0001144204-14-040072.txt : 20140627 0001144204-14-040072.hdr.sgml : 20140627 20140627160948 ACCESSION NUMBER: 0001144204-14-040072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140627 FILED AS OF DATE: 20140627 DATE AS OF CHANGE: 20140627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCS Capital Corp CENTRAL INDEX KEY: 0001568832 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 383894716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.415.6500 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weil Edward M Jr. CENTRAL INDEX KEY: 0001490448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35924 FILM NUMBER: 14946090 MAIL ADDRESS: STREET 1: C/O AMERICAN REALTY CAPITAL 405 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v382674_4.xml OWNERSHIP DOCUMENT X0306 4 2014-06-27 0 0001568832 RCS Capital Corp RCAP 0001490448 Weil Edward M Jr. C/O RCS CAPITAL CORPORATION 405 PARK AVE., 14TH FLOOR NEW YORK NY 10022 1 1 0 0 President, Treas. & Secretary Class A Common Stock 2014-06-27 4 P 0 1505 20.63 A 2505 D Class A Common Stock 2014-06-27 4 P 0 900 20.59 A 3405 D Class A Common Stock 2014-06-27 4 P 0 52 20.58 A 3457 D /s/ Edward M. Weil, Jr. 2014-06-27