FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/01/2010 |
3. Issuer Name and Ticker or Trading Symbol
METLIFE INC [ MET ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 44,757 | D | |
Common Stock | 10 | I | By The MetLife Policyholder Trust(1) |
Common Stock | 10 | I | By The Latrenta Family Trust in the MetLife Policyholder Trust(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (2) | 04/08/2011 | Common Stock | 200 | $29.95 | D | |
Employee Stock Option (Right to Buy) | (3) | 04/08/2011 | Common Stock | 18,975 | $29.95 | D | |
Employee Stock Option (Right to Buy) | (4) | 02/18/2012 | Common Stock | 35,000 | $30.35 | D | |
Employee Stock Option (Right to Buy) | (5) | 02/17/2013 | Common Stock | 21,000 | $26 | D | |
Employee Stock Option (Right to Buy) | (6) | 02/16/2014 | Common Stock | 20,000 | $35.26 | D | |
Employee Stock Option (Right to Buy) | (7) | 04/14/2015 | Common Stock | 11,000 | $38.47 | D | |
Employee Stock Option (Right to Buy) | (8) | 02/27/2016 | Common Stock | 12,000 | $50.12 | D | |
Employee Stock Option (Right to Buy) | (9) | 02/26/2017 | Common Stock | 12,000 | $62.8 | D | |
Employee Stock Option (Right to Buy) | (10) | 02/25/2018 | Common Stock | 11,500 | $60.51 | D | |
Employee Stock Option (Right to Buy) | (11) | 02/23/2019 | Common Stock | 15,400 | $23.3 | D | |
Employee Stock Option (Right to Buy) | (12) | 02/22/2020 | Common Stock | 16,000 | $34.84 | D |
Explanation of Responses: |
1. Shares held in trust under the MetLife Policyholder Trust established to hold shares of Common Stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc. |
2. The option became fully exercisable on April 9, 2004. |
3. The option vested in three equal installments on April 9,2002, 2003 and 2004. |
4. The option vested in three equal installments on February 19, 2003, 2004 and 2005. |
5. The option vested in three equal installments on February 18, 2004, 2005 and 2006. |
6. The option vested in three equal installments on February 17, 2005, 2006 and 2007. |
7. The option vested in three equal installments on April 15, 2006, 2007 and 2008. |
8. The option vested in three equal installments on February 28, 2007, 2008 and 2009. |
9. The option vested in three equal installments on February 27, 2008, 2009 and 2010. |
10. Two-Thirds (2/3) of this option is currently exercisable and the remaining one-third (1/3) will become exercisable on February 26, 2011. |
11. One-Third (1/3) of this option is currently exercisable and the remaining two-thirds (2/3) will become exercisable in equal installments on February 24, 2011 and 2012. |
12. The option will become exercisable in three equal installments on February 23, 2011, 2012, and 2013. |
Remarks: |
Jeffrey A. Welikson, authorized signer | 05/07/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |