0001140361-16-076732.txt : 20160815
0001140361-16-076732.hdr.sgml : 20160815
20160815164918
ACCESSION NUMBER: 0001140361-16-076732
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp
CENTRAL INDEX KEY: 0001491719
IRS NUMBER: 061603711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13939
FILM NUMBER: 161833499
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-295-6200
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001491719
XXXXXXXX
06-30-2016
06-30-2016
Lombard Odier Asset Management (USA) Corp
452 FIFTH AVENUE, 25TH FLOOR
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-13939
N
Laura Keeler
Authorized Signatory
212-295-6145
/s/ Laura Keeler
New York
NY
08-15-2016
1
209
825641
false
1
0001615423
028-16235
Compagnie Lombard Odier SCmA
INFORMATION TABLE
2
form13fInfoTable.xml
AGL RES INC
COM
001204106
1649
25000
SH
Put
DFND
Compagnie Lombard Odier SCmA
25000
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
2435
75000
SH
DFND
Compagnie Lombard Odier SCmA
75000
0
0
AIR PRODS & CHEMS INC
COM
009158106
2254
15871
SH
DFND
Compagnie Lombard Odier SCmA
15871
0
0
AMAZON COM INC
COM
023135106
16933
23662
SH
DFND
Compagnie Lombard Odier SCmA
23662
0
0
APPLE INC
COM
037833100
5734
59976
SH
DFND
Compagnie Lombard Odier SCmA
59976
0
0
BAIDU INC
SPON ADR REP A
056752108
2147
13000
SH
DFND
Compagnie Lombard Odier SCmA
13000
0
0
BAKER HUGHES INC
COM
057224107
2015
44646
SH
DFND
Compagnie Lombard Odier SCmA
44646
0
0
B/E AEROSPACE INC
COM
073302101
543
11770
SH
DFND
Compagnie Lombard Odier SCmA
11770
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
455
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
BELDEN INC
COM
077454106
483
8000
SH
DFND
Compagnie Lombard Odier SCmA
8000
0
0
BORGWARNER INC
COM
099724106
229
7755
SH
DFND
Compagnie Lombard Odier SCmA
7755
0
0
BURLINGTON STORES INC
COM
122017106
16678
250000
SH
DFND
Compagnie Lombard Odier SCmA
250000
0
0
CIGNA CORPORATION
COM
125509109
7698
60143
SH
DFND
Compagnie Lombard Odier SCmA
60143
0
0
CARMIKE CINEMAS INC
COM
143436400
503
16700
SH
Put
DFND
Compagnie Lombard Odier SCmA
16700
0
0
CARMIKE CINEMAS INC
COM
143436400
301
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
CIRRUS LOGIC INC
COM
172755100
1113
28691
SH
DFND
Compagnie Lombard Odier SCmA
28691
0
0
COLFAX CORP
COM
194014106
1323
50000
SH
DFND
Compagnie Lombard Odier SCmA
50000
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 99/99/9999
203668116
0
100000
SH
DFND
Compagnie Lombard Odier SCmA
100000
0
0
CONTINENTAL RESOURCES INC
COM
212015101
16361
361402
SH
DFND
Compagnie Lombard Odier SCmA
361402
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
106
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
DANA HLDG CORP
COM
235825205
317
30000
SH
DFND
Compagnie Lombard Odier SCmA
30000
0
0
DANAHER CORP DEL
COM
235851102
869
8604
SH
DFND
Compagnie Lombard Odier SCmA
8604
0
0
DOLLAR TREE INC
COM
256746108
20272
215106
SH
DFND
Compagnie Lombard Odier SCmA
215106
0
0
DOVER CORP
COM
260003108
829
11959
SH
DFND
Compagnie Lombard Odier SCmA
11959
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
784
53800
SH
Call
DFND
Compagnie Lombard Odier SCmA
53800
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
3583
245728
SH
DFND
Compagnie Lombard Odier SCmA
245728
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
406
32266
SH
DFND
Compagnie Lombard Odier SCmA
32266
0
0
GENERAL ELECTRIC CO
COM
369604103
2661
84530
SH
DFND
Compagnie Lombard Odier SCmA
84530
0
0
GENESEE & WYO INC
CL A
371559105
361
6132
SH
DFND
Compagnie Lombard Odier SCmA
6132
0
0
GLOBALSTAR INC
COM
378973408
30
25000
SH
DFND
Compagnie Lombard Odier SCmA
25000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
3722
145059
SH
DFND
Compagnie Lombard Odier SCmA
145059
0
0
GRUBHUB INC
COM
400110102
6969
224311
SH
DFND
Compagnie Lombard Odier SCmA
224311
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
5244
167764
SH
DFND
Compagnie Lombard Odier SCmA
167764
0
0
HALLIBURTON CO
COM
406216101
7769
171536
SH
DFND
Compagnie Lombard Odier SCmA
171536
0
0
HUMANA INC
COM
444859102
1349
7500
SH
Put
DFND
Compagnie Lombard Odier SCmA
7500
0
0
HUMANA INC
COM
444859102
989
5500
SH
DFND
Compagnie Lombard Odier SCmA
5500
0
0
IGNYTA INC
COM
451731103
4396
811016
SH
DFND
Compagnie Lombard Odier SCmA
811016
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2280
21886
SH
DFND
Compagnie Lombard Odier SCmA
21886
0
0
INGRAM MICRO INC
CL A
457153104
696
20000
SH
Put
DFND
Compagnie Lombard Odier SCmA
20000
0
0
INGRAM MICRO INC
CL A
457153104
348
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
996
20000
SH
DFND
Compagnie Lombard Odier SCmA
20000
0
0
JOY GLOBAL INC
COM
481165108
534
25266
SH
DFND
Compagnie Lombard Odier SCmA
25266
0
0
KLA-TENCOR CORP
COM
482480100
2930
40000
SH
DFND
Compagnie Lombard Odier SCmA
40000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1807
20056
SH
DFND
Compagnie Lombard Odier SCmA
20056
0
0
KATE SPADE & CO
COM
485865109
6650
322658
SH
DFND
Compagnie Lombard Odier SCmA
322658
0
0
KENNAMETAL INC
COM
489170100
476
21511
SH
DFND
Compagnie Lombard Odier SCmA
21511
0
0
KIRBY CORP
COM
497266106
1651
26469
SH
DFND
Compagnie Lombard Odier SCmA
26469
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
1174
8000
SH
DFND
Compagnie Lombard Odier SCmA
8000
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
2992
559174
SH
DFND
Compagnie Lombard Odier SCmA
559174
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
5216
257813
SH
DFND
Compagnie Lombard Odier SCmA
257813
0
0
LOCKHEED MARTIN CORP
COM
539830109
1334
5377
SH
DFND
Compagnie Lombard Odier SCmA
5377
0
0
LOWES COS INC
COM
548661107
7327
92552
SH
DFND
Compagnie Lombard Odier SCmA
92552
0
0
MARATHON OIL CORP
COM
565849106
3172
211329
SH
DFND
Compagnie Lombard Odier SCmA
211329
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1800
9377
SH
DFND
Compagnie Lombard Odier SCmA
9377
0
0
MASCO CORP
COM
574599106
1475
47670
SH
DFND
Compagnie Lombard Odier SCmA
47670
0
0
MOHAWK INDS INC
COM
608190104
1765
9303
SH
DFND
Compagnie Lombard Odier SCmA
9303
0
0
MORGAN STANLEY
COM NEW
617446448
2096
80663
SH
DFND
Compagnie Lombard Odier SCmA
80663
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
1651
144591
SH
DFND
Compagnie Lombard Odier SCmA
144591
0
0
NOBLE ENERGY INC
COM
655044105
16303
454498
SH
DFND
Compagnie Lombard Odier SCmA
454498
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1317
5927
SH
DFND
Compagnie Lombard Odier SCmA
5927
0
0
PACCAR INC
COM
693718108
964
18586
SH
DFND
Compagnie Lombard Odier SCmA
18586
0
0
PANDORA MEDIA INC
COM
698354107
1617
129864
SH
DFND
Compagnie Lombard Odier SCmA
129864
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
2782
200000
SH
DFND
Compagnie Lombard Odier SCmA
200000
0
0
PARSLEY ENERGY INC
CL A
701877102
5359
198039
SH
DFND
Compagnie Lombard Odier SCmA
198039
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
5099
