEXIUM PHARMACEUTICALS INC
COM
25456J104
2175
150000
SH
DFND
150000
0
0
DOLLAR TREE INC
COM
256746108
10656
135000
SH
DFND
135000
0
0
DOMINO'S PIZZA INC
COM
25754A201
16704
110000
SH
DFND
110000
0
0
DONALDSON CO INC
COM
257651109
635
17000
SH
DFND
17000
0
0
DOVER CORP
COM
260003108
5891
80000
SH
DFND
80000
0
0
DOVER CORP
COM
260003108
4418
60000
SH
Put
DFND
60000
0
0
DRIL-QUIP INC
COM
262037104
3344
60000
SH
DFND
60000
0
0
DTS INC
COM
23335C101
1064
25000
SH
DFND
25000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
541
51600
SH
Call
DFND
51600
0
0
EATON CORP PLC
SHS
G29183103
2628
40000
SH
DFND
40000
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
2191
163638
SH
DFND
163638
0
0
ENERGEN CORP
COM
29265N108
2886
50000
SH
DFND
50000
0
0
EOG RESOURCES INC
COM
26875P101
6286
65000
SH
DFND
65000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
876
17000
SH
DFND
17000
0
0
EXTERRAN CORP
COM
30227H106
1185
75591
SH
DFND
75591
0
0
FACEBOOK INC-A
CL A
30303M102
6414
50000
SH
DFND
50000
0
0
FANG HOLDINGS LTD - ADR
ADR
30711Y102
3255
724924
SH
DFND
724924
0
0
FATE THERAPEUTICS INC
COM
31189P102
768
246126
SH
DFND
246126
0
0
FEDEX CORP
COM
31428X106
1572
9000
SH
DFND
9000
0
0
FIREEYE INC
COM
31816Q101
5477
371725
SH
DFND
371725
0
0
FIREEYE INC
COM
31816Q101
317
21500
SH
Call
DFND
21500
0
0
FIRST DATA CORP- CLASS A
COM CL A
32008D106
3999
303857
SH
DFND
303857
0
0
FLEETMATICS GROUP PLC
COM
G35569105
1500
25000
SH
DFND
25000
0
0
FORTIVE CORP
COM
34959J108
916
18000
SH
DFND
18000
0
0
FORTUNE BRANDS HOME & SECURI
COM
34964C106
2073
37500
SH
DFND
37500
0
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
3178
160000
SH
DFND
160000
0
0
GLOBUS MEDICAL INC - A
CL A
379577208
1129
50000
SH
DFND
50000
0
0
GOGO INC
COM
38046C109
5137
465305
SH
DFND
465305
0
0
GOGO INC
COM
38046C109
973
88100
SH
Call
DFND
88100
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
2424
75059
SH
DFND
75059
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
3230
100000
SH
Call
DFND
100000
0
0
GRUBHUB INC
COM
400110102
6193
144061
SH
DFND
144061
0
0
HALLIBURTON CO
COM
406216101
7512
167380
SH
DFND
167380
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
4239
350904
SH
DFND
350904
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
1812
150000
SH
Call
DFND
150000
0
0
HCA HOLDINGS INC
COM
40412C101
7563
100000
SH
Call
DFND
100000
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
640
20000
SH
DFND
20000
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
959
30000
SH
Call
DFND
30000
0
0
HENNESSY CAPITAL ACQUIS-CW20
*W EXP 07/28/202
42588J118
396
990458
SH
DFND
990458
0
0
HERON THERAPEUTICS INC
COM
427746102
3015
175000
SH
DFND
175000
0
0
HOLOGIC INC
COM
436440101
1010
26000
SH
DFND
26000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
10878
600000
SH
DFND
600000
0
0
HOWARD HUGHES CORP/THE
COM
44267D107
7672
67000
SH
DFND
67000
0
0
HUMANA INC
COM
444859102
442
2500
SH
DFND
2500
0
0
IDEX CORP
COM
45167R104
2079
22219
SH
DFND
22219
0
0
