0001104659-12-009768.txt : 20120214 0001104659-12-009768.hdr.sgml : 20120214 20120214163111 ACCESSION NUMBER: 0001104659-12-009768 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 GROUP MEMBERS: MICHAEL V. LEWIS 2008 QUICKGRAT GROUP MEMBERS: MVL TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lewis Michael V CENTRAL INDEX KEY: 0001491572 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 100 N. CRESCENT DRIVE #120 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RealD Inc. CENTRAL INDEX KEY: 0001327471 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770620426 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85582 FILM NUMBER: 12610461 BUSINESS ADDRESS: STREET 1: 100 N CRESCENT DR STE 120 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 385-4000 MAIL ADDRESS: STREET 1: 100 N CRESCENT DR STE 120 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: Real D DATE OF NAME CHANGE: 20050518 SC 13G/A 1 a12-4782_2sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

RealD Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

75604L105

(CUSIP Number)

February 8, 2012

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 75604L105

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only)
Michael V. Lewis

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
5,662,703 shares (See Item 4(a) below)

 

6.

Shared Voting Power
0 shares

 

7.

Sole Dispositive Power
5,662,703 shares (See Item 4(a) below)

 

8.

Shared Dispositive Power
0 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,662,703 shares  (See Item 4(a) below)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
10.3%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

2



 

CUSIP No. 75604L105

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only)
The Michael V. Lewis 2008 QuickGRAT

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Not applicable.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares (See Item 4(a) below)

 

6.

Shared Voting Power
0 shares

 

7.

Sole Dispositive Power
0 shares (See Item 4(a) below)

 

8.

Shared Dispositive Power
0 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares (See Item 4(a) below)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.0% (See Item 4(a) below)

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3



 

CUSIP No. 75604L105

 

 

1.

Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only)
The MVL Trust

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Not applicable.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
5,350,985 shares (See Item 4(a) below)

 

6.

Shared Voting Power
0 shares

 

7.

Sole Dispositive Power
5,350,985 shares (See Item 4(a) below)

 

8.

Shared Dispositive Power
0 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,350,985 shares (See Item 4(a) below)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.8%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

4



 

Item 1.

 

(a)

Name of Issuer
RealD Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
100 N. Crescent Drive, Suite 200, Beverly Hills, California 90210

 

Item 2.

 

(a)

Name of Person Filing
Michael V. Lewis

The Michael V. Lewis 2008 QuickGRAT

The MVL Trust

 

(b)

Address of Principal Business Office or, if none, Residence
100 N. Crescent Drive, Suite 200, Beverly Hills, California 90210

 

(c)

Citizenship
United States of America

 

(d)

Title of Class of Securities
Common, par value $0.0001

 

(e)

CUSIP Number
75604L105

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

5



 

Item 4.

Ownership

The following describes the ownership of common stock by Mr. Lewis as of February 8, 2012:

 

(a)

Amount beneficially owned:   

5,662,703 shares(1)(2) of common stock, which includes (i) 5,350,985 shares of common stock held by The MVL Trust of which Mr. Lewis is the sole trustee and has sole voting and investment power over all of the shares held by the trust, and (ii) 311,718 shares of common stock for which Mr. Lewis could acquire beneficial ownership within 60 days through the exercise of stock options.

 


 

 

(1) This figure does not include 131,246 shares of common stock that, upon expiration of the Michael V. Lewis 2008 QuickGRAT (the “Trust”) by its terms, were transferred to the remainder beneficiaries of the trust who are not related to Mr. Lewis.  The Reporting Persons disclaim beneficial ownership of these shares of common stock, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of these shares of common stock for the purposes of sections 13(d) or 13(g) of the Securities Exchange Act of 1934 or for any other purpose.

(2) This figure does include 30,359 shares of common stock that were distributed to Mr. Lewis upon expiration of the Trust by its terms.

 

(b)

Percent of class:   

10.3%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

5,662,703 shares (See Item 4(a) above)

 

 

(ii)

Shared power to vote or to direct the vote    

0 shares (See Item 4(a) above)

 

 

(iii)

Sole power to dispose or to direct the disposition of   

5,662,703 shares (See Item 4(a) above)

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0 shares (See Item 4(a) above)

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.   o

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

6



 

Item 10.

Certifications

Not applicable.

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 14, 2012

 

Date

 

 

 

/s/ Michael V. Lewis

 

Michael V. Lewis

 

 

 

The Michael V. Lewis 2008 QuickGRAT
/s/ Michael V. Lewis

 

Michael V. Lewis, Trustee

 

 

 

The MVL Trust

/s/ Michael V. Lewis

 

Michael V. Lewis, Trustee

 

7


EX-99.1 2 a12-4782_2ex99d1.htm EX-99.1

Exhibit 99.1

 

Agreement to Jointly file Schedule 13G/A

 

The undersigned hereby agree to jointly prepare and file with regulatory authorities a Schedule 13G/A and any future amendments thereto reporting each of the undersigned’s ownership of securities of RealD Inc. and hereby affirm that such Schedule 13G/A is being filed on behalf of each of the undersigned.

 

Date: February 14, 2012

 

 

/s/ Michael V. Lewis

 

Michael V. Lewis, Individually

 

 

 

/s/ Michael V. Lewis

 

Michael V. Lewis, as Trustee of The Michael V. Lewis 2008 QuickGRAT

 

 

 

/s/ Michael V. Lewis

 

Michael V. Lewis, as Trustee of The MVL Trust