3166915
SH
DFND
Compagnie Lombard Odier SCmA
3166915
0
0
PIONEER NAT RES CO
COM
723787107
16318
107919
SH
DFND
Compagnie Lombard Odier SCmA
107919
0
0
PRICELINE GRP INC
COM NEW
741503403
874
700
SH
DFND
Compagnie Lombard Odier SCmA
700
0
0
PRIVATEBANCORP INC
COM
742962103
6605
150000
SH
DFND
Compagnie Lombard Odier SCmA
150000
0
0
QLOGIC CORP
COM
747277101
147
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
QUESTAR CORP
COM
748356102
695
27400
SH
Put
DFND
Compagnie Lombard Odier SCmA
27400
0
0
RPC INC
COM
749660106
2295
147751
SH
DFND
Compagnie Lombard Odier SCmA
147751
0
0
RETROPHIN INC
COM
761299106
1781
100000
SH
Call
DFND
Compagnie Lombard Odier SCmA
100000
0
0
RETROPHIN INC
COM
761299106
19281
1082572
SH
DFND
Compagnie Lombard Odier SCmA
1082572
0
0
REVANCE THERAPEUTICS INC
COM
761330109
306
22515
SH
DFND
Compagnie Lombard Odier SCmA
22515
0
0
RICE ENERGY INC
COM
762760106
4604
208876
SH
DFND
Compagnie Lombard Odier SCmA
208876
0
0
RITE AID CORP
COM
767754104
749
100000
SH
Put
DFND
Compagnie Lombard Odier SCmA
100000
0
0
RITE AID CORP
COM
767754104
749
100000
SH
DFND
Compagnie Lombard Odier SCmA
100000
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1407
12253
SH
DFND
Compagnie Lombard Odier SCmA
12253
0
0
ST JUDE MED INC
COM
790849103
4914
63000
SH
Put
DFND
Compagnie Lombard Odier SCmA
63000
0
0
ST JUDE MED INC
COM
790849103
4875
62500
SH
DFND
Compagnie Lombard Odier SCmA
62500
0
0
SCHLUMBERGER LTD
COM
806857108
8496
107438
SH
DFND
Compagnie Lombard Odier SCmA
107438
0
0
SERVICE CORP INTL
COM
817565104
11370
420506
SH
DFND
Compagnie Lombard Odier SCmA
420506
0
0
SMITH A O
COM
831865209
895
10161
SH
DFND
Compagnie Lombard Odier SCmA
10161
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1371
109000
SH
Put
DFND
Compagnie Lombard Odier SCmA
109000
0
0
STARBUCKS CORP
COM
855244109
9213
161300
SH
Call
DFND
Compagnie Lombard Odier SCmA
161300
0
0
STARBUCKS CORP
COM
855244109
16314
285607
SH
DFND
Compagnie Lombard Odier SCmA
285607
0
0
STEEL DYNAMICS INC
COM
858119100
3594
146675
SH
DFND
Compagnie Lombard Odier SCmA
146675
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
4943
268481
SH
DFND
Compagnie Lombard Odier SCmA
268481
0
0
TENNECO INC
COM
880349105
979
21002
SH
DFND
Compagnie Lombard Odier SCmA
21002
0
0
TERNIUM SA
SPON ADR
880890108
330
17303
SH
DFND
Compagnie Lombard Odier SCmA
17303
0
0
TRIPADVISOR INC
COM
896945201
2186
34000
SH
DFND
Compagnie Lombard Odier SCmA
34000
0
0
UNION PAC CORP
COM
907818108
4103
47022
SH
DFND
Compagnie Lombard Odier SCmA
47022
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2372
22024
SH
DFND
Compagnie Lombard Odier SCmA
22024
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2884
28126
SH
DFND
Compagnie Lombard Odier SCmA
28126
0
0
VALSPAR CORP
COM
920355104
151
1400
SH
Put
DFND
Compagnie Lombard Odier SCmA
1400
0
0
VALSPAR CORP
COM
920355104
4861
45000
SH
DFND
Compagnie Lombard Odier SCmA
45000
0
0
VULCAN MATLS CO
COM
929160109
1921
15963
SH
DFND
Compagnie Lombard Odier SCmA
15963
0
0
WESTERN DIGITAL CORP
COM
958102105
1182
25000
SH
DFND
Compagnie Lombard Odier SCmA
25000
0
0
YAHOO INC
COM
984332106
1878
50000
SH
DFND
Compagnie Lombard Odier SCmA
50000
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
2375
47405
SH
DFND
Compagnie Lombard Odier SCmA
47405
0
0
U S SILICA HLDGS INC
COM
90346E103
3772
109425
SH
DFND
Compagnie Lombard Odier SCmA
109425
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