IGNYTA INC
COM
451731103
4896
778440
SH
DFND
778440
0
0
ILLUMINA INC
COM
452327109
1453
8000
SH
DFND
8000
0
0
INFINERA CORP
COM
45667G103
3433
380200
SH
DFND
380200
0
0
INGRAM MICRO INC-CL A
CL A
457153104
713
20000
SH
DFND
20000
0
0
INGRAM MICRO INC-CL A
CL A
457153104
357
10000
SH
Put
DFND
10000
0
0
INTERACTIVE BROKERS GRO-CL A
COM
45841N107
9688
274690
SH
DFND
274690
0
0
INTERSIL CORP-A
CL A
46069S109
2193
100000
SH
DFND
100000
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1015
1400
SH
DFND
1400
0
0
ISHARES MSCI EMERGING MARKET
MSCI EMG MKT ETF
464287234
8089
216000
SH
Call
DFND
216000
0
0
ITT INC
COM
45073V108
1693
47231
SH
DFND
47231
0
0
JOY GLOBAL INC
COM
481165108
2774
100000
SH
DFND
100000
0
0
JOY GLOBAL INC
COM
481165108
2777
100100
SH
Put
DFND
100100
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1680
18000
SH
DFND
18000
0
0
KLA-TENCOR CORP
COM
482480100
174
2500
SH
DFND
2500
0
0
KLA-TENCOR CORP
COM
482480100
1743
25000
SH
Put
DFND
25000
0
0
KRATON CORP
COM
50077C106
4465
127436
SH
DFND
127436
0
0
KRATON CORP
COM
50077C106
7008
200000
SH
Call
DFND
200000
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
3588
552886
SH
DFND
552886
0
0
LEXMARK INTERNATIONAL INC-A
CL A
529771107
2198
55000
SH
DFND
55000
0
0
LEXMARK INTERNATIONAL INC-A
CL A
529771107
4456
111500
SH
Put
DFND
111500
0
0
LIBERTY GLOBAL PLC LILAC - A
LILAC SHS CL A
G5480U138
23196
840732
SH
DFND
840732
0
0
LIBERTY GLOBAL PLC-A
SHS CL A
G5480U104
4857
142110
SH
DFND
142110
0
0
LINKEDIN CORP - A
COM CL A
53578A108
13393
70000
SH
DFND
70000
0
0
LINKEDIN CORP - A
COM CL A
53578A108
16245
85000
SH
Put
DFND
85000
0
0
LIONS GATE ENTERTAINMENT COR
COM NEW
535919203
5990
299674
SH
DFND
299674
0
0
LIONS GATE ENTERTAINMENT COR
COM NEW
535919203
1999
100000
SH
Call
DFND
100000
0
0
LOCKHEED MARTIN CORP
COM
539830109
2397
10000
SH
DFND
10000
0
0
LOCKHEED MARTIN CORP
COM
539830109
2397
10000
SH
Call
DFND
10000
0
0
LOWE'S COS INC
COM
548661107
14514
201000
SH
DFND
201000
0
0
MARATHON OIL CORP
COM
565849106
3613
244436
SH
DFND
244436
0
0
MASCO CORP
COM
574599106
3711
108147
SH
DFND
108147
0
0
MASIMO CORP
COM
574795100
476
8000
SH
DFND
8000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
1860
43000
SH
DFND
43000
0
0
MICROSEMI CORP
COM
595137100
3809
90725
SH
DFND
90725
0
0
MUELLER WATER PRODUCTS INC-A
COM SER A
624758108
4587
365499
SH
DFND
365499
0
0
MYLAN NV
SHS EURO
N59465109
1906
50000
SH
DFND
50000
0
0
NETFLIX INC
COM
64110L106
4928
50000
SH
DFND
50000
0
0
NETSUITE INC
COM
64118Q107
2767
25000
SH
DFND
25000
0
0
NEXEO SOLUTIONS INC -CW19
*W EXP 06/09/202
65342H110
502
851370
SH
DFND
851370
0
0
NOBLE CORP PLC
SHS USD
G65431101
3557
724465
SH
DFND
724465
0
0
NORDSON CORP
COM
655663102
996
10000
SH
DFND
10000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
3688
38000
SH
DFND
38000
0
0
NORTHERN OIL AND GAS INC
COM
665531109
804
300000
SH
DFND
300000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
3218
13003
SH
DFND
13003
0
0
NQ MOBILE INC - ADR -CLASS A
