SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Sloan Stephen M

(Last) (First) (Middle)
901 MARINERS ISLAND BLVD.
SUITE 200

(Street)
SAN MATEO CA 94404

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2014
3. Issuer Name and Ticker or Trading Symbol
Marketo, Inc. [ MKTO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Products and Engineering
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 60,000(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) (2) 11/14/2023 Common Stock 50,000 $32.99 D
Explanation of Responses:
1. Represents shares of common stock that are issuable pursuant to two Restricted Stock Unit (RSU) awards. The first RSU award provides for vesting as follows: 8,750 shares will vest on each of July 15, 2014, July 15, 2015, July 15, 2016, and July 15, 2017, subject to the grantee continuing to be a service provider through each such date. The second RSU award provides for vesting as follows: 6,250 shares will vest on each of November 15, 2014, November 15, 2015, November 15, 2016, and November 15, 2017,subject to the grantee continuing to be a service provider through each such date.
2. The option provides for vesting as follows: 25% of the shares will vest on November 15, 2014, and the remainder of the shares will vest in equal installments each month thereafter until the option is fully vested on November 15, 2017.
By: Margaretta Smith For: Stephen M. Sloan 02/04/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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