3392
133655
SH
DFND
Compagnie Lombard Odier SCmA
133655
0
0
ACUITY BRANDS INC
COM
00508Y102
248
1000
SH
DFND
Compagnie Lombard Odier SCmA
1000
0
0
ADOBE SYS INC
COM
00724F101
10303
107554
SH
DFND
Compagnie Lombard Odier SCmA
107554
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
11299
69908
SH
DFND
Compagnie Lombard Odier SCmA
69908
0
0
ADVANTAGE OIL & GAS LTD
COM
00765F101
612
109572
SH
DFND
Compagnie Lombard Odier SCmA
109572
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
3213
57443
SH
DFND
Compagnie Lombard Odier SCmA
57443
0
0
ALERE INC
COM
01449J105
1042
25000
SH
Put
DFND
Compagnie Lombard Odier SCmA
25000
0
0
ALERE INC
COM
01449J105
208
5000
SH
DFND
Compagnie Lombard Odier SCmA
5000
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
283
102294
SH
DFND
Compagnie Lombard Odier SCmA
102294
0
0
AXIALL CORP
COM
05463D100
1706
52300
SH
Put
DFND
Compagnie Lombard Odier SCmA
52300
0
0
AXIALL CORP
COM
05463D100
2609
80000
SH
DFND
Compagnie Lombard Odier SCmA
80000
0
0
AXSOME THERAPEUTICS INC
COM
05464T104
2577
341790
SH
DFND
Compagnie Lombard Odier SCmA
341790
0
0
CALLON PETE CO DEL
COM
13123X102
3465
308544
SH
DFND
Compagnie Lombard Odier SCmA
308544
0
0
CANADIAN PAC RY LTD
COM
13645T100
644
5000
SH
DFND
Compagnie Lombard Odier SCmA
5000
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
5378
173310
SH
DFND
Compagnie Lombard Odier SCmA
173310
0
0
COMSCORE INC
COM
20564W105
2448
102494
SH
DFND
Compagnie Lombard Odier SCmA
102494
0
0
CONCHO RES INC
COM
20605P101
16237
136140
SH
DFND
Compagnie Lombard Odier SCmA
136140
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
10673
64530
SH
DFND
Compagnie Lombard Odier SCmA
64530
0
0
COTIVITI HLDGS INC
COM
22164K101
1690
80000
SH
DFND
Compagnie Lombard Odier SCmA
80000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
11078
268882
SH
DFND
Compagnie Lombard Odier SCmA
268882
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
1137
653216
SH
DFND
Compagnie Lombard Odier SCmA
653216
0
0
DEMANDWARE INC
COM
24802Y105
749
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
DERMIRA INC
COM
24983L104
7865
268878
SH
DFND
Compagnie Lombard Odier SCmA
268878
0
0
DIPEXIUM PHARMACEUTICALS INC
COM
25456J104
1507
152065
SH
DFND
Compagnie Lombard Odier SCmA
152065
0
0
DOMINOS PIZZA INC
COM
25754A201
17758
135164
SH
DFND
Compagnie Lombard Odier SCmA
135164
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
8174
200000
SH
Put
DFND
Compagnie Lombard Odier SCmA
200000
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
6131
150000
SH
DFND
Compagnie Lombard Odier SCmA
150000
0
0
EHI CAR SVCS LTD
SPON ADS CL A
26853A100
790
78125
SH
DFND
Compagnie Lombard Odier SCmA
78125
0
0
EAGLE MATERIALS INC
COM
26969P108
2925
37913
SH
DFND
Compagnie Lombard Odier SCmA
37913
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
2847
143638
SH
DFND
Compagnie Lombard Odier SCmA
143638
0
0
EXTERRAN CORP
COM
30227H106
1113
86590
SH
DFND
Compagnie Lombard Odier SCmA
86590
0
0
FEI CO
COM
30241L109
3741
35000
SH
DFND
Compagnie Lombard Odier SCmA
35000
0
0
FATE THERAPEUTICS INC
COM
31189P102
436
256426
SH
DFND
Compagnie Lombard Odier SCmA
256426
0
0
GOGO INC
COM
38046C109
2815
335552
SH
DFND
Compagnie Lombard Odier SCmA
335552
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1997
13443
SH
DFND
Compagnie Lombard Odier SCmA
13443
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
8188
948803
SH
DFND
Compagnie Lombard Odier SCmA
