0001144204-12-023587.txt : 20120424 0001144204-12-023587.hdr.sgml : 20120424 20120424202924 ACCESSION NUMBER: 0001144204-12-023587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120419 FILED AS OF DATE: 20120424 DATE AS OF CHANGE: 20120424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fentress Andrew CENTRAL INDEX KEY: 0001510196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 12777442 MAIL ADDRESS: STREET 1: C/O MEDLEY CAPITAL STREET 2: 375 PARK AVENUE, SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 4 1 v310494_4.xml OWNERSHIP DOCUMENT X0305 4 2012-04-19 0 0001490349 Medley Capital Corp MCC 0001510196 Fentress Andrew C/O MEDLEY CAPITAL CORPORATION 375 PARK AVENUE, SUITE 3304 NEW YORK NY 10152 1 0 0 0 Common Stock, par value $0.001 per share 2012-04-19 4 J 0 40317 0 A 40317 I See footnote Common Stock, par value $0.001 per share 13000 D Common Stock, par value $0.001 per share 125000 I See footnote Pro rata distribution from Medley Opportunity Fund LP to a limited partner that is an affiliate of MCC Advisors LLC. Attributes beneficial ownership of the shares of common stock owned by affiliates of MCC Advisors LLC to Brook Taube, Seth Taube and Andrew Fentress, who exercise dispositive power with respect to such shares. /s/ Brook Taube, as Attorney-in-Fact 2012-04-24