0001144204-14-040072.txt : 20140627
0001144204-14-040072.hdr.sgml : 20140627
20140627160948
ACCESSION NUMBER: 0001144204-14-040072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140627
FILED AS OF DATE: 20140627
DATE AS OF CHANGE: 20140627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RCS Capital Corp
CENTRAL INDEX KEY: 0001568832
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 383894716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.415.6500
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weil Edward M Jr.
CENTRAL INDEX KEY: 0001490448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35924
FILM NUMBER: 14946090
MAIL ADDRESS:
STREET 1: C/O AMERICAN REALTY CAPITAL 405 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v382674_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-06-27
0
0001568832
RCS Capital Corp
RCAP
0001490448
Weil Edward M Jr.
C/O RCS CAPITAL CORPORATION
405 PARK AVE., 14TH FLOOR
NEW YORK
NY
10022
1
1
0
0
President, Treas. & Secretary
Class A Common Stock
2014-06-27
4
P
0
1505
20.63
A
2505
D
Class A Common Stock
2014-06-27
4
P
0
900
20.59
A
3405
D
Class A Common Stock
2014-06-27
4
P
0
52
20.58
A
3457
D
/s/ Edward M. Weil, Jr.
2014-06-27