0001172661-12-001158.txt : 20121114
0001172661-12-001158.hdr.sgml : 20121114
20121114102208
ACCESSION NUMBER: 0001172661-12-001158
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Convergent Wealth Advisors
CENTRAL INDEX KEY: 0001491296
IRS NUMBER: 412234477
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13933
FILM NUMBER: 121201557
BUSINESS ADDRESS:
STREET 1: 2600 TOWER OAKS BLVD
STREET 2: SUITE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
BUSINESS PHONE: 301-770-6300
MAIL ADDRESS:
STREET 1: 2600 TOWER OAKS BLVD
STREET 2: SUITE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
13F-HR
1
convergent3q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Convergent Wealth Advisors
Address: 2600 Tower Oaks Boulevard
Suite 300
Rockville, MD 20852
13F File Number: 028-13933
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David Elliott
Title: Chief Financial Officer and Chief Compliance Officer
Phone: (301) 998-0322
Signature, Place, and Date of Signing:
/s/ David Elliott Rockville, MD/USA November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 18
Form 13F Information Table Value Total: $497,442 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ISHARES INC MSCI PAC J IDX 464286665 5732 128548 SH SOLE 0 0 128548
ISHARES SILVER TRUST ISHARES 46428Q109 294 8781 SH SOLE 0 0 8781
ISHARES TR S&P 500 INDEX 464287200 142332 985681 SH SOLE 0 0 985681
ISHARES TR BARCLY USAGG B 464287226 776 6897 SH SOLE 0 0 6897
ISHARES TR MSCI EMERG MKT 464287234 7628 184591 SH SOLE 0 0 184591
ISHARES TR IBOXX INV CPBD 464287242 2908 23878 SH SOLE 0 0 23878
ISHARES TR S&P MIDCAP 400 464287507 347 3514 SH SOLE 0 0 3514
ISHARES TR RUSL 2000 VALU 464287630 482 6518 SH SOLE 0 0 6518
ISHARES TR RUSSELL 2000 464287655 7523 90157 SH SOLE 0 0 90157
ISHARES TR MSCI GRW IDX 464288885 36314 685172 SH SOLE 0 0 685172
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1368 25479 SH SOLE 0 0 25479
SPDR GOLD TRUST GOLD SHS 78463V107 237125 1379518 SH SOLE 0 0 1379518
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1013 25200 SH SOLE 0 0 25200
VANGUARD INDEX FDS REIT ETF 922908553 11957 184043 SH SOLE 0 0 184043
VANGUARD INDEX FDS TOTAL STK MKT 922908769 5882 79868 SH SOLE 0 0 79868
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1000 23266 SH SOLE 0 0 23266
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 30390 728426 SH SOLE 0 0 728426
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 4371 132949 SH SOLE 0 0 132949