ADR REPSTG CL A
64118U108
3979
1041684
SH
DFND
1041684
0
0
NQ MOBILE INC - ADR -CLASS A
ADR REPSTG CL A
64118U108
2025
530000
SH
Call
DFND
530000
0
0
NUCOR CORP
COM
670346105
2337
40000
SH
DFND
40000
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
714
7000
SH
DFND
7000
0
0
OASIS PETROLEUM INC
COM
674215108
2868
250000
SH
DFND
250000
0
0
OSHKOSH CORP
COM
688239201
1344
24000
SH
DFND
24000
0
0
PACCAR INC
COM
693718108
1763
30000
SH
DFND
30000
0
0
PACIFIC BIOSCIENCES OF CALIF
COM
69404D108
1792
200000
SH
DFND
200000
0
0
PACIFIC BIOSCIENCES OF CALIF
COM
69404D108
1792
200000
SH
Call
DFND
200000
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
1327
101966
SH
DFND
101966
0
0
PARSLEY ENERGY INC-CLASS A
CL A
701877102
6617
197454
SH
DFND
197454
0
0
PENTAIR PLC
SHS
G7S00T104
2570
40000
SH
DFND
40000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
5795
3166915
SH
DFND
3166915
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
6401
34477
SH
DFND
34477
0
0
PRESS GANEY HOLDINGS INC
COM
74113L102
808
20000
SH
DFND
20000
0
0
PRICELINE GROUP INC/THE
COM NEW
741503403
17658
12000
SH
DFND
12000
0
0
PRIVATEBANCORP INC
COM
742962103
4592
100000
SH
DFND
100000
0
0
PSIVIDA CORP
COM
74440J101
1853
615596
SH
DFND
615596
0
0
QEP RESOURCES INC
COM
74733V100
2225
113940
SH
DFND
113940
0
0
QIAGEN N.V.
REG SHS
N72482107
1886
68715
SH
DFND
68715
0
0
RESMED INC
COM
761152107
1017
15700
SH
DFND
15700
0
0
RETROPHIN INC
COM
761299106
18899
844474
SH
DFND
844474
0
0
REVANCE THERAPEUTICS INC
COM
761330109
350
21611
SH
DFND
21611
0
0
REXNORD CORP
COM
76169B102
1349
62986
SH
DFND
62986
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
1725
470000
SH
DFND
470000
0
0
RITE AID CORP
COM
767754104
792
103000
SH
Put
DFND
103000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
7125
95060
SH
DFND
95060
0
0
RSP PERMIAN INC
COM
74978Q105
7038
178817
SH
DFND
178817
0
0
SALESFORCE.COM INC
COM
79466L302
3352
45000
SH
DFND
45000
0
0
SCHLUMBERGER LTD
COM
806857108
8893
113341
SH
DFND
113341
0
0
SEADRILL LTD
SHS
G7945E105
3255
1500000
SH
DFND
1500000
0
0
SERVICE CORP INTERNATIONAL
COM
817565104
12487
470506
SH
DFND
470506
0
0
SERVICE CORP INTERNATIONAL
COM
817565104
3981
150000
SH
Call
DFND
150000
0
0
SHERWIN-WILLIAMS CO/THE
COM
824348106
4952
17898
SH
DFND
17898
0
0
SMITH (A.O.) CORP
COM
831865209
935
9463
SH
DFND
9463
0
0
SONY CORP-SPONSORED ADR
ADR NEW
835699307
996
30000
SH
DFND
30000
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
68135
315000
SH
Put
DFND
315000
0
0
SPDR S&P BIOTECH ETF
S&P BIOTECH
78464A870
330
5000
SH
DFND
5000
0
0
SPDR S&P BIOTECH ETF
S&P BIOTECH
78464A870
9944
150000
SH
Call
DFND
150000
0
0
SPDR S&P OIL & GAS EXP & PR
S&P OILGAS EXP
78464A730
6939
180430
SH
DFND
180430
0
0
ST JUDE MEDICAL INC
COM
790849103
5639
70700
SH
Put
DFND
70700
0
0
STAPLES INC
COM
855030102
6712
785000
SH
DFND
785000
0
0
STAPLES INC
COM
855030102
5130
600000
SH
Call
DFND
600000
0
0
STARBUCKS CORP
COM
855244109
14618
270000
SH
DFND
270000
