0001181431-11-024082.txt : 20110414 0001181431-11-024082.hdr.sgml : 20110414 20110414203719 ACCESSION NUMBER: 0001181431-11-024082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110412 FILED AS OF DATE: 20110414 DATE AS OF CHANGE: 20110414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXPRESS, INC. CENTRAL INDEX KEY: 0001483510 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 262828128 FISCAL YEAR END: 0110 BUSINESS ADDRESS: STREET 1: 1 EXPRESS DRIVE CITY: COLUMBUS STATE: OH ZIP: 43230 BUSINESS PHONE: 614-474-4001 MAIL ADDRESS: STREET 1: 1 EXPRESS DRIVE CITY: COLUMBUS STATE: OH ZIP: 43230 FORMER COMPANY: FORMER CONFORMED NAME: EXPRESS PARENT LLC DATE OF NAME CHANGE: 20100205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCG AV, LLC-Series C CENTRAL INDEX KEY: 0001311628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 11760826 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: ONE EMBARCADERO CENTER, 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 627-4500 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: ONE EMBARCADERO CENTER, 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Gate Capital Management, L.L.C. CENTRAL INDEX KEY: 0001311635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 11760827 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: ONE EMBARCADERO CENTER, 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 627-4500 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: ONE EMBARCADERO CENTER, 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Multi-Channel Retail Holdings LLC - Series G CENTRAL INDEX KEY: 0001489497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 11760828 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: Multi-Channel Retail Holdings LLC - series G DATE OF NAME CHANGE: 20100414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCG AV, L.L.C. - Series L CENTRAL INDEX KEY: 0001489703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 11760825 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCG AV, L.L.C. - Series I CENTRAL INDEX KEY: 0001489704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34742 FILM NUMBER: 11760824 BUSINESS ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-983-2700 MAIL ADDRESS: STREET 1: C/O GOLDEN GATE PRIVATE EQUITY, INC. STREET 2: 1 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 rrd308448.xml FORM 4 X0303 4 2011-04-12 0 0001483510 EXPRESS, INC. EXPR 0001489497 Multi-Channel Retail Holdings LLC - Series G C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001311635 Golden Gate Capital Management, L.L.C. C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001311628 CCG AV, LLC-Series C C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489703 CCG AV, L.L.C. - Series L C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001489704 CCG AV, L.L.C. - Series I C/O GOLDEN GATE PRIVATE EQUITY, INC. ONE EMBARCADERO CENTER, 39TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 Common Stock, par value $0.01 2011-04-12 4 S 0 16377245 18.0975 D 21641349 D See Exhibit 99.1. Form 2 of 2 Exhibit List: Exhibit 99.1 - Footnote Explanation. /s/ Lacey J. Bundy, Attorney in Fact 2011-04-14 EX-99.1 2 rrd276576_312165.htm EXHIBIT rrd276576_312165.html
Exhibit 99.1

Includes shares of Common Stock held directly by Multi-Channel Retail Holdings
LLC - Series G ("MCRH") and shares of Common Stock held indirectly (through
their respective ownership in MCRH) by (a) Golden Gate Capital Investment Fund
II, L.P., (b) Golden Gate Capital Investment Fund II-A, L.P., (c) Golden Gate
Capital Investment Annex Fund II, L.P., (d) Golden Gate Capital Investment Fund
II, (AI) L.P., (e) Golden Gate Capital Investment Fund II-A, (AI) L.P., (f)
Golden Gate Capital Investment Annex Fund II, (AI) L.P., (g) Golden Gate Capital
Associates II-QP, L.L.C. (h) Golden Gate Capital Associates II-AI, L.L.C., (i)
CCG AV, L.L.C. - Series C, (j) CCG AV, L.L.C. - Series I and (k) CCG AV, L.L.C.
- Series L. The entities listed in clauses (a) through (h) are managed by Golden
Gate Capital Management II, L.L.C., and the entities listed in clauses (i)
through (k) are managed by Golden Gate Capital Management, L.L.C. Each of the
entities listed in clauses (a) through (k) disclaims beneficial ownership in the
shares owned by MCRH, except to the extent of its pecuniary interest therein.