0001172661-12-001158.txt : 20121114 0001172661-12-001158.hdr.sgml : 20121114 20121114102208 ACCESSION NUMBER: 0001172661-12-001158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Convergent Wealth Advisors CENTRAL INDEX KEY: 0001491296 IRS NUMBER: 412234477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13933 FILM NUMBER: 121201557 BUSINESS ADDRESS: STREET 1: 2600 TOWER OAKS BLVD STREET 2: SUITE 300 CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 301-770-6300 MAIL ADDRESS: STREET 1: 2600 TOWER OAKS BLVD STREET 2: SUITE 300 CITY: ROCKVILLE STATE: MD ZIP: 20852 13F-HR 1 convergent3q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Convergent Wealth Advisors Address: 2600 Tower Oaks Boulevard Suite 300 Rockville, MD 20852 13F File Number: 028-13933 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Elliott Title: Chief Financial Officer and Chief Compliance Officer Phone: (301) 998-0322 Signature, Place, and Date of Signing: /s/ David Elliott Rockville, MD/USA November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 18 Form 13F Information Table Value Total: $497,442 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ISHARES INC MSCI PAC J IDX 464286665 5732 128548 SH SOLE 0 0 128548 ISHARES SILVER TRUST ISHARES 46428Q109 294 8781 SH SOLE 0 0 8781 ISHARES TR S&P 500 INDEX 464287200 142332 985681 SH SOLE 0 0 985681 ISHARES TR BARCLY USAGG B 464287226 776 6897 SH SOLE 0 0 6897 ISHARES TR MSCI EMERG MKT 464287234 7628 184591 SH SOLE 0 0 184591 ISHARES TR IBOXX INV CPBD 464287242 2908 23878 SH SOLE 0 0 23878 ISHARES TR S&P MIDCAP 400 464287507 347 3514 SH SOLE 0 0 3514 ISHARES TR RUSL 2000 VALU 464287630 482 6518 SH SOLE 0 0 6518 ISHARES TR RUSSELL 2000 464287655 7523 90157 SH SOLE 0 0 90157 ISHARES TR MSCI GRW IDX 464288885 36314 685172 SH SOLE 0 0 685172 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1368 25479 SH SOLE 0 0 25479 SPDR GOLD TRUST GOLD SHS 78463V107 237125 1379518 SH SOLE 0 0 1379518 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1013 25200 SH SOLE 0 0 25200 VANGUARD INDEX FDS REIT ETF 922908553 11957 184043 SH SOLE 0 0 184043 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5882 79868 SH SOLE 0 0 79868 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1000 23266 SH SOLE 0 0 23266 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 30390 728426 SH SOLE 0 0 728426 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 4371 132949 SH SOLE 0 0 132949