948803
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
9627
990458
SH
DFND
Compagnie Lombard Odier SCmA
990458
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 07/28/202
42588J118
614
990458
SH
DFND
Compagnie Lombard Odier SCmA
990458
0
0
HOWARD HUGHES CORP
COM
44267D107
8574
75000
SH
DFND
Compagnie Lombard Odier SCmA
75000
0
0
IDEX CORP
COM
45167R104
2373
28900
SH
DFND
Compagnie Lombard Odier SCmA
28900
0
0
INFINERA CORPORATION
COM
45667G103
1996
176930
SH
DFND
Compagnie Lombard Odier SCmA
176930
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
7607
214874
SH
DFND
Compagnie Lombard Odier SCmA
214874
0
0
JPMORGAN CHASE & CO
COM
46625H100
1337
21510
SH
DFND
Compagnie Lombard Odier SCmA
21510
0
0
KRATON PERFORMANCE POLYMERS
COM
50077C106
5586
200000
SH
Call
DFND
Compagnie Lombard Odier SCmA
200000
0
0
KRATON PERFORMANCE POLYMERS
COM
50077C106
7550
270324
SH
DFND
Compagnie Lombard Odier SCmA
270324
0
0
LDR HLDG CORP
COM
50185U105
554
15000
SH
DFND
Compagnie Lombard Odier SCmA
15000
0
0
LINKEDIN CORP
COM CL A
53578A108
16086
85000
SH
Put
DFND
Compagnie Lombard Odier SCmA
85000
0
0
LINKEDIN CORP
COM CL A
53578A108
15140
80000
SH
DFND
Compagnie Lombard Odier SCmA
80000
0
0
LIPOCINE INC NEW
COM
53630X104
293
96300
SH
Call
DFND
Compagnie Lombard Odier SCmA
96300
0
0
MARKETO INC
COM
57063L107
696
20000
SH
DFND
Compagnie Lombard Odier SCmA
20000
0
0
MAXLINEAR INC
CL A
57776J100
2174
120931
SH
DFND
Compagnie Lombard Odier SCmA
120931
0
0
MEDIVATION INC
COM
58501N101
1809
30000
SH
Put
DFND
Compagnie Lombard Odier SCmA
30000
0
0
MEDIVATION INC
COM
58501N101
1206
20000
SH
DFND
Compagnie Lombard Odier SCmA
20000
0
0
MONSANTO CO NEW
COM
61166W101
414
4000
SH
DFND
Compagnie Lombard Odier SCmA
4000
0
0
NETFLIX INC
COM
64110L106
14758
161327
SH
DFND
Compagnie Lombard Odier SCmA
161327
0
0
NETSCOUT SYS INC
COM
64115T104
2120
95288
SH
DFND
Compagnie Lombard Odier SCmA
95288
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
2262
611285
SH
DFND
Compagnie Lombard Odier SCmA
611285
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
1398
30755
SH
DFND
Compagnie Lombard Odier SCmA
30755
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
587
851370
SH
DFND
Compagnie Lombard Odier SCmA
851370
0
0
PDC ENERGY INC
COM
69327R101
4681
81256
SH
DFND
Compagnie Lombard Odier SCmA
81256
0
0
PTC INC
COM
69370C100
1033
27494
SH
DFND
Compagnie Lombard Odier SCmA
27494
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
984
139900
SH
Call
DFND
Compagnie Lombard Odier SCmA
139900
0
0
PROS HOLDINGS INC
COM
74346Y103
1468
84197
SH
DFND
Compagnie Lombard Odier SCmA
84197
0
0
PSIVIDA CORP
COM
74440J101
1742
615596
SH
DFND
Compagnie Lombard Odier SCmA
615596
0
0
QEP RES INC
COM
74733V100
3196
181298
SH
DFND
Compagnie Lombard Odier SCmA
181298
0
0
RSP PERMIAN INC
COM
74978Q105
5285
151462
SH
DFND
Compagnie Lombard Odier SCmA
151462
0
0
REXNORD CORP NEW
COM
76169B102
317
16132
SH
DFND
Compagnie Lombard Odier SCmA
16132
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
18971
150000
SH
Call
DFND
Compagnie Lombard Odier SCmA
150000
0
0
SALESFORCE COM INC
COM
79466L302
8541
107551
SH
DFND
Compagnie Lombard Odier SCmA
107551
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
340
10000
SH
DFND
Compagnie Lombard Odier SCmA
10000
0
0
SWIFT TRANSN CO
CL A
87074U101
366
23777
SH
DFND
Compagnie Lombard Odier SCmA
23777
0
0
SYNAPTICS INC
COM
87157D109
4558
84797
SH
DFND
Compagnie Lombard Odier SCmA
