0001179110-15-012535.txt : 20150824 0001179110-15-012535.hdr.sgml : 20150824 20150824164410 ACCESSION NUMBER: 0001179110-15-012535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150820 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agrawal Neeraj CENTRAL INDEX KEY: 0001532809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 151071416 MAIL ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: SUITE 1100 CITY: BOSTON STATE: MA ZIP: 02210 4 1 edgar.xml FORM 4 - X0306 4 2015-08-20 0 0001490660 Marketo, Inc. MKTO 0001532809 Agrawal Neeraj C/O BATTERY VENTURES ONE MARINA PARK DRIVE, SUITE 1100 BOSTON MA 02210 1 0 0 0 Common Stock 2015-08-20 4 S 0 150000 27.80 D 1515212 I See Footnote Common Stock 16349 D 148,515 of the reported securities were sold by Battery Ventures IX, L.P. ("BV IX") and 1,485 of the reported securities were sold by Battery Investment Partners IX, LLC ("BIP IX"). Represents weighted-average sales price. The shares were sold at prices ranging from $27.80 to $28.25. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. 1,500,212 of the reported securities are owned directly by BV IX, and 15,000 of the reported securities are owned directly by BIP IX. The sole general partner of BV IX and the sole managing member of BIP IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. (together with BP IX, the "Battery Companies"). The Reporting Person is a managing member and officer of the Battery Companies and may be deemed to share voting and dispostive power over the shares held by BV IX and BIP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. /s/ Christopher Schiavo (acting as attorney-in-fact on behalf of Neeraj Agrawal) 2015-08-24