0
0
STARBUCKS CORP
COM
855244109
10162
187700
SH
Call
DFND
187700
0
0
STEEL DYNAMICS INC
COM
858119100
1126
45070
SH
DFND
45070
0
0
STRYKER CORP
COM
863667101
1502
12900
SH
DFND
12900
0
0
SUMMIT MATERIALS INC -CL A
CL A
86614U100
12058
650000
SH
DFND
650000
0
0
SUPERIOR ENERGY SERVICES INC
COM
868157108
3145
209526
SH
DFND
209526
0
0
SWIFT TRANSPORTATION CO
CL A
87074U101
1074
50000
SH
DFND
50000
0
0
SYNERGY RESOURCES CORP
COM
87164P103
4401
635000
SH
DFND
635000
0
0
SYNGENTA AG-ADR
SPONSORED ADR
87160A100
3627
41400
SH
DFND
41400
0
0
SYNGENTA AG-ADR
SPONSORED ADR
87160A100
7569
86400
SH
Put
DFND
86400
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
966
15000
SH
DFND
15000
0
0
TEMPUR SEALY INTERNATIONAL I
COM
88023U101
9078
160000
SH
DFND
160000
0
0
TEMPUR SEALY INTERNATIONAL I
COM
88023U101
8511
150000
SH
Call
DFND
150000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1033
45600
SH
DFND
45600
0
0
TENNECO INC
COM
880349105
1165
20000
SH
DFND
20000
0
0
TERRAFORM POWER INC - A
CL A COM
88104R100
2479
178200
SH
DFND
178200
0
0
TETRA TECHNOLOGIES INC
COM
88162F105
1534
251043
SH
DFND
251043
0
0
TRIPADVISOR INC
COM
896945201
3371
53359
SH
DFND
53359
0
0
TURQUOISE HILL RESOURCES LTD
COM
900435108
912
235000
SH
DFND
235000
0
0
TWENTY-FIRST CENTURY FOX-A
CL A
90130A101
11942
493076
SH
DFND
493076
0
0
TWITTER INC
COM
90184L102
231
10000
SH
DFND
10000
0
0
TWITTER INC
COM
90184L102
346
15000
SH
Put
DFND
15000
0
0
UNION PACIFIC CORP
COM
907818108
7730
80340
SH
DFND
80340
0
0
UNITED RENTALS INC
COM
911363109
2826
36000
SH
DFND
36000
0
0
US SILICA HOLDINGS INC
COM
90346E103
4093
87912
SH
DFND
87912
0
0
VALSPAR CORP/THE
COM
920355104
7955
75000
SH
Put
DFND
75000
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
6573
395000
SH
DFND
395000
0
0
VERIFONE SYSTEMS INC
COM
92342Y109
11403
724482
SH
DFND
724482
0
0
VERIFONE SYSTEMS INC
COM
92342Y109
1574
100000
SH
Call
DFND
100000
0
0
VERSARTIS INC
COM
92529L102
1838
150000
SH
DFND
150000
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
4941
305940
SH
DFND
305940
0
0
VIRGIN AMERICA INC
COM VTG
92765X208
4420
82600
SH
Put
DFND
82600
0
0
VISA INC-CLASS A SHARES
COM CL A
92826C839
10525
127269
SH
DFND
127269
0
0
WABCO HOLDINGS INC
COM
92927K102
773
6810
SH
DFND
6810
0
0
WATTS WATER TECHNOLOGIES-A
CL A
942749102
1297
20000
SH
DFND
20000
0
0
WCI COMMUNITIES INC
COM PAR $0.01
92923C807
2372
100000
SH
DFND
100000
0
0
WHITEWAVE FOODS CO
COM
966244105
1351
25000
SH
DFND
25000
0
0
WHITEWAVE FOODS CO
COM
966244105
5443
100000
SH
Call
DFND
100000
0
0
WYNN RESORTS LTD
COM
983134107
4871
50000
SH
DFND
50000
0
0
XYLEM INC
COM
98419M100
1050
20000
SH
DFND
20000
0
0
YY INC-ADR
ADS REPCOM CLA
98426T106
10656
200000
SH
DFND
200000
0
0
ZEBRA TECHNOLOGIES CORP-CL A
CL A
989207105
2088
30000
SH
DFND
30000
0
0
ZOGENIX INC
COM NEW
98978L204
7147
625252
SH
DFND
625252
0
0
ZOSANO PHARMA CORP
COM
98979H103
363
477272
SH
DFND
477272
0
0
ZOSANO PHARMA CORP REST
COM
98979H103
252
318450
SH
DFND
318450
0
0