84797
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
6381
83100
SH
Put
DFND
Compagnie Lombard Odier SCmA
83100
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
5913
77000
SH
DFND
Compagnie Lombard Odier SCmA
77000
0
0
SYNCHRONY FINL
COM
87165B103
14190
561300
SH
Call
DFND
Compagnie Lombard Odier SCmA
561300
0
0
SYNCHRONY FINL
COM
87165B103
2857
113008
SH
DFND
Compagnie Lombard Odier SCmA
113008
0
0
TALEN ENERGY CORP
COM
87422J105
339
25000
SH
DFND
Compagnie Lombard Odier SCmA
25000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
24826
448768
SH
DFND
Compagnie Lombard Odier SCmA
448768
0
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
1883
295660
SH
DFND
Compagnie Lombard Odier SCmA
295660
0
0
3M CO
COM
88579Y101
1401
8000
SH
DFND
Compagnie Lombard Odier SCmA
8000
0
0
VERIFONE SYS INC
COM
92342Y109
3806
205300
SH
DFND
Compagnie Lombard Odier SCmA
205300
0
0
VIRGIN AMER INC
COM VTG
92765X208
3148
56000
SH
Put
DFND
Compagnie Lombard Odier SCmA
56000
0
0
VIRGIN AMER INC
COM VTG
92765X208
2529
45000
SH
DFND
Compagnie Lombard Odier SCmA
45000
0
0
VISA INC
COM CL A
92826C839
9944
134065
SH
DFND
Compagnie Lombard Odier SCmA
134065
0
0
WABCO HLDGS INC
COM
92927K102
886
9680
SH
DFND
Compagnie Lombard Odier SCmA
9680
0
0
WESCO INTL INC
COM
95082P105
2375
46132
SH
DFND
Compagnie Lombard Odier SCmA
46132
0
0
XENOPORT INC
COM
98411C100
1408
200000
SH
Put
DFND
Compagnie Lombard Odier SCmA
200000
0
0
XENOPORT INC
COM
98411C100
704
100000
SH
DFND
Compagnie Lombard Odier SCmA
100000
0
0
XYLEM INC
COM
98419M100
480
10755
SH
DFND
Compagnie Lombard Odier SCmA
10755
0
0
ZOGENIX INC
COM NEW
98978L204
5244
651418
SH
DFND
Compagnie Lombard Odier SCmA
651418
0
0
ZOSANO PHARMA CORP
COM
98979H103
630
477272
SH
DFND
Compagnie Lombard Odier SCmA
477272
0
0
ALLERGAN PLC
SHS
G0177J108
6008
26000
SH
DFND
Compagnie Lombard Odier SCmA
26000
0
0
ASSURED GUARANTY LTD
COM
G0585R106
6456
254458
SH
DFND
Compagnie Lombard Odier SCmA
254458
0
0
HORIZON PHARMA PLC
SHS
G4617B105
5340
324200
SH
Call
DFND
Compagnie Lombard Odier SCmA
324200
0
0
HORIZON PHARMA PLC
SHS
G4617B105
5765
350000
SH
DFND
Compagnie Lombard Odier SCmA
350000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2490
39107
SH
DFND
Compagnie Lombard Odier SCmA
39107
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
10036
345358
SH
DFND
Compagnie Lombard Odier SCmA
345358
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL A
G5480U138
557
17257
SH
DFND
Compagnie Lombard Odier SCmA
17257
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
2481
260361
SH
DFND
Compagnie Lombard Odier SCmA
260361
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
3258
324137
SH
DFND
Compagnie Lombard Odier SCmA
324137
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1136
46631
SH
DFND
Compagnie Lombard Odier SCmA
46631
0
0
PENTAIR PLC
SHS
G7S00T104
1649
28288
SH
DFND
Compagnie Lombard Odier SCmA
28288
0
0
TYCO INTL PLC
SHS
G91442106
1057
24805
SH
DFND
Compagnie Lombard Odier SCmA
24805
0
0
AFFIMED N V
COM
N01045108
907
365677
SH
DFND
Compagnie Lombard Odier SCmA
365677
0
0
CNH INDL N V
SHS
N20944109
522
73021
SH
DFND
Compagnie Lombard Odier SCmA
73021
0
0
BROADCOM LTD
SHS
Y09827109
1307
8408
SH
DFND
Compagnie Lombard Odier SCmA
8408
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1071
212894
SH
DFND
Compagnie Lombard Odier SCmA
212894
0
0
SEASPAN CORP
SHS
Y75638109
1025
73398
SH
DFND
Compagnie Lombard Odier SCmA
73398
0
0