SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Cuss Francis M

(Last) (First) (Middle)
BRISTOL-MYERS SQUIBB COMPANY
ROUTE 206 & PROVINCE LINE ROAD

(Street)
PRINCETON NJ 08543

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/04/2010
3. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Dscvry & Exp Clinl Resrch
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.10 par value 69,985.82(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Market Share Units (2) (2) Common Stock, $0.10 par value 16,521 (3) D
Option (right to buy) (4) 03/02/2019 Common Stock, $0.10 par value 79,807 $17.51 D
Option (right to buy) (5) 03/03/2018 Common Stock, $0.10 par value 55,463 $22.14 D
Option (right to buy) (6) 03/06/2016 Common Stock, $0.10 par value 32,300 $22.73 D
Option (right to buy) (7) 11/30/2016 Common Stock, $0.10 par value 100,000 $24.74 D
Option (right to buy) (6) 02/28/2015 Common Stock, $0.10 par value 38,667 $25.45 D
Option (right to buy) (6) 09/30/2013 Common Stock, $0.10 par value 65,000 $25.73 D
Option (right to buy) (8) 03/05/2017 Common Stock, $0.10 par value 39,010 $27.01 D
Option (right to buy) (6) 03/01/2014 Common Stock, $0.10 par value 38,667 $28.11 D
Performance Shares (9) 03/31/2011 Common Stock, $0.10 par value 17,965 (10) D
Performance Shares (11) 03/31/2012 Common Stock, $0.10 par value 6,058 (10) D
Restricted Stock Units (12) 03/06/2011 Common Stock, $0.10 par value 2,438 (13) D
Restricted Stock Units (14) 03/04/2012 Common Stock, $0.10 par value 6,077 (13) D
Restricted Stock Units (15) 03/03/2013 Common Stock, $0.10 par value 11,259 (13) D
Restricted Stock Units (16) 11/02/2014 Common Stock, $0.10 par value 20,000 (13) D
Explanation of Responses:
1. Includes unvested restricted stock awards.
2. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.
3. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.
4. 19,951 shares are currently exercisable. 19,952 will become exercisable on each of March 3, 2011, March 3, 2012 and March 3, 2013.
5. 27,731 shares are currently exercisable. 13,866 shares will become exercisable on each of March 4, 2011 and March 4, 2012.
6. Currently Exercisable.
7. 33,333 shares are currently exercisable. 33,333 shares will become exercisable on December 1, 2010 and 33,334 shares will become exercisable on December 1, 2011.
8. 29,257 shares are currently exercisable. 9,753 shares will become exercisable on March 6, 2011.
9. Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.
10. Each performance share converts into one share of common stock upon payout.
11. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.
12. 2,438 restricted stock units will vest on March 6, 2011. Each restricted stock unit will be converted into one share of common stock upon vesting.
13. Each restricted stock unit converts into one share of common stock upon vesting.
14. 3,038 restricted stock units will vest on March 4, 2011 and 3,039 restricted stock units will vest on March 4, 2012. Each restricted stock unit will be converted into one share of common stock upon vesting.
15. 3,753 restricted stock units will vest on each of March 3, 2011, March 3, 2012 and March 3, 2013. Each restricted stock unit will be converted into one share of common stock upon vesting.
16. 6,668 restricted stock units will vest on November 2, 2012 and 6,664 restricted stock units will vest on each of November 2, 2013 and November 2, 2014. Each restricted stock unit will be converted into one share of common stock upon vesting.
Remarks:
/s/ Francis M. Cuss 